Amendment No. 4 to Distribution Agreement
Exhibit (e)(1)(iv)
Amendment No. 4 to Distribution Agreement
This Amendment, dated as of November 1, 2016, to the Distribution Agreement (this “Amendment”), is made by and between 1290 Funds (the “Trust”), a Delaware statutory trust, and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 0000 Xxxxxxxx, Xxxxx 0000, Xxxxxx, Xxxxxxxx 00000 (the “Distributor”).
WHEREAS, the Trust and the Distributor entered into a Distribution Agreement dated October 28, 2014 (the “Agreement”), as amended; and
WHEREAS, the Trust and the Distributor wish to amend the provisions of the Agreement to reflect the addition of a new portfolio to the Trust, effective on or around November 1, 2016.
NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:
1. The parties hereto agree to delete the current Appendix A to the Agreement in its entirety and replace it with a new Appendix A attached hereto.
2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the date first above written.
ALPS DISTRIBUTORS, INC. | ||||||||
By: /s/ Xxxxxx X. Xxxxx |
By: /s/ Xxxxxx X. Xxxxx | |||||||
Name: Xxxxxx X. Xxxxx |
Name: Xxxxxx X. Xxxxx | |||||||
Title: Chairman, Chief Executive Officer |
Title: SVP and Director of | |||||||
and President |
Distribution Services |
APPENDIX A
LIST OF PORTFOLIOS
1290 Convertible Securities Fund
1290 DoubleLine Dynamic Allocation Fund
1290 GAMCO Small/Mid Cap Value Fund
1290 Global Allocation Fund
1290 Global Talents Fund
1290 High Yield Bond Fund
1290 Multi-Alternative Strategies Fund
1290 SmartBeta Equity Fund
1290 Unconstrained Bond Managers Fund