MASTER FEE CAP/FEE WAIVER AGREEMENT
AMENDED AND RESTATED
This Agreement, dated Oct. 1, 2005, as amended August 1, 2006, is between
RiverSource Investments, LLC. (RiverSource Investments), in its capacity as
investment manager, Ameriprise Financial, Inc. (Ameriprise Financial), in
its capacity as administrator, RiverSource Service Corporation, in its
capacity as transfer agent, and Ameriprise Financial Services, Inc.
(Ameriprise Financial Services), in its capacity as distributor (RiverSource
Investments, Ameriprise Financial, RiverSource Service Corporation and
Ameriprise Financial Services) are collectively referred to as the "Service
Providers"), and each of the RiverSource(SM) Funds on behalf of its underlying
series funds, listed in Schedule A (the term "Fund" is used to refer to
either the registrant or the underlying fund as the context requires). Under
this Agreement, the Service Providers agree to cap expenses (fee caps),
before giving effect to any performance incentive adjustment and the Fund
agrees to such fee caps, as described below and in Schedule B:
1. APPLICABLE AGREEMENTS. To the extent that the Fund's total
expenses exceed the fee cap expense ratios set out in Schedule B,
the Service Providers agree to waive fees and reimburse certain
expenses under one or more of the following agreements, as
applicable:
o Investment Management Services Agreement between the Fund and
RiverSource Investments.
o Administrative Services Agreement between the Fund and
Ameriprise Financial.
o Transfer Agency Agreement between the Fund and RiverSource
Service Corporation.
o Plan and Agreement of Distribution between the Fund and
Ameriprise Financial Services.
The above-mentioned agreements may be amended from time to time.
2. FEE CAPS/FEE WAIVERS. The Service Providers will determine the
allocation of fee waivers and expense reimbursements among the
applicable agreements.
3. TERMINATION. With respect to any Fund, this Agreement will
terminate on the date listed in Schedule B unless modified by
written agreement of the Fund and the Service Providers or
terminated earlier at the sole discretion of the Fund's Board of
Directors.
Master Agreement -- Fee Waivers 2
SCHEDULE A
----------
LIST OF FUNDS:
--------------
RIVERSOURCE BOND SERIES, INC.
(FORMERLY KNOWN AS AXP DISCOVERY SERIES, INC.)
RiverSource Core Bond Fund
RiverSource Floating Rate Fund
RiverSource Income Opportunities Fund
RiverSource Inflation Protected Securities Fund
RiverSource Limited Duration Bond Fund
RIVERSOURCE CALIFORNIA TAX-EXEMPT TRUST
(FORMERLY KNOWN AS AXP CALIFORNIA TAX-EXEMPT TRUST)
RiverSource California Tax-Exempt Fund
RIVERSOURCE DIMENSIONS SERIES, INC.
(FORMERLY KNOWN AS AXP DIMENSIONS SERIES, INC.)
RiverSource Disciplined Small and Mid Cap Equity Fund
RiverSource Disciplined Small Cap Value Fund
RIVERSOURCE DIVERSIFIED INCOME SERIES, INC.
(FORMERLY KNOWN AS AXP FIXED INCOME SERIES, INC.)
RiverSource Diversified Bond Fund
RIVERSOURCE GLOBAL SERIES, INC.
(FORMERLY KNOWN AS AXP GLOBAL SERIES, INC.)
RiverSource Absolute Return Currency and Income Fund
RiverSource Emerging Markets Fund
RiverSource Emerging Markets Bond Fund
RiverSource Global Bond Fund
RiverSource Global Technology Fund
RIVERSOURCE GOVERNMENT INCOME SERIES, INC.
(FORMERLY KNOWN AS AXP GOVERNMENT INCOME SERIES, INC.)
RiverSource Short Duration U.S. Government Fund
RiverSource U.S. Government Mortgage Fund
RIVERSOURCE INCOME SERIES, INC.
(FORMERLY KNOWN AS AXP INCOME SERIES, INC.)
RiverSource Income Builder - Basic Income Fund
RiverSource Income Builder - Moderate Income Fund
RiverSource Income Builder - Enhanced Income Fund
RIVERSOURCE INTERNATIONAL MANAGERS SERIES, INC.
(FORMERLY KNOWN AS AXP PARTNERS INTERNATIONAL SERIES, INC.)
RiverSource International Equity Fund
RiverSource International Small Cap Fund
RIVERSOURCE INTERNATIONAL SERIES, INC.
(FORMERLY KNOWN AS AXP INTERNATIONAL SERIES, INC.)
RiverSource Disciplined International Fund
RiverSource International Opportunity Fund
Master Agreement -- Fee Waivers 3
RIVERSOURCE LARGE CAP SERIES, INC.
(FORMERLY KNOWN AS AXP GROWTH SERIES, INC.)
RiverSource Large Cap Value Fund
RiverSource Disciplined Equity Fund
RIVERSOURCE MANAGERS SERIES, INC.
(FORMERLY KNOWN AS AXP PARTNERS SERIES, INC.)
RiverSource Aggressive Growth Fund
RiverSource Fundamental Growth Fund
RiverSource Fundamental Value Fund
RiverSource Select Value Fund
RiverSource Small Cap Equity Fund
RiverSource Small Cap Value Fund
RiverSource Value Fund
RIVERSOURCE MARKET ADVANTAGE SERIES, INC.
(FORMERLY KNOWN AS AXP MARKET ADVANTAGE SERIES, INC.)
RiverSource Portfolio Builder - Conservative Fund
RiverSource Portfolio Builder - Moderate Conservative Fund
RiverSource Portfolio Builder - Moderate Fund
RiverSource Portfolio Builder - Moderate Aggressive Fund
RiverSource Portfolio Builder - Aggressive Fund
RiverSource Portfolio Builder - Total Equity Fund
RiverSource S&P 500 Index Fund
RiverSource Small Company Index Fund
RIVERSOURCE MONEY MARKET SERIES, INC.
(FORMERLY KNOWN AS AXP MONEY MARKET SERIES, INC.)
RiverSource Cash Management Fund
RIVERSOURCE RETIREMENT SERIES TRUST
RiverSource Retirement Plus 2010 Fund
RiverSource Retirement Plus 2015 Fund
RiverSource Retirement Plus 2020 Fund
RiverSource Retirement Plus 2025 Fund
RiverSource Retirement Plus 2030 Fund
RiverSource Retirement Plus 2035 Fund
RiverSource Retirement Plus 2040 Fund
RiverSource Retirement Plus 2045 Fund
RIVERSOURCE SECTOR SERIES, INC.
(FORMERLY KNOWN AS AXP SECTOR SERIES, INC.)
RiverSource Real Estate Fund
RIVERSOURCE SPECIAL TAX-EXEMPT SERIES TRUST
(FORMERLY KNOWN AS AXP SPECIAL TAX-EXEMPT SERIES TRUST)
RiverSource Massachusetts Tax-Exempt Fund
RiverSource Michigan Tax-Exempt Fund
RiverSource Minnesota Tax-Exempt Fund
RiverSource New York Tax-Exempt Fund
RiverSource Ohio Tax-Exempt Fund
Master Agreement -- Fee Waivers 4
RIVERSOURCE STRATEGY SERIES, INC.
(FORMERLY KNOWN AS AXP STRATEGY SERIES, INC.)
RiverSource Small Cap Advantage Fund
RiverSource Small Cap Growth Fund
RIVERSOURCE TAX-EXEMPT INCOME SERIES, INC.
(FORMERLY KNOWN AS AXP HIGH YIELD TAX-EXEMPT SERIES, INC.)
RiverSource Tax-Exempt High Income Fund
RIVERSOURCE TAX-EXEMPT SERIES, INC.
(FORMERLY KNOWN AS AXP TAX-EXEMPT SERIES, INC.)
RiverSource Intermediate Tax-Exempt Fund
RiverSource Tax-Exempt Bond Fund
RIVERSOURCE VARIABLE PORTFOLIO INCOME SERIES, INC.
(FORMERLY KNOWN AS AXP VARIABLE PORTFOLIO INCOME SERIES, INC.)
RiverSource VP Core Bond Fund
RiverSource VP Global Inflation Protected Securities Fund
RiverSource VP Income Opportunities Fund
RIVERSOURCE VARIABLE PORTFOLIO INVESTMENT SERIES, INC.
(FORMERLY KNOWN AS AXP VARIABLE PORTFOLIO INVESTMENT SERIES, INC.)
RiverSource VP Emerging Markets Fund
RiverSource VP Large Cap Value Fund
RiverSource VP Mid Cap Growth Fund
RiverSource VP Mid Cap Value Fund
RiverSource VP S&P 500 Index Fund
RIVERSOURCE VARIABLE PORTFOLIO MANAGERS SERIES, INC.
(FORMERLY KNOWN AS AXP VARIABLE PORTFOLIO PARTNERS SERIES, INC.)
RiverSource VP Fundamental Value Fund
RiverSource VP Select Value Fund
RiverSource VP Small Cap Value Fund
RIVERSOURCE VARIABLE PORTFOLIO SELECT SERIES, INC.
(FORMERLY KNOWN AS AXP VARIABLE PORTFOLIO SELECT SERIES, INC.)
RiverSource VP Core Equity Fund
Master Agreement -- Fee Waivers 5
SCHEDULE B
----------------------------------------------------------------------------------------------------------------------------
EFFECTIVE
FYE/FUND CLASS A CLASS B CLASS C CLASS D CLASS E CLASS I CLASS Y DATE TERMINATION DATE
----------------------------------------------------------------------------------------------------------------------------
JANUARY 31
----------------------------------------------------------------------------------------------------------------------------
RiverSource Portfolio 0.51% 1.29% 1.29% N/A N/A N/A 0.34% 02/01/06 01/31/07
Builder Funds
----------------------------------------------------------------------------------------------------------------------------
RiverSource S&P 000 Xxxxx X/X X/X X/X 0.59% 0.34% N/A N/A 10/01/05 01/31/07
----------------------------------------------------------------------------------------------------------------------------
RiverSource Small Company 0.81% 1.58% N/A N/A N/A N/A 0.64% 02/01/06 01/31/07
Index
----------------------------------------------------------------------------------------------------------------------------
MARCH 31
----------------------------------------------------------------------------------------------------------------------------
RiverSource Small Cap 1.29% 2.06% 2.06% N/A N/A 0.94% 1.12% 04/01/06 03/31/07
Advantage
----------------------------------------------------------------------------------------------------------------------------
RiverSource Small Cap 1.61% 2.38% 2.38% N/A N/A 1.26% 1.44% 04/01/06 03/31/07
Growth
----------------------------------------------------------------------------------------------------------------------------
APRIL 30
----------------------------------------------------------------------------------------------------------------------------
RiverSource Retirement 0.49% X/X X/X X/X X/X X/X 0.22% 05/11/06 04/30/07
Plus 2010 Fund
----------------------------------------------------------------------------------------------------------------------------
RiverSource Retirement 0.49% X/X X/X X/X X/X X/X 0.22% 05/11/06 04/30/07
Plus 2015 Fund
----------------------------------------------------------------------------------------------------------------------------
RiverSource Retirement 0.49% X/X X/X X/X X/X X/X 0.22% 05/11/06 04/30/07
Plus 2020 Fund
----------------------------------------------------------------------------------------------------------------------------
RiverSource Retirement 0.49% X/X X/X X/X X/X X/X 0.22% 05/11/06 04/30/07
Plus 2025 Fund
----------------------------------------------------------------------------------------------------------------------------
RiverSource Retirement 0.49% X/X X/X X/X X/X X/X 0.22% 05/11/06 04/30/07
Plus 2030 Fund
----------------------------------------------------------------------------------------------------------------------------
RiverSource Retirement 0.49% X/X X/X X/X X/X X/X 0.22% 05/11/06 04/30/07
Plus 2035 Fund
----------------------------------------------------------------------------------------------------------------------------
RiverSource Retirement 0.49% X/X X/X X/X X/X X/X 0.22% 05/11/06 04/30/07
Plus 2040 Fund
----------------------------------------------------------------------------------------------------------------------------
RiverSource Retirement 0.49% X/X X/X X/X X/X X/X 0.22% 04/17/06 04/30/07
Plus 2045 Fund*
----------------------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------
MAY 31
----------------------------------------------------------------------------------------------------------------------------
Master Agreement -- Fee Waivers 6
----------------------------------------------------------------------------------------------------------------------------
EFFECTIVE
FYE/FUND CLASS A CLASS B CLASS C CLASS D CLASS E CLASS I CLASS Y DATE TERMINATION DATE
----------------------------------------------------------------------------------------------------------------------------
RiverSource Aggressive 1.36% 2.13% 2.12% N/A N/A 1.01% 1.19% 06/01/06 05/31/07
Growth
----------------------------------------------------------------------------------------------------------------------------
RiverSource Fundamental 1.55% 2.32% 2.32% N/A N/A 1.20% 1.38% 06/01/06 05/31/07
Growth
----------------------------------------------------------------------------------------------------------------------------
RiverSource Fundamental 1.18% 1.95% 1.95% N/A N/A 0.83% 1.01% 06/01/06 05/31/07
Value
----------------------------------------------------------------------------------------------------------------------------
RiverSource Income 0.45% 1.21% 1.21% N/A N/A N/A 0.29% 06/01/06 05/31/07
Builder Funds
----------------------------------------------------------------------------------------------------------------------------
RiverSource Select Value 1.27% 2.04% 2.04% N/A N/A 0.92% 1.10% 06/01/06 05/31/07
----------------------------------------------------------------------------------------------------------------------------
RiverSource Small Cap 1.40% 2.17% 2.17% N/A N/A 1.05% 1.23% 06/01/06 05/31/07
Equity
----------------------------------------------------------------------------------------------------------------------------
RiverSource Small Cap 1.41% 2.18% 2.18% N/A N/A 1.06% 1.24% 06/01/06 05/31/07
Value
----------------------------------------------------------------------------------------------------------------------------
RiverSource Short 0.89% 1.64% 1.64% N/A N/A 0.54% 0.72% 06/01/06 05/31/07
Duration U.S. Government
----------------------------------------------------------------------------------------------------------------------------
RiverSource U.S. 0.89% 1.64% 1.64% N/A N/A 0.54% 0.71% 06/01/06 05/31/07
Government Mortgage
----------------------------------------------------------------------------------------------------------------------------
RiverSource Value 1.23% 2.00% 2.00% N/A N/A 0.88% 1.06% 06/01/06 05/31/07
----------------------------------------------------------------------------------------------------------------------------
JUNE 30
----------------------------------------------------------------------------------------------------------------------------
RiverSource California TE 0.79% 1.55% 1.55% N/A N/A N/A 0.64% 07/01/06 06/30/07
----------------------------------------------------------------------------------------------------------------------------
RiverSource Massachusetts 0.79% 1.55% 1.55% N/A N/A N/A 0.64% 07/01/06 06/30/07
TE
----------------------------------------------------------------------------------------------------------------------------
RiverSource Michigan TE 0.79% 1.55% 1.55% N/A N/A N/A 0.64% 07/01/06 06/30/07
----------------------------------------------------------------------------------------------------------------------------
RiverSource Minnesota TE 0.79% 1.55% 1.55% N/A N/A N/A 0.64% 07/01/06 06/30/07
----------------------------------------------------------------------------------------------------------------------------
RiverSource New York TE 0.79% 1.55% 1.55% N/A N/A N/A 0.64% 07/01/06 06/30/07
----------------------------------------------------------------------------------------------------------------------------
RiverSource Ohio TE 0.79% 1.55% 1.55% N/A N/A N/A 0.64% 07/01/06 06/30/07
----------------------------------------------------------------------------------------------------------------------------
RiverSource Real Estate 1.49% 2.27% 2.27% N/A N/A 1.14% 1.34% 07/01/06 06/30/07
----------------------------------------------------------------------------------------------------------------------------
JULY 31
----------------------------------------------------------------------------------------------------------------------------
RiverSource Cash 0.73% 1.38% 1.39% N/A N/A 0.53% 0.60% 08/01/06 07/31/07
Management
----------------------------------------------------------------------------------------------------------------------------
Master Agreement -- Fee Waivers 7
----------------------------------------------------------------------------------------------------------------------------
EFFECTIVE
FYE/FUND CLASS A CLASS B CLASS C CLASS D CLASS E CLASS I CLASS Y DATE TERMINATION DATE
----------------------------------------------------------------------------------------------------------------------------
RiverSource Core Bond 0.89% 1.65% 1.66% N/A N/A 0.54% 0.73% 08/01/06 07/31/07
----------------------------------------------------------------------------------------------------------------------------
RiverSource Disciplined 1.00% 1.78% 1.77% N/A N/A 0.64% 0.84% 08/01/06 07/31/07
Equity
----------------------------------------------------------------------------------------------------------------------------
RiverSource Disciplined 1.48% 2.25% 2.25% N/A N/A 1.13% 1.31% 08/01/06 07/31/07
Small Cap Value
----------------------------------------------------------------------------------------------------------------------------
RiverSource Disciplined 1.36% 2.13% 2.13% N/A N/A 1.01% 1.19% 08/01/06 07/31/07
Small and Mid Cap Equity
----------------------------------------------------------------------------------------------------------------------------
RiverSource Floating Rate 1.06% 1.82% 1.82% N/A N/A 0.71% 0.90% 08/01/06 07/31/07
----------------------------------------------------------------------------------------------------------------------------
RiverSource Income 1.14% 1.90% 1.90% N/A N/A 0.79% 0.98% 08/01/06 07/31/07
Opportunities
----------------------------------------------------------------------------------------------------------------------------
RiverSource Inflation 0.84% 1.62% 1.62% N/A N/A 0.49% 0.69% 08/01/06 07/31/07
Protected Securities
----------------------------------------------------------------------------------------------------------------------------
RiverSource Large Cap 1.29% 2.05% 2.06% N/A N/A 0.94% 1.12% 08/01/06 07/31/07
Value
----------------------------------------------------------------------------------------------------------------------------
RiverSource Limited 0.89% 1.65% 1.66% N/A N/A 0.54% 0.73% 08/01/06 07/31/07
Duration Bond
----------------------------------------------------------------------------------------------------------------------------
AUGUST 31
----------------------------------------------------------------------------------------------------------------------------
RiverSource Diversified 0.89% 1.65% 1.66% N/A N/A 0.54% 0.73% 03/01/06 08/31/06
Bond
----------------------------------------------------------------------------------------------------------------------------
RiverSource Diversified 0.89% 1.65% 1.66% N/A N/A 0.54% 0.73% 09/01/06 08/31/07
Bond
----------------------------------------------------------------------------------------------------------------------------
RIVERSOURCE VP FUNDS
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Core Bond 0.83% X/X X/X X/X X/X X/X X/X 12/01/05 08/31/06
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Core Bond 0.83% X/X X/X X/X X/X X/X X/X 09/01/06 12/31/06
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Emerging 1.75% X/X X/X X/X X/X X/X X/X 10/01/05 08/31/06
Markets
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP 1.07% X/X X/X X/X X/X X/X X/X 04/25/06 08/31/06
Fundamental Value
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP 1.07% X/X X/X X/X X/X X/X X/X 09/01/06 12/31/06
Fundamental Value
----------------------------------------------------------------------------------------------------------------------------
Master Agreement -- Fee Waivers 8
----------------------------------------------------------------------------------------------------------------------------
EFFECTIVE
FYE/FUND CLASS A CLASS B CLASS C CLASS D CLASS E CLASS I CLASS Y DATE TERMINATION DATE
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Global 0.72% X/X X/X X/X X/X X/X X/X 12/01/05 08/31/06
Inflation Protected
Securities
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Global 0.72% X/X X/X X/X X/X X/X X/X 09/01/06 12/31/06
Inflation Protected
Securities
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Income 0.99% X/X X/X X/X X/X X/X X/X 10/01/05 08/31/06
Opportunities
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Income 0.99% X/X X/X X/X X/X X/X X/X 09/01/06 12/31/06
Opportunities
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Large Cap 1.05% X/X X/X X/X X/X X/X X/X 10/01/05 08/31/06
Value
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Large Cap 1.05% X/X X/X X/X X/X X/X X/X 09/01/06 12/31/06
Value
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Mid Cap 1.00% X/X X/X X/X X/X X/X X/X 03/18/06 08/31/06
Growth
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Mid Cap 1.00% X/X X/X X/X X/X X/X X/X 09/01/06 12/31/06
Growth
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Mid Cap 1.08% X/X X/X X/X X/X X/X X/X 05/01/05 08/31/06
Value
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Mid Cap 1.08% X/X X/X X/X X/X X/X X/X 09/01/06 12/31/06
Value
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP S&P 500 0.495% X/X X/X X/X X/X X/X X/X 10/01/05 08/31/06
Index
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP S&P 500 0.495% X/X X/X X/X X/X X/X X/X 09/01/06 12/31/06
Index
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Select 1.15% X/X X/X X/X X/X X/X X/X 10/01/05 08/31/06
Value
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Select 1.15% X/X X/X X/X X/X X/X X/X 09/01/06 12/31/06
Value
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Small Cap 1.25% X/X X/X X/X X/X X/X X/X 12/01/05 08/31/06
Value
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Small Cap 1.21% X/X X/X X/X X/X X/X X/X 09/01/06 12/31/06
Value
----------------------------------------------------------------------------------------------------------------------------
SEPTEMBER 30
----------------------------------------------------------------------------------------------------------------------------
NONE X/X X/X X/X X/X X/X X/X X/X X/X X/X
----------------------------------------------------------------------------------------------------------------------------
OCTOBER 31
----------------------------------------------------------------------------------------------------------------------------
RiverSource Absolute 1.47% 2.23% 2.23% N/A N/A 1.12% 1.31% 06/08/06 10/31/06
Return Currency and
Income*
----------------------------------------------------------------------------------------------------------------------------
Master Agreement -- Fee Waivers 9
----------------------------------------------------------------------------------------------------------------------------
EFFECTIVE
FYE/FUND CLASS A CLASS B CLASS C CLASS D CLASS E CLASS I CLASS Y DATE TERMINATION DATE
----------------------------------------------------------------------------------------------------------------------------
RiverSource Disciplined 1.50% 2.27% 2.27% N/A N/A 1.15% 1.33% 05/11/06 10/31/06
International
----------------------------------------------------------------------------------------------------------------------------
RiverSource Emerging 1.99% 2.75% 2.75% N/A N/A 1.47% 1.82% 10/01/05 10/31/06
Markets
----------------------------------------------------------------------------------------------------------------------------
RiverSource Emerging 1.45% 2.21% 2.21% N/A N/A 1.10% 1.29% 02/06/06 10/31/06
Markets Bond
----------------------------------------------------------------------------------------------------------------------------
RiverSource Global Bond 1.25% 2.02% 2.02% N/A N/A 0.90% 1.08% 10/01/05 10/31/06
----------------------------------------------------------------------------------------------------------------------------
RiverSource Global 1.82% 2.59% 2.59% N/A N/A 1.13% 1.63% 10/01/05 10/31/06
Technology
----------------------------------------------------------------------------------------------------------------------------
RiverSource International 1.65% 2.43% 2.43% N/A N/A 1.30% 1.48% 10/01/05 10/31/06
Equity
----------------------------------------------------------------------------------------------------------------------------
RiverSource International 1.55% 2.31% 2.31% N/A N/A 1.07% 1.38% 10/01/05 10/31/06
Opportunity
----------------------------------------------------------------------------------------------------------------------------
RiverSource International 1.92% 2.69% 2.70% N/A N/A 1.57% 1.75% 10/01/05 10/31/06
Small Cap
----------------------------------------------------------------------------------------------------------------------------
NOVEMBER 30
----------------------------------------------------------------------------------------------------------------------------
RiverSource Intermediate 0.79% 1.55% 1.55% N/A N/A N/A 0.64% 10/01/05 11/30/06
TE
----------------------------------------------------------------------------------------------------------------------------
RiverSource Tax-Exempt 0.79% 1.55% 1.55% N/A N/A N/A 0.64% 10/01/05 11/30/06
Bond
----------------------------------------------------------------------------------------------------------------------------
RiverSource Tax-Exempt 0.79% 1.55% 1.55% N/A N/A N/A 0.64% 10/01/05 11/30/06
High Income
----------------------------------------------------------------------------------------------------------------------------
DECEMBER 31
----------------------------------------------------------------------------------------------------------------------------
RiverSource VP Core 0.40% X/X X/X X/X X/X X/X X/X X/X** X/X**
Equity**
----------------------------------------------------------------------------------------------------------------------------
*THESE FUNDS RECEIVED THE SEED MONEY ON 4/17/06 AND 06/08/06,
RESPECTIVELY, AND THE FEE/CAP WENT INTO EFFECT ON THE SAME DATE.
**RIVERSOURCE VP CORE EQUITY HAS AN ALL IN FEE/CAP OF 0.40% THAT
DOES NOT EXPIRE.
Master Agreement -- Fee Waivers 10
RIVERSOURCE BOND SERIES, INC.
RIVERSOURCE CALIFORNIA TAX-EXEMPT TRUST
RIVERSOURCE DIMENSIONS SERIES, INC.
RIVERSOURCE DIVERSIFIED INCOME SERIES, INC.
RIVERSOURCE GLOBAL SERIES, INC.
RIVERSOURCE GOVERNMENT INCOME SERIES, INC.
RIVERSOURCE INCOME SERIES, INC.
RIVERSOURCE INTERNATIONAL MANAGERS SERIES, INC.
RIVERSOURCE INTERNATIONAL SERIES, INC.
RIVERSOURCE LARGE CAP SERIES, INC.
RIVERSOURCE MANAGERS SERIES, INC.
RIVERSOURCE MARKET ADVANTAGE SERIES, INC.
RIVERSOURCE MONEY MARKET SERIES, INC.
RIVERSOURCE RETIREMENT SERIES TRUST
RIVERSOURCE SECTOR SERIES, INC.
RIVERSOURCE SPECIAL TAX-EXEMPT SERIES TRUST
RIVERSOURCE STRATEGY SERIES, INC.
RIVERSOURCE TAX-EXEMPT INCOME SERIES, INC.
RIVERSOURCE TAX-EXEMPT SERIES, INC.
RIVERSOURCE VARIABLE PORTFOLIO INCOME SERIES, INC.
RIVERSOURCE VARIABLE PORTFOLIO INVESTMENT SERIES, INC.
RIVERSOURCE VARIABLE PORTFOLIO MANAGERS SERIES, INC.
RIVERSOURCE VARIABLE PORTFOLIO SELECT SERIES, INC.
By: /s/ Xxxxxx X. Xxx
------------------------------
Xxxxxx X. Xxx
Vice President
AMERIPRISE FINANCIAL, INC.
AMERIPRISE FINANCIAL SERVICES, INC.
RIVERSOURCE INVESTMENTS, LLC.
RIVERSOURCE SERVICE CORPORATION
By: /s/ Xxxxx X. Xxxxx
------------------------------
Xxxxx X. Xxxxx
Senior Vice President
