SUPPLEMENT TO THE SECOND AMENDED AND RESTATED SUPERVISION AND ADMINISTRATION AGREEMENT PIMCO Funds Newport Beach, California 92660 August 12, 2014
Exhibit (h)(9)
SUPPLEMENT TO THE
SECOND AMENDED AND RESTATED SUPERVISION AND ADMINISTRATION
AGREEMENT
000 Xxxxxxx Xxxxxx Xxxxx
Xxxxxxx Xxxxx, Xxxxxxxxxx 00000
August 12, 2014
Pacific Investment Management Company LLC
000 Xxxxxxx Xxxxxx Xxxxx
Xxxxxxx Xxxxx, Xxxxxxxxxx 00000
| RE: | PIMCO RealRetirement® 2055 Fund (the “Fund”) |
Dear Sirs:
This will confirm the agreement between the undersigned (the “Trust”) and Pacific Investment Management Company LLC (the “Administrator”) as follows:
| 1. | This Trust is an open-end investment company organized as a Massachusetts business trust, and consisting of such investment portfolios as have been or may be established by the Trustees of the Trust from time to time. A separate series of shares of beneficial interest of the Trust is offered to investors with respect to each investment portfolio. The Fund is a separate investment portfolio of the Trust. |
| 2. | The Trust and the Administrator have entered into a Second Amended and Restated Supervision and Administration Agreement (the “Agreement”) dated April 1, 2012, pursuant to which the Trust has employed the Administrator to provide supervisory and administrative services to the Trust as set forth in that Agreement. |
| 3. | As provided in paragraph 1 of the Agreement, the Trust hereby adopts the Agreement with respect to the Fund and the Administrator hereby acknowledges that the Agreement shall pertain to the Fund, the terms and conditions of such Agreement being hereby incorporated herein by reference. |
| 4. | Subject to the approval of the Trust’s Board of Trustees, the Trust consents to the Administrator’s delegation of some or all of its responsibilities under the Agreement with respect to the Fund to a qualified party or parties. Such delegation shall be evidenced by a written agreement to which the Trust need not be a party but which shall be subject to Trustee review and approval. Nothing contained herein shall be deemed to limit in any way the Administrator’s ability to delegate its duties under the Agreement with respect to any other series of shares of the Trust. |
| 5. | As provided in paragraph 5 of the Agreement and subject to further conditions as set forth therein, the Trust shall with respect to the Fund pay the Administrator a monthly fee |
| calculated as a percentage (on an annual basis) of the average daily value of net assets of the Fund during the preceding month, at a rate of 0.05% for Administrative Class and Institutional Class, at a rate of 0.15% for Class P, and at a rate of 0.30% for Class A, Class C, Class D and Class R. |
| 6. | The Trust and the Administrator hereby agree to amend the Agreement as of the date hereof to add the Fund to Schedule A and to make certain changes to Schedule A. Accordingly, the current Schedule A and B are replaced with the new Schedules A and B attached hereto. |
| 7. | This Supplement and the Agreement shall become effective with respect to the Fund and each class thereof on August 12, 2014 and shall remain in effect with respect to the Fund and each class thereof, unless sooner terminated as provided herein, for a period not to exceed one year from the effective date and shall continue thereafter on an annual basis with respect to the Fund and each class thereof provided that such continuance is specifically approved at least annually (a) by the vote of a majority of the Board of Trustees of the Trust, and (b) by the vote of a majority of the Board of Trustees of the Trust who are not parties to this Agreement or “interested persons” (as defined in the Investment Company Act of 1940, as amended (“1940 Act”)) of the Trust or the Administrator, cast in person at a meeting called for the purpose of voting on such approval. This Agreement may be terminated with respect to the Fund and each class thereof at any time, without the payment of any penalty: (i) by a vote of a majority of the entire Board of Trustees of the Trust or by a majority of the outstanding voting shares of the Fund and each class thereof, as applicable, on 60 days’ written notice to the Administrator; or (ii) after the initial period commencing on the effective date, by the Administrator at any time on 60 days’ written notice to the Trust. This Agreement shall terminate automatically in the event of its assignment (as defined in the 1940 Act). |
| 8. | The Declaration of Trust establishing the Trust, as amended and restated effective December 15, 2010, a copy of which, together with all amendments thereto (the “Declaration”), is on file in the Office of the Secretary of the Commonwealth of Massachusetts, provides that the name “PIMCO Funds” refers to the trustees under the Declaration collectively as trustees and not as individuals or personally, and that no shareholder, trustee, officer, employee or agent of the Trust shall be subject to claims against or obligations of the Trust to any extent whatsoever, but that the Trust estate only shall be liable. |
If the foregoing correctly sets forth the agreement between the Trust and the Administrator, please so indicate by signing and returning to the Trust the enclosed copy hereof.
| Very truly yours, | ||
| PIMCO FUNDS | ||
| By: |
| |
| Title: |
Vice President | |
| ACCEPTED | ||
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | ||
| By: |
| |
| Title: |
Managing Director | |
Schedule A
Schedule to the Second Amended and Restated Supervision and Administration Agreement
As of August 12, 2014
Institutional and Administrative Classes (%) - Supervisory and Administrative Fee Rates
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO All Asset Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO All Asset All Authority Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO California Intermediate Municipal Bond Fund |
0.10 | 0.12 | 0.22 | |||
| PIMCO California Municipal Bond Fund |
0.10 | 0.13 | 0.23 | |||
| PIMCO California Short Duration Municipal Income Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO CommoditiesPLUS® Short Strategy Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO CommoditiesPLUS® Strategy Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO CommodityRealReturn Strategy Fund® |
0.10 | 0.15 | 0.25 | |||
| PIMCO Convertible Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Credit Absolute Return Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Diversified Income Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Emerging Markets Full Spectrum Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO EM Fundamental IndexPLUS® AR Strategy Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO EMG Intl Low Volatility RAFI®- PLUS AR Strategy Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Emerging Local Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Emerging Markets Bond Fund |
0.10 | 0.28 | 0.38 | |||
| PIMCO Emerging Markets Corporate Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Emerging Markets Currency Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Extended Duration Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Floating Income Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Foreign Bond Fund (Unhedged) |
0.10 | 0.15 | 0.25 | |||
| PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.15 | 0.25 | |||
| PIMCO Fundamental Advantage Absolute Return Strategy Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Fundamental IndexPLUS® AR Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Global Advantage Strategy Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Global Bond Fund (Unhedged) |
0.10 | 0.20 | 0.30 | |||
| PIMCO Global Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.20 | 0.30 | |||
| PIMCO Global Multi-Asset Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO GNMA Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Government Money Market Fund |
0.06 | 0.00 | 0.06 | |||
| PIMCO High Yield Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO High Yield Municipal Bond Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO High Yield Spectrum Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Income Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO Inflation Response Multi-Asset Fund |
0.10 | 0.15 | 0.25 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO International Fundamental IndexPLUS® AR Strategy Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Intl Low Volatility RAFI®- PLUS AR Strategy Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO International StocksPLUS® AR Strategy Fund (Unhedged) |
0.10 | 0.15 | 0.25 | |||
| PIMCO International StocksPLUS® AR Strategy Fund (U.S. Dollar-Hedged) |
0.10 | 0.20 | 0.30 | |||
| PIMCO Investment Grade Corporate Bond Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Long Duration Total Return Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Long-Term Credit Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Long-Term U.S. Government Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Low Duration Fund |
0.10 | 0.11 | 0.21 | |||
| PIMCO Low Duration Fund II |
0.10 | 0.15 | 0.25 | |||
| PIMCO Low Duration Fund III |
0.10 | 0.15 | 0.25 | |||
| PIMCO Low Volatility RAFI®- PLUS AR Strategy Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Moderate Duration Fund |
0.10 | 0.11 | 0.21 | |||
| PIMCO Mortgage Opportunities Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Money Market Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO Mortgage-Backed Securities Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Municipal Bond Fund |
0.10 | 0.14 | 0.24 | |||
| PIMCO National Intermediate Municipal Bond Fund |
0.10 | 0.13 | 0.23 | |||
| PIMCO New York Municipal Bond Fund |
0.10 | 0.12 | 0.22 | |||
| PIMCO Real Income 2019 Fund® |
0.10 | 0.10 | 0.20 | |||
| PIMCO Real Income 2029 Fund® |
0.10 | 0.10 | 0.20 | |||
| PIMCO Real Return Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO Real Return Asset Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO RealEstateRealReturn Strategy Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO RealRetirement® Income and Distribution Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO RealRetirement® 2015 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO RealRetirement® 2020 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO RealRetirement® 2025 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO RealRetirement® 2030 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO RealRetirement® 2035 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO RealRetirement® 2040 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO RealRetirement® 2045 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO RealRetirement® 2050 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO RealRetirement® 2055 Fund |
0.05 | 0.00 | 0.05 | |||
| PIMCO Senior Floating Rate Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Short Asset Investment Fund |
0.10 | 0.04 | 0.14 | |||
| PIMCO Short Duration Municipal Income Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO Short-Term Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO Small Cap StocksPLUS® AR Strategy Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Small Company Fundamental IndexPLUS® AR Strategy Fund |
0.10 | 0.15 | 0.25 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO StocksPLUS® Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO StocksPLUS® Long Duration Fund |
0.10 | 0.14 | 0.24 | |||
| PIMCO StocksPLUS® AR Short Strategy Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO StocksPLUS® Absolute Return Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Tax Managed Real Return Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO Total Return Fund |
0.10 | 0.11 | 0.21 | |||
| PIMCO Total Return Fund II |
0.10 | 0.15 | 0.25 | |||
| PIMCO Total Return Fund III |
0.10 | 0.15 | 0.25 | |||
| PIMCO Total Return Fund IV |
0.10 | 0.15 | 0.25 | |||
| PIMCO Treasury Money Market Fund |
0.06 | 0.00 | 0.06 | |||
| PIMCO TRENDS Managed Futures Strategy Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Unconstrained Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Unconstrained Tax Managed Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Worldwide Fundamental Advantage AR Strategy Fund |
0.10 | 0.15 | 0.25 |
| 1 | Core Expenses includes custody, portfolio accounting and tax preparation expenses. |
Schedule A
Schedule to the Second Amended and Restated Supervision and Administration Agreement
As of August 12, 2014
Classes A and C (%) - Supervisory and Administrative Fee Rates
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO All Asset Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO All Asset All Authority Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO California Intermediate Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO California Municipal Bond Fund |
0.10 | 0.23 | 0.33 | |||
| PIMCO California Short Duration Municipal Income Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO CommoditiesPLUS® Short Strategy Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO CommoditiesPLUS® Strategy Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO CommodityRealReturn Strategy Fund® |
0.10 | 0.35 | 0.45 | |||
| PIMCO Convertible Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Credit Absolute Return Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Diversified Income Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Emerging Markets Full Spectrum Bond Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO EM Fundamental IndexPLUS® AR Strategy Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO EMG Intl Low Volatility RAFI®- PLUS AR Strategy Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Emerging Local Bond Fund |
0.10 | 0.55 | 0.65 | |||
| PIMCO Emerging Markets Bond Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Emerging Markets Corporate Bond Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Emerging Markets Currency Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Extended Duration Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Floating Income Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Foreign Bond Fund (Unhedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Fundamental Advantage Absolute Return Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Fundamental IndexPLUS® AR Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Advantage Strategy Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Global Bond Fund (Unhedged) |
0.10 | 0.35 | 0.45 | |||
| PIMCO Global Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Multi-Asset Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO GNMA Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Government Money Market Fund |
0.10 | 0.11 | 0.21 | |||
| PIMCO High Yield Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO High Yield Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO High Yield Spectrum Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Income Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Inflation Response Multi-Asset Fund |
0.10 | 0.35 | 0.45 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO International Fundamental IndexPLUS® AR Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Intl Low Volatility RAFI®- PLUS AR Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO International StocksPLUS® AR Strategy Fund (Unhedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO International StocksPLUS® AR Strategy Fund (U.S. Dollar-Hedged) |
0.10 | 0.35 | 0.45 | |||
| PIMCO Investment Grade Corporate Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long Duration Total Return Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long-Term Credit Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long-Term U.S. Government Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Low Duration Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Low Duration Fund II |
0.10 | 0.30 | 0.40 | |||
| PIMCO Low Duration Fund III |
0.10 | 0.30 | 0.40 | |||
| PIMCO Low Volatility RAFI®- PLUS AR Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Moderate Duration Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Money Market Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Mortgage-Backed Securities Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Mortgage Opportunities Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO National Intermediate Municipal Bond Fund |
0.10 | 0.23 | 0.33 | |||
| PIMCO New York Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Real Income 2019 Fund® |
0.10 | 0.25 | 0.35 | |||
| PIMCO Real Income 2029 Fund® |
0.10 | 0.25 | 0.35 | |||
| PIMCO Real Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Real Return Asset Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RealEstateRealReturn Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RealRetirement® Income and Distribution Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2015 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2020 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2025 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2030 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2035 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2040 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2045 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2050 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2055 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Senior Floating Rate Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Short Asset Investment Fund |
0.10 | 0.14 | 0.24 | |||
| PIMCO Short Duration Municipal Income Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Short-Term Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO Small Company Fundamental IndexPLUS® AR Strategy Fund |
0.10 | 0.25 | 0.35 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO Small Cap StocksPLUS® AR Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Long Duration Fund |
0.10 | 0.29 | 0.39 | |||
| PIMCO StocksPLUS® AR Short Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Absolute Return Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Tax Managed Real Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Total Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Total Return Fund II |
0.10 | 0.30 | 0.40 | |||
| PIMCO Total Return Fund III |
0.10 | 0.30 | 0.40 | |||
| PIMCO Total Return Fund IV |
0.10 | 0.25 | 0.35 | |||
| PIMCO Treasury Money Market Fund |
0.10 | 0.11 | 0.21 | |||
| PIMCO TRENDS Managed Futures Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Unconstrained Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Unconstrained Tax Managed Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Worldwide Fundamental Advantage AR Strategy Fund |
0.10 | 0.30 | 0.40 |
| 1 | Core Expenses includes custody, portfolio accounting and tax preparation expenses. |
Schedule A
Schedule to the Second Amended and Restated Supervision and Administration Agreement
As of August 12, 2014
Class B (%) - Supervisory and Administrative Fee Rates
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO All Asset Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO All Asset All Authority Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO California Intermediate Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO CommodityRealReturn Strategy Fund® |
0.10 | 0.35 | 0.45 | |||
| PIMCO Diversified Income Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Emerging Markets Bond Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Floating Income Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Foreign Bond Fund (Unhedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Fundamental IndexPLUS® AR Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Bond Fund (Unhedged) |
0.10 | 0.35 | 0.45 | |||
| PIMCO Global Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO GNMA Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO High Yield Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO International StocksPLUS® AR Strategy Fund (U.S. Dollar-Hedged) |
0.10 | 0.35 | 0.45 | |||
| PIMCO Investment Grade Corporate Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long-Term U.S. Government Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Low Duration Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Money Market Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Mortgage-Backed Securities Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO New York Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Real Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Real Return Asset Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RealEstateRealReturn Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Short Duration Municipal Income Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Short-Term Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO Small Cap StocksPLUS® AR Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® AR Short Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Absolute Return Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Total Return Fund |
0.10 | 0.25 | 0.35 |
| 1 | Core Expenses includes custody, portfolio accounting and tax preparation expenses. |
Schedule A
Schedule to the Second Amended and Restated Supervision and Administration Agreement
As of August 12, 2014
Class D (%) - Supervisory and Administrative Fee Rates
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO All Asset Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO All Asset All Authority Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO California Intermediate Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO California Municipal Bond Fund |
0.10 | 0.23 | 0.33 | |||
| PIMCO California Short Duration Municipal Income Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO CommoditiesPLUS® Short Strategy Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO CommoditiesPLUS® Strategy Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO CommodityRealReturn Strategy Fund® |
0.10 | 0.35 | 0.45 | |||
| PIMCO Convertible Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Credit Absolute Return Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Diversified Income Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Emerging Markets Full Spectrum Bond Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO EM Fundamental IndexPLUS® AR Strategy Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO EMG Intl Low Volatility RAFI®- PLUS AR Strategy Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Emerging Local Bond Fund |
0.10 | 0.55 | 0.65 | |||
| PIMCO Emerging Markets Bond Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Emerging Markets Corporate Bond Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Emerging Markets Currency Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Extended Duration Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Floating Income Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Foreign Bond Fund (Unhedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Foreign Bond Fund (U.S. Dollar -Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Fundamental Advantage Absolute Return Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Fundamental IndexPLUS® AR Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Advantage Strategy Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Global Bond Fund (Unhedged) |
0.10 | 0.35 | 0.45 | |||
| PIMCO Global Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.35 | 0.45 | |||
| PIMCO Global Multi-Asset Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO GNMA Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Government Money Market Fund |
0.06 | 0.00 | 0.06 | |||
| PIMCO High Yield Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO High Yield Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO High Yield Spectrum Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Income Fund |
0.10 | 0.19 | 0.29 | |||
| PIMCO Inflation Response Multi-Asset Fund |
0.10 | 0.35 | 0.45 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO International Fundamental IndexPLUS® AR Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Intl Low Volatility RAFI®- PLUS AR Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO International StocksPLUS® AR Strategy Fund (Unhedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO International StocksPLUS® AR Strategy Fund (U.S. Dollar-Hedged) |
0.10 | 0.35 | 0.45 | |||
| PIMCO Investment Grade Corporate Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long Duration Total Return Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long-Term Credit Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long-Term U.S. Government Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Low Duration Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Low Duration Fund II |
0.10 | 0.30 | 0.40 | |||
| PIMCO Low Duration Fund III |
0.10 | 0.30 | 0.40 | |||
| PIMCO Low Volatility RAFI®- PLUS AR Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Moderate Duration Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Money Market Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO Mortgage-Backed Securities Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Mortgage Opportunities Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO National Intermediate Municipal Bond Fund |
0.10 | 0.23 | 0.33 | |||
| PIMCO New York Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Real Income 2019 Fund® |
0.10 | 0.25 | 0.35 | |||
| PIMCO Real Income 2029 Fund® |
0.10 | 0.25 | 0.35 | |||
| PIMCO Real Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Real Return Asset Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RealEstateRealReturn Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RealRetirement® Income and Distribution Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2015 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2020 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2025 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2030 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2035 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2040 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2045 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2050 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2055 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Senior Floating Rate Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Short Asset Investment Fund |
0.10 | 0.14 | 0.24 | |||
| PIMCO Short Duration Municipal Income Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Short-Term Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO Small Cap StocksPLUS® AR Strategy Fund |
0.10 | 0.30 | 0.40 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO Small Company Fundamental IndexPLUS® AR Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO StocksPLUS® Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Long Duration Fund |
0.10 | 0.29 | 0.39 | |||
| PIMCO StocksPLUS® AR Short Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Absolute Return Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Tax Managed Real Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Total Return Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO Total Return Fund II |
0.10 | 0.30 | 0.40 | |||
| PIMCO Total Return Fund III |
0.10 | 0.30 | 0.40 | |||
| PIMCO Total Return Fund IV |
0.10 | 0.25 | 0.35 | |||
| PIMCO Treasury Money Market Fund |
0.06 | 0.00 | 0.06 | |||
| PIMCO TRENDS Managed Futures Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Unconstrained Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Unconstrained Tax Managed Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Worldwide Fundamental Advantage AR Strategy Fund |
0.10 | 0.30 | 0.40 |
| 1 | Core Expenses includes custody, portfolio accounting and tax preparation expenses. |
Schedule A
Schedule to the Second Amended and Restated Supervision and Administration Agreement
As of August 12, 2014
Class R (%) - Supervisory and Administrative Fee Rates
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO All Asset Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO All Asset All Authority Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO California Intermediate Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO California Municipal Bond Fund |
0.10 | 0.23 | 0.33 | |||
| PIMCO CommoditiesPLUS® Short Strategy Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO CommoditiesPLUS® Strategy Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO CommodityRealReturn Strategy Fund® |
0.10 | 0.35 | 0.45 | |||
| PIMCO Convertible Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Credit Absolute Return Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Diversified Income Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Emerging Markets Full Spectrum Bond Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO EM Fundamental IndexPLUS® AR Strategy Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO EMG Intl Low Volatility RAFI®- PLUS AR Strategy Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Emerging Markets Bond Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Emerging Markets Corporate Bond Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Emerging Markets Currency Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Floating Income Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Foreign Bond Fund (Unhedged) |
0.10 | 0.25 | 0.35 | |||
| PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Fundamental Advantage Absolute Return Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Fundamental IndexPLUS® AR Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Advantage Strategy Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Global Bond Fund (Unhedged) |
0.10 | 0.35 | 0.45 | |||
| PIMCO Global Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Multi-Asset Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO GNMA Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Government Money Market Fund |
0.10 | 0.11 | 0.21 | |||
| PIMCO High Yield Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO High Yield Spectrum Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Income Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Inflation Response Multi-Asset Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO International Fundamental IndexPLUS® AR Strategy Fund |
0.10 | 0.25 | 0.35 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO Intl Low Volatility RAFI®- PLUS AR Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Investment Grade Corporate Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long-Term Credit Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Long-Term U.S. Government Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Low Duration Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Low Duration Fund II |
0.10 | 0.30 | 0.40 | |||
| PIMCO Low Duration Fund III |
0.10 | 0.30 | 0.40 | |||
| PIMCO Low Volatility RAFI®- PLUS AR Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Moderate Duration Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Money Market Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Mortgage-Backed Securities Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Mortgage Opportunities Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO National Intermediate Municipal Bond Fund |
0.10 | 0.23 | 0.33 | |||
| PIMCO New York Municipal Bond Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Real Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Real Return Asset Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RealEstateRealReturn Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO RealRetirement® Income and Distribution Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2015 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2020 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2025 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2030 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2035 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2040 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2045 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2050 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO RealRetirement® 2055 Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Senior Floating Rate Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Short Asset Investment Fund |
0.10 | 0.14 | 0.24 | |||
| PIMCO Short Duration Municipal Income Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Short-Term Fund |
0.10 | 0.10 | 0.20 | |||
| PIMCO Small Cap StocksPLUS® AR Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Small Company Fundamental IndexPLUS® AR Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO StocksPLUS® Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO StocksPLUS® Long Duration Fund |
0.10 | 0.29 | 0.39 | |||
| PIMCO StocksPLUS® AR Short Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Total Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Total Return Fund II |
0.10 | 0.30 | 0.40 | |||
| PIMCO Total Return Fund III |
0.10 | 0.30 | 0.40 | |||
| PIMCO Total Return Fund IV |
0.10 | 0.25 | 0.35 | |||
| PIMCO Treasury Money Market Fund |
0.10 | 0.11 | 0.21 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO TRENDS Managed Futures Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Unconstrained Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Unconstrained Tax Managed Bond Fund |
0.10 | 0.35 | 0.45 | |||
| PIMCO Worldwide Fundamental Advantage AR Strategy Fund |
0.10 | 0.30 | 0.40 |
| 1 | Core Expenses includes custody, portfolio accounting and tax preparation expenses. |
Schedule A
Schedule to the Second Amended and Restated Supervision and Administration Agreement
As of August 12, 2014
Class P (%) – Supervisory and Administrative Fee Rates
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO All Asset Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO All Asset All Authority Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO California Intermediate Municipal Bond Fund |
0.10 | 0.22 | 0.32 | |||
| PIMCO California Municipal Bond Fund |
0.10 | 0.23 | 0.33 | |||
| PIMCO California Short Duration Municipal Income Fund |
0.10 | 0.15 | 0.25 | |||
| PIMCO CommoditiesPLUS® Short Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO CommoditiesPLUS® Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO CommodityRealReturn Strategy Fund® |
0.10 | 0.25 | 0.35 | |||
| PIMCO Convertible Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Credit Absolute Return Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Diversified Income Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Emerging Markets Full Spectrum Bond Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO EM Fundamental IndexPLUS® AR Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO EMG Intl Low Volatility RAFI®- PLUS AR Strategy Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Emerging Local Bond Fund |
0.10 | 0.45 | 0.55 | |||
| PIMCO Emerging Markets Bond Fund |
0.10 | 0.38 | 0.48 | |||
| PIMCO Emerging Markets Corporate Bond Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO Emerging Markets Currency Fund |
0.10 | 0.40 | 0.50 | |||
| PIMCO Extended Duration Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Floating Income Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Foreign Bond Fund (Unhedged) |
0.10 | 0.25 | 0.35 | |||
| PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.25 | 0.35 | |||
| PIMCO Fundamental Advantage Absolute Return Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Fundamental IndexPLUS® AR Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Global Advantage Strategy Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Bond Fund (Unhedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Bond Fund (U.S. Dollar-Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Global Multi-Asset Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO GNMA Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Government Money Market Fund |
0.10 | 0.06 | 0.16 | |||
| PIMCO High Yield Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO High Yield Municipal Bond Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO High Yield Spectrum Fund |
0.10 | 0.30 | 0.40 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO Income Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Inflation Response Multi-Asset Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO International Fundamental IndexPLUS® AR Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO International StocksPLUS® AR Strategy Fund (Unhedged) |
0.10 | 0.25 | 0.35 | |||
| PIMCO International StocksPLUS® AR Strategy Fund (U.S. Dollar Hedged) |
0.10 | 0.30 | 0.40 | |||
| PIMCO Intl Low Volatility RAFI®- PLUS AR Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Investment Grade Corporate Bond Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Long Duration Total Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Long-Term Credit Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Long-Term U.S. Government Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Low Duration Fund |
0.10 | 0.21 | 0.31 | |||
| PIMCO Low Duration Fund II |
0.10 | 0.25 | 0.35 | |||
| PIMCO Low Duration Fund III |
0.10 | 0.25 | 0.35 | |||
| PIMCO Low Volatility RAFI®- PLUS AR Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Moderate Duration Fund |
0.10 | 0.21 | 0.31 | |||
| PIMCO Money Market Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Mortgage-Backed Securities Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Mortgage Opportunities Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Municipal Bond Fund |
0.10 | 0.24 | 0.34 | |||
| PIMCO National Intermediate Municipal Bond Fund |
0.10 | 0.23 | 0.33 | |||
| PIMCO New York Municipal Bond Fund |
0.10 | 0.22 | 0.32 | |||
| PIMCO Real Income 2019 Fund® |
0.10 | 0.20 | 0.30 | |||
| PIMCO Real Income 2029 Fund® |
0.10 | 0.20 | 0.30 | |||
| PIMCO Real Return Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Real Return Asset Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO RealEstateRealReturn Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO RealRetirement® Income and Distribution Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO RealRetirement® 2015 Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO RealRetirement® 2020 Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO RealRetirement® 2025 Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO RealRetirement® 2030 Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO RealRetirement® 2035 Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO RealRetirement® 2040 Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO RealRetirement® 2045 Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO RealRetirement® 2050 Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO RealRetirement® 2055 Fund |
0.10 | 0.05 | 0.15 | |||
| PIMCO Senior Floating Rate Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Short Asset Investment Fund |
0.10 | 0.14 | 0.24 | |||
| PIMCO Short Duration Municipal Income Fund |
0.10 | 0.15 | 0.25 |
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO Short-Term Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Small Cap StocksPLUS® AR Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Small Company Fundamental IndexPLUS® AR Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO StocksPLUS® Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO StocksPLUS® Long Duration Fund |
0.10 | 0.24 | 0.34 | |||
| PIMCO StocksPLUS® AR Short Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO StocksPLUS® Absolute Return Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Tax Managed Real Return Fund |
0.10 | 0.20 | 0.30 | |||
| PIMCO Total Return Fund |
0.10 | 0.21 | 0.31 | |||
| PIMCO Total Return Fund II |
0.10 | 0.25 | 0.35 | |||
| PIMCO Total Return Fund III |
0.10 | 0.25 | 0.35 | |||
| PIMCO Total Return Fund IV |
0.10 | 0.25 | 0.35 | |||
| PIMCO Treasury Money Market Fund |
0.10 | 0.06 | 0.16 | |||
| PIMCO TRENDS Managed Futures Strategy Fund |
0.10 | 0.25 | 0.35 | |||
| PIMCO Unconstrained Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Unconstrained Tax Managed Bond Fund |
0.10 | 0.30 | 0.40 | |||
| PIMCO Worldwide Fundamental Advantage AR Strategy Fund |
0.10 | 0.25 | 0.35 |
| 1 | Core Expenses includes custody, portfolio accounting and tax preparation expenses. |
Schedule A
Schedule to the Second Amended and Restated Supervision and Administration Agreement
As of August 12, 2014
Class M (%) – Supervisory and Administrative Fee Rates
| Fund |
Core Expenses1 |
Other Expenses |
Total | |||
| PIMCO Government Money Market Fund |
0.06 | 0.00 | 0.06 | |||
| PIMCO Treasury Money Market Fund |
0.06 | 0.00 | 0.06 |
| 1 | Core Expenses includes custody, portfolio accounting and tax preparation expenses. |
Schedule B
Schedule to the Second Amended and Restated Supervision and Administration Agreement
PIMCO Funds
As of August 12, 2014
Private Portfolios (%) – Supervisory and Administrative Fee Rates
| PORTFOLIO |
Total | |
| PIMCO Asset-Backed Securities Portfolio |
0.03 | |
| PIMCO Asset-Backed Securities Portfolio II |
0.03 | |
| PIMCO Developing Local Markets Portfolio |
0.10 | |
| PIMCO Emerging Markets Portfolio |
0.10 | |
| PIMCO FX Strategy Portfolio |
0.03 | |
| PIMCO High Yield Portfolio |
0.03 | |
| PIMCO International Portfolio |
0.10 | |
| PIMCO Investment Grade Corporate Portfolio |
0.03 | |
| PIMCO Long Duration Corporate Bond Portfolio |
0.03 | |
| PIMCO Low Duration Portfolio |
0.03 | |
| PIMCO Moderate Duration Portfolio |
0.03 | |
| PIMCO Mortgage Portfolio |
0.03 | |
| PIMCO Mortgage Portfolio II |
0.03 | |
| PIMCO Municipal Sector Portfolio |
0.03 | |
| PIMCO Real Return Portfolio |
0.03 | |
| PIMCO Senior Floating Rate Portfolio |
0.03 | |
| PIMCO Short-Term Floating NAV Portfolio |
0.00 | |
| PIMCO Short-Term Floating NAV Portfolio II |
0.03 | |
| PIMCO Short-Term Floating NAV Portfolio III |
0.00 | |
| PIMCO Short-Term Portfolio |
0.03 | |
| PIMCO U.S. Government Sector Portfolio |
0.03 | |
| PIMCO U.S. Government Sector Portfolio II |
0.03 |
