Exhibit (h)(xiii) under Form N-1A
Exhibit 10 under Item 601/Reg. S-K
AMENDMENT NO. 2 TO EXHIBIT A
TO THE SUB-TRANSFER AGENCY AGREEMENT
AMONG FEDERATED SERVICES COMPANY,
RETIREMENT PLAN SERVICE COMPANY OF AMERICA AND
VISION GROUP OF FUNDS, INC.
DATED FEBRUARY 20, 1998
FUND NAME CUSIP NUMBER
Vision Money Market Fund
Class A Shares 92830F 30 7
Class S Shares 92830F 87 7
Vision Treasury Money Market Fund
Class A Shares 92830F 10 9
Class S Shares 92830F 88 5
Vision New York Tax-Free Money Market Fund
Class A Shares* 92830F 20 8
Vision U.S. Government Securities Fund
Class A Shares* 92830F 40 6
Vision New York Municipal Income Fund
Class A Shares* 92830F 50 5
Vision Growth & Income Fund
Class A Shares* 92830F 60 4
Vision Capital Appreciation Fund
Class A Shares* 92830F 70 3
Vision Equity Income Fund
Class A Shares* 92830F 80 2
Vision Large Cap Growth Fund
Class A Shares 92830F 85 1
Vision Mid Cap Stock Fund
Class A Shares 92830F 79 4
* Original Shares redesignated on June 1, 1999
As revised: July 1, 1999
FEDERATED SERVICES COMPANY
By: /S/ XXXXXXXX XXXXXXXXXX
---------------------------
Name: Xxxxxxxx Xxxxxxxxxx
Title: Senior Vice President
RETIREMENT PLAN SERVICE COMPANY
OF AMERICA
By: /S/ XXXXXXX X. XXXXXXX
---------------------------
Name: Xxxxxxx X. Xxxxxxx
Title: Vice President
VISION GROUP OF FUNDS, INC.
By: /S/ XXXX X. XXXXXXXXX
---------------------------
Name: Xxxx X. Xxxxxxxxx
Title: Vice President
Exhibit (h)(xiv) under Form N-1A
Exhibit 10 under Item 601/Reg. S-K
EXHIBIT B
OPERATING PROCEDURES
TA will establish a single, separate account for the interest of each Plan in
each of the Funds selected. Agent will maintain Plan participant accounts. Agent
will separately place purchase and redemption orders for each Plan with TA in
accordance with the procedures listed below.
1. All orders accepted and transmitted by Agent hereunder with respect to each
Plan on any business day will be based upon instructions that it received
from the Plan or Plan participants in proper form prior to 4:00 p.m. ET on
that business day (day 1).
2. TA will furnish Agent by 7:00 p.m. (day 1) the net asset value per share as
of the close of business and any appropriate accrual/dividend factors for
all Funds.
3. TA will accept net trade orders from Agent until 8:00 a.m. on the following
business day (day 2). These trades will be entered at the net asset value
as of the close of business on day 1.
4. The settlement date for all trades is day 2. Settlements shall be made by
Fed Wire transfer between the trustee or custodian of the Plan and the
Fund.
5. TA will furnish Agent a confirmation with respect to each order placed
hereunder. Upon receipt of each confirmation Agent shall verify its
accuracy and shall notify TA of any errors appearing thereon.
6. TA shall promptly furnish Agent with notice of any dividends or
distributions payable on the shares of each Fund. All such dividends and
distributions shall be automatically reinvested in additional shares of the
Funds. TA shall notify Agent as to the number of shares so issued.
7. TA shall provide Agent with semi-annual and annual reports and proxy
materials for each Fund and such other information with respect to each Fund
as Agent may reasonably request.
8. Agent shall transmit to TA such information concerning the Plans and
participants in the Plans as TA shall reasonably request to perform its
duties under this Agreement and the TA Agreements and to enable Funds to
comply with applicable state Blue Sky laws, and all other laws and
regulations.
