AMENDMENT NO. 2 FUND OF FUNDS INVESTMENT AGREEMENT
Exhibit (h)(15)(iii)
AMENDMENT NO. 2
FUND OF FUNDS INVESTMENT AGREEMENT
Amendment No. 2, dated May 3, 2023 (“Amendment No. 2”), to the Fund of Funds Investment Agreement, dated as of January 19, 2022 (“Agreement”), among EQ Advisors Trust and 1290 Funds (“EQ Trusts”) and SPDR S&P 500 ETF Trust and SPDR Dow Xxxxx Industrial Average ETF Trust (“SPDR Trusts”).
WHEREAS, the EQ Trusts and the SPDR Trusts desire to add the EQ/Intermediate Corporate Bond Portfolio and 1290 Essex Small Cap Growth Fund (“Acquiring Funds”) to the Agreement;
WHEREAS, the EQ Trusts and the SPDR Trusts desire to remove references to EQ/AXA Investment Managers Moderate Allocation Portfolio, EQ/First Trust Moderate Growth Allocation Portfolio, EQ/Franklin Growth Allocation Portfolio, 1290 VT Low Volatility Global Equity Portfolio, EQ/Franklin Strategic Income Portfolio and EQ/Invesco International Growth Portfolio.
NOW THEREFORE, the EQ Trusts and the SPDR Trusts agree to modify and amend the Agreement as follows:
Schedule A. Schedule A to the Agreement, which sets forth the Acquiring Funds, is hereby replaced in its entirety by Schedule A attached hereto.
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 2 as of the date first above set forth.
| EQ Advisors Trust | SPDR S&P 500 ETF Trust | |||||||
| 1290 Funds | SPDR Dow Xxxxx Industrial Average ETF Trust | |||||||
| By: | STATE STREET GLOBAL ADVISORS TRUST COMPANY, not in its general corporate capacity but solely as Trustee of each Acquired Fund | |||||||
| By: | /s/ Xxxxxxx Xxxxxxxxx | By: | /s/ Xxxxx F.X. Xxxxx | |||||
| Name: Xxxxxxx Xxxxxxxxx | Name: Xxxxx F.X. Xxxxx | |||||||
| Title: Senior Vice President and Chief Investment Officer | Title: Executive Vice President | |||||||
SCHEDULE A
FUND OF FUNDS INVESTMENT AGREEMENT
| Acquiring Funds |
| EQ ADVISORS TRUST |
| 1290 VT Convertible Securities Portfolio |
| 1290 VT DoubleLine Opportunistic Bond Portfolio |
| 1290 VT Equity Income Portfolio |
| 1290 VT GAMCO Mergers & Acquisitions Portfolio |
| 1290 VT GAMCO Small Company Value Portfolio |
| 1290 VT High Yield Bond Portfolio |
| 1290 VT Micro Cap Portfolio |
| 1290 VT Moderate Growth Allocation Portfolio |
| 1290 VT Multi-Alternative Strategies Portfolio |
| 1290 VT Natural Resources Portfolio |
| 1290 VT Real Estate Portfolio |
| 1290 VT Small Cap Value Portfolio |
| 1290 VT SmartBeta Equity ESG Portfolio |
| 1290 VT Socially Responsible Portfolio |
| ATM International Managed Volatility Portfolio |
| ATM Large Cap Managed Volatility Portfolio |
| ATM Mid Cap Managed Volatility Portfolio |
| ATM Small Cap Managed Volatility Portfolio |
| EQ/2000 Managed Volatility Portfolio |
| EQ/400 Managed Volatility Portfolio |
| EQ/500 Managed Volatility Portfolio |
| EQ/AB Dynamic Aggressive Growth Portfolio |
| EQ/AB Dynamic Growth Portfolio |
| EQ/AB Dynamic Moderate Growth Portfolio |
| EQ/AB Short Duration Government Bond Portfolio |
| EQ/AB Small Cap Growth Portfolio |
| EQ/AB Sustainable U.S. Thematic Portfolio |
| EQ/Aggressive Growth Strategy Portfolio |
| EQ/All Asset Growth Allocation Portfolio |
| EQ/American Century Mid Cap Value Portfolio |
| EQ/American Century Moderate Growth Allocation Portfolio |
| EQ/Balanced Strategy Portfolio |
| EQ/Capital Group Research Portfolio |
| EQ/ClearBridge Large Cap Growth ESG Portfolio |
| EQ/ClearBridge Select Equity Managed Volatility Portfolio |
| EQ/Common Stock Index Portfolio |
| EQ/Conservative Growth Strategy Portfolio |
| EQ/Conservative Strategy Portfolio |
| EQ/Core Bond Index Portfolio |
| EQ/Emerging Markets Equity PLUS Portfolio |
| EQ/Equity 500 Index Portfolio |
| EQ/Fidelity Institutional AM® Large Cap Portfolio |
| EQ/Franklin Moderate Allocation Portfolio |
| EQ/Franklin Rising Dividends Portfolio |
| EQ/Franklin Small Cap Value Managed Volatility Portfolio |
| EQ/Global Equity Managed Volatility Portfolio |
| EQ/Xxxxxxx Xxxxx Growth Allocation Portfolio |
| EQ/Xxxxxxx Xxxxx Mid Cap Value Portfolio |
| EQ/Xxxxxxx Xxxxx Moderate Growth Allocation Portfolio |
| EQ/Growth Strategy Portfolio |
| EQ/Intermediate Corporate Bond Portfolio (added on 4/21/2023) |
| EQ/Intermediate Government Bond Portfolio |
| EQ/International Core Managed Volatility Portfolio |
| EQ/International Equity Index Portfolio |
| EQ/International Managed Volatility Portfolio |
| EQ/International Value Managed Volatility Portfolio |
| EQ/Invesco Xxxxxxxx Portfolio |
| EQ/Invesco Global Portfolio |
| EQ/Invesco Global Real Assets Portfolio |
| EQ/Invesco Moderate Allocation Portfolio |
| EQ/Invesco Moderate Growth Allocation Portfolio |
| EQ/Janus Enterprise Portfolio |
| EQ/JPMorgan Growth Allocation Portfolio |
| EQ/JPMorgan Value Opportunities Portfolio |
| EQ/Large Cap Core Managed Volatility Portfolio |
| EQ/Large Cap Growth Index Portfolio |
| EQ/Large Cap Growth Managed Volatility Portfolio |
| EQ/Large Cap Value Index Portfolio |
| EQ/Large Cap Value Managed Volatility Portfolio |
| EQ/Lazard Emerging Markets Equity Portfolio |
| EQ/Long-Term Bond Portfolio |
| EQ/Xxxxxx Xxxxxx Growth Portfolio |
| EQ/MFS International Growth Portfolio |
| EQ/MFS International Intrinsic Value Portfolio |
| EQ/MFS Mid Cap Focused Growth Portfolio |
| EQ/MFS Technology Portfolio |
| EQ/MFS Utilities Series Portfolio |
| EQ/Mid Cap Index Portfolio |
| EQ/Mid Cap Value Managed Volatility Portfolio |
| EQ/Moderate Growth Strategy Portfolio |
| EQ/Money Market Portfolio |
| EQ/Xxxxxx Xxxxxxx Small Cap Growth Portfolio |
| EQ/PIMCO Global Real Return Portfolio |
| EQ/PIMCO Real Return Portfolio |
| EQ/PIMCO Total Return ESG Portfolio |
| EQ/PIMCO Ultra Short Bond Portfolio |
| EQ/Quality Bond PLUS Portfolio |
| EQ/Small Company Index Portfolio |
| EQ/X. Xxxx Price Growth Stock Portfolio |
| EQ/X. Xxxx Price Health Sciences Portfolio |
| EQ/Ultra Conservative Strategy Portfolio |
| EQ/Value Equity Portfolio |
| EQ/Wellington Energy Portfolio |
| Equitable Conservative Growth MF/ETF Portfolio |
| Equitable Growth MF/ETF Portfolio |
| Equitable Moderate Growth MF/ETF Portfolio |
| Multimanager Aggressive Equity Portfolio |
| Multimanager Core Bond Portfolio |
| Multimanager Technology Portfolio |
| 1290 FUNDS |
| 1290 Diversified Bond Fund |
| 1290 Essex Small Cap Growth Fund (added on 4/21/2023) |
| 1290 GAMCO Small/Mid Cap Value Fund |
| 1290 High Yield Bond Fund |
| 1290 Xxxxxx Xxxxxx Multi-Asset Income Fund |
| 1290 Multi-Alternative Strategies Fund |
| 1290 SmartBeta Equity Fund |
| 1290 Retirement 2020 Fund |
| 1290 Retirement 2025 Fund |
| 1290 Retirement 2030 Fund |
| 1290 Retirement 2035 Fund |
| 1290 Retirement 2040 Fund |
| 1290 Retirement 2045 Fund |
| 1290 Retirement 2050 Fund |
| 1290 Retirement 2055 Fund |
| 1290 Retirement 2060 Fund |
