AMENDMENT AND WAIVER AGREEMENT
Exhibit 10.32
This
Amendment and Waiver Agreement (this “Agreement”) is
made and entered into effective as of
September 20, 2007, by and among TomoTherapy Incorporated, a Wisconsin corporation
(the “Company”), and the undersigned Persons and entities listed on Exhibit A
hereto (the “Investors”). Capitalized terms not otherwise defined herein shall have the
meanings ascribed to such terms in the Investment Agreement (as defined below).
RECITALS
WHEREAS, the Investors and the Company have entered into that certain Amended and Restated
Investment Agreement dated as of February 8, 2007 (as modified by this Agreement, the
“Investment Agreement”); and
WHEREAS, certain Rightholders desire to implement a Demand Registration of a portion of such
Investors’ Registrable Securities pursuant to a Registration Statement on Form S-1 that the Company
anticipates filing with the Securities and Exchange Commission in September 2007 (the “Proposed
Offering”); and
WHEREAS, in connection with the Proposed Offering, the Company and the Investors desire to
allow the registration under the Securities Act of a portion of the Common Shares held by Persons
other than the Investors but for which the orderly sale of such Common Shares in the Proposed
Offering would likely be in the best interests of the Investors.
NOW, THEREFORE, in consideration of the mutual representations, warranties and covenants
contained herein, and other good and valuable consideration, the receipt and sufficiency of which
are hereby acknowledged, the parties hereto agree as follows:
AGREEMENT
1. Demand Registration. The Company and each Investor hereby acknowledges that the
Proposed Offering constitutes a Demand Registration under Section 2.1(a) of the Investment
Agreement.
2. Amendment of Section 2.1(a). Each Investor hereby agrees that for purposes of the
Proposed Offering only:
(a) the fourth sentence of Section 2.1(a) shall be deleted and replaced with the following
sentence:
“Notwithstanding any other provision of this section, if the managing
underwriter determines that marketing factors require a limitation on the number of
shares to be underwritten, then the Company shall so advise the Rightholders which
would otherwise be underwritten pursuant to this provision, and the number of shares
that may be included in the underwriting shall be allocated
among the Rightholders and the Other Shareholders (as defined below), subject
to the Participation Cap (as defined below), in proportion, as nearly as
practicable, to the respective amounts of Investor Eligible Securities (as defined
below) held by such Rightholders and Other Eligible Securities held by such Other
Shareholders.”
3. Waiver of Restriction on Grants of Registration Rights. The Company and each
Investor hereby waives the provisions of Section 2.8 of the Investment Agreement to the
extent necessary to permit the registration under the Securities Act in the Proposed Offering of;
(a) Common Shares held by any Investor that are: (i) Registrable Securities; (ii) Common
Shares acquired prior to the Company’s initial public offering, which are not Registrable
Securities; and (iii) Common Shares issued or issuable upon the exercise of options or warrants
that vested prior to or on August 31, 2007 (collectively, the “Investor Eligible
Securities”); and
(b) Common Shares held by any Persons other than Investors (“Other Shareholders”) that
are (i) Common Shares acquired prior to the Company’s initial public offering, which are not
Registrable Securities; and (ii) Common Shares issued or issuable upon the exercise of options or
warrants that vested prior to or on August 31, 2007 ((i) and (ii) collectively, the “Other
Eligible Securities”);
provided that the maximum number of Common Shares to be sold by the Other Shareholders in
the Proposed Offering may not exceed thirty percent (30%) of the total number of Common Shares sold
in the Proposed Offering (the “Participation Cap”).
4. Waiver of Notice Requirements. The Company and each Investor hereby waives all
notice and timing requirements set forth in Section 2.1 of the Investment Agreement as they
relate to the Proposed Offering and acknowledges that this Agreement constitutes sufficient notice
under the Investment Agreement.
5. Effectiveness; Miscellaneous.
(a) This Agreement shall become effective as of the first date first set forth above. Upon
the earlier to occur of (i) the consummation of the Proposed Offering, or (ii) December 31, 2007,
the amendments and waivers effected by this Agreement shall no longer be in effect and the
Agreement shall be automatically amended to read in its entirety as it read prior to the
effectiveness hereof (except that the Proposed Offering shall be considered a demand registration
thereunder for purposes of the number of demand registrations required to be effected by the
Company).
(b) This Agreement and the Investment Agreement constitute the entire agreement and
understanding of the parties with respect to the subject matter hereof and such agreements
supersedes any and all prior agreements and understandings, oral or written, relating to the
subject matter hereof.
(c) Section headings used herein are for convenience of reference only and are not to affect
the construction of, or to be taken into consideration in interpreting, this Agreement.
(d) The laws of the State of Wisconsin shall govern the interpretation, validity and
performance of the terms of this Agreement, regardless of the law that might be applied under
applicable principles of conflicts of laws.
(e) Each reference to a party hereto shall be deemed to include its successors and assigns,
all of whom shall be bound by this Agreement and to whose benefit the provisions of this Waiver
shall inure.
(f) This Agreement may be executed via facsimile or by other electronic signature.
(g) This Agreement may be executed in any number of counterparts, each of which shall be an
original but all of which, when taken together, shall constitute but one instrument.
[Signature pages follow]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
COMPANY: TOMOTHERAPY INCORPORATED |
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By: | /s/ Xxxxxxxxx X. Xxxxxxxxx | |||
Xxxxxxxxx X. Xxxxxxxxx | ||||
Chief Executive Officer | ||||
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: | ||||
/s/ Xxxx X. Xxxxxxxxx | ||||
Xxxx X. Xxxxxxxxx | ||||
Notices: | Xxxx X. Xxxxxxxxx | |||
c/o TomoTherapy Incorporated | ||||
0000 Xxxxxx Xxx | ||||
Xxxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxxxxxx@xxxxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: ASCENSION HEALTH a Missouri nonprofit corporation as fiscal agent and nominee for certain of its wholly-owned subsidiaries |
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By: | /s/ Xxxxxxx X. Xxxxxxxx | |||
Xxxxxxx X. Xxxxxxxx | ||||
Senior Vice President & Chief Financial Officer | ||||
Notices: | Attn: Xxxx Xxxxxxx | |||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxxxxx@xxxxxxxxxxxxxxx.xxx | ||||
Attn: Xxxxx Xxxxxxx | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxxxxx@xxxxxxxxxxxxxxx.xxx | ||||
With a copy to: | Xxxxxx X. Xxxxxxxxxx, Esquire | |||
Senior Vice President, Legal Services and General Counsel | ||||
Ascension Health | ||||
0000 Xxxxxxxxx Xx. | ||||
Xx. Xxxxx, XX 00000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
E-mail: xxxxxxxxxxx@xxxxxxxxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: HATHAWAY REVOCABLE TRUST UNDER AGREEMENT DATED FEBRUARY 10, 2005 |
||||
By: | /s/ Xxxxxxx X. Xxxxxxxx | |||
Xxxxxxx X. Xxxxxxxx, Trustee | ||||
By: | /s/ Xxxxxx X. Xxxxxxxx | |||
Xxxxxx X. Xxxxxxxx, Trustee | ||||
Notices: | Xxxxxxx X. Xxxxxxxx | |||
c/o TomoTherapy Incorporated | ||||
0000 Xxxxxx Xxx | ||||
Xxxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxxxxx@xxxxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: XXXXXXX X. XXXXXXXX GRANTOR RETAINED ANNUITY TRUST |
||||
By: | /s/ Xxxxxxx X. Xxxxxxxx | |||
Xxxxxxx X. Xxxxxxxx, Trustee | ||||
Notices: | Xxxxxxx X. Xxxxxxxx | |||
c/o TomoTherapy Incorporated | ||||
0000 Xxxxxx Xxx | ||||
Xxxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxxxxx@xxxxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: XXXXXX X. XXXXXXXX GRANTOR RETAINED ANNUITY TRUST |
||||
By: | /s/ Xxxxxxx X. Xxxxxxxx | |||
Xxxxxxx X. Xxxxxxxx, Trustee | ||||
Notices: | Xxxxxxx X. Xxxxxxxx | |||
c/o TomoTherapy Incorporated | ||||
0000 Xxxxxx Xxx | ||||
Xxxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxxxxx@xxxxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: AVALON TECHNOLOGY, LLC |
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By: | /s/ Xxxxx Xxxxxxx | |||
Xxxxx Xxxxxxx | ||||
Executive Vice President, Avalon Captial Group |
||||
Notices: | c/o Avalon Portfolio, LLC | |||
0000 XxXxxxx Xxxx. | ||||
XxXxxxx, XX 00000 | ||||
Attn: Xxx XxXxxxxxx | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxxxxxx@xxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: | ||||||
ADVANTAGE CAPITAL WISCONSIN | ||||||
PARTNERS I, LIMITED PARTNERSHIP | ||||||
By: Venture Investors LLC | ||||||
Its: Sub-Manager |
By: | /s/ Xxxx Xxxx | |||
Xxxx Xxxx | ||||
Managing Director | ||||
Notices: | c/o Venture Investors LLC | |||
000 Xxxxx Xxxx Xxxx, #000 | ||||
Xxxxxxx, XX 00000-0000 | ||||
Attn: Xxxx Xxxx, Managing Director | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxx@xxxxxxxxxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: | ||||||
BAIRD VENTURE PARTNERS I | ||||||
LIMITED PARTNERSHIP | ||||||
By: Xxxxx Venture Partners Management Company I, L.L.C. | ||||||
Its: General Partner |
By: | /s/ Xxxxx X. Xxxxxxx | |||
Xxxxx X. Xxxxxxx | ||||
Director | ||||
Notices: | c/x Xxxxx Venture Partners | |||
000 Xxxx Xxxxxx Xxxxxx, 00xx Xxxxx | ||||
Xxxxxxx, XX 00000-0000 | ||||
Attn: Xxxxxxx Xxxxx | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxx@xxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: | ||||||
BVP I AFFILIATES FUND | ||||||
LIMITED PARTNERSHIP | ||||||
By: Xxxxx Venture Partners Management Company I, L.L.C. | ||||||
Its: General Partner |
By: | /s/ Xxxxx X. Xxxxxxx | |||
Xxxxx X. Xxxxxxx | ||||
Director | ||||
Notices: | c/x Xxxxx Venture Partners | |||
000 Xxxx Xxxxxx Xxxxxx, 00xx Xxxxx | ||||
Xxxxxxx, XX 00000-0000 | ||||
Attn: Xxxxxxx Xxxxx | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxx@xxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: | ||||||
OPEN PRAIRIE VENTURES I, L.P. | ||||||
By: Open Prairie Ventures Management I, LLC | ||||||
Its: General Partner | ||||||
By: Open Prairie Ventures, Inc. | ||||||
Its: Manager |
By: | /s/ Xxxxx X. Xxxxxxx | |||
Xxxxx X. Xxxxxxx | ||||
President | ||||
Notices: | Open Prairie Ventures | |||
000 Xxxx Xxxxxxxxx, X.X. Xxx 000 | ||||
Xxxxxxxxx, XX 00000 | ||||
Attn: Xxx Xxxxxxx | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxxxxx@xxxxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: THE ENDEAVORS GROUP, LLC |
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By: | /s/ Xxxxx Xxxxxxx | |||
Xxxxx Xxxxxxx | ||||
Manager | ||||
Notices: | The Endeavors Group, LLC | |||
Attn: Xxxxx Xxxxxxx | ||||
0000 X. Xxxx Xx. | ||||
Xxxxxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxxxxx@xxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: 780 TOMOTHERAPY PARTNERS |
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By: | /s/ Xxxxxxx X. Xxxxxxxx | |||
Xxxxxxx X. Xxxxxxxx | ||||
Partner | ||||
Notices: | c/o Godfrey & Xxxx | |||
Xxx Xxxx Xxxx Xxxxxx, Xxxxx 000 | ||||
Xxxxxxx, XX 00000 | ||||
Attn: Xxxxxxx X. Xxxxxxxx | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxxxxxx@xxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: SKL INVESTMENT GROUP, LLC |
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By: | /s/ Xxxxx Xxxxxxx | |||
Xxxxx Xxxxxxx, Administrative Officer | ||||
Notices: | SKL Investment Group, LLC | |||
000 X. 00xx Xxxxxx | ||||
Xxxxxxx, XX 00000 | ||||
Attn: Xxxxx Xxxxxxx | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxx.xxxxxxx@xxxxxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: AKRA INVESTMENTS, LLC |
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By: | /s/ Xxx Xxxxxxx | |||
Xxx Xxxxxxx, President | ||||
Notices: | c/o Schultz Investment Company | |||
XX Xxx 000 | ||||
Xxxxxxxxx, XX 00000 | ||||
Attn: Xxx Xxxxxxx | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxxxx@xxxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: | |||||
Xxxx Xxxxxx III |
|||||
Notices: | Xxxx Xxxxxx III | |||
c/o Goldman, Xxxxx & Co. | ||||
0000 Xxxxx Xxxxx | ||||
Xxxxxxx, XX 00000-0000 | ||||
Email: xxxx.xxxxxx@xx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
Xxxxx X. Xxxxxxx | ||||
Notices: | Xxxxx X. Xxxxxxx | |||
0000 Xxxxxxx Xxxxx | ||||
Xxxxxxx, XX 00000 | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxxxx@xxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
Xxxxx X. Xxxxxxxxxx | ||||
Notices: | Xxxxx X. Xxxxxxxxxx | |||
000 Xxxxxx Xxxx | ||||
Xxxxxxx, XX 00000 | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxxxxxxx-xx@xxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: HACKWORTHY FAMILY TRUST DATED MAY 24, 2003 |
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By: | ||||
Xxxxxxxx X. Xxxxxxxxxx, Trustee | ||||
Notices: | 0000 Xxx Xxxx Xxxxxx | |||
Xxxxxxx, XX 00000 | ||||
Phone: (000) 000-0000 | ||||
Or | ||||
X.X. Xxx 000 | ||||
Xxxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxxxxxxx-xx@xxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
/s/ Xxxxx X. Xxxxx | ||||
Xxxxx X. Xxxxx | ||||
/s/ Xxxx X. Xxxxx | ||||
Xxxx X. Xxxxx | ||||
Notices: | Xxxxx X. and Xxxx X. Xxxxx | |||
0000 Xxxxxxxx Xxxxxx | ||||
Xxxxxxx, XX 00000-0000 | ||||
Phone (work): (000) 000-0000 | ||||
Phone (home): (000) 000-0000 | ||||
Email: xxxxxx@xxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
Xxxxxx X. Xxxx | ||||
Notices: | Xxxxxx X. Xxxx | |||
0000 Xxxxxxx Xxx | ||||
Xxxxxxxxx, XX 00000 | ||||
Phone: (608) 242-4100 ext. 30373 | ||||
Email: xxxx0@xxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: GREY GHOST, LLC |
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By: | |||||
Name: | |||||
Title: | |||||
Notices: | Max G. and Xxxxxxx X. Xxxxxxx | |||
0000 Xxxxxx Xxxx | ||||
Xxxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxxx@xxxx.xxxx.xxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement r as
of the date first written above.
INVESTOR: |
||||
Xxxxxxx X. Xxxxxx | ||||
Notices: | Xxxxxxx X. Xxxxxx | |||
c/o Foley & Xxxxxxx | ||||
000 X. Xxxxxx Xxxxxx, XX Xxx 0000 | ||||
Xxxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxxxx@xxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
/s/ Xxxxx Xxxxxxx | ||||
Xxxxx Xxxxxxx | ||||
Notices: | Xxxxx Xxxxxxx | |||
c/o The Endeavors Group, LLC | ||||
0000 X. Xxxx Xxxx | ||||
Xxxxxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxxxxx@xxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
Xxxx X. XxXxxxxxx | ||||
Notices: | c/x XxXxxxxxx Medical Products Corp. | |||
0000 Xxxxxxx Xxxxxxxxx | ||||
Xxxxxxx Xxxxx, XX 00000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxxxx000@xxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
Xxxxxxx X. XxXxxxxxx | ||||
Notices: | Xxxxxxx X. XxXxxxxxx | |||
000 Xxxxxx Xxxxxx | ||||
Xxxx Xxxxx, XX 00000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxx000000@xxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
Xxxxx X. XxXxxxxxx |
||||
Notices: | c/x XxXxxxxxx Medical Products Corp. | |||
0000 Xxxxxxx Xxxxxxxxx | ||||
Xxxxxxx Xxxxx, XX 00000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxx@xxxxxxxxxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
Xxxx X. XxXxxxxxx, Xx. | ||||
Notices: | Xxxx X. XxXxxxxxx, Xx. | |||
0000 Xxxxxxxxxxx Xxxxx | ||||
Xxxxxx, XX 00000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxxxxxxxxxx0@xxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
Xxxxxx X. XxXxxxxxx | ||||
Notices: | Xxxxxx X. XxXxxxxxx | |||
0000 Xxxxxxxxxx Xxxxx | ||||
Xxxxxxxxx, XX 00000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
E-mail: xxx@xxxxxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
Xxxx X. XxXxxxxxx | ||||
Notices: | Xxxx X. XxXxxxxxx | |||
000 Xxxxxx Xxxxxx Xxxxx | ||||
Xxxx Xxxxx, XX 00000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxxxx@xxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
/s/ Xxxx X. Xxxxx | ||||
Xxxx X. Xxxxx | ||||
Notices: | Xxxx X. Xxxxx | |||
00000 Xxxxxx Xxxx | ||||
Xxxxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000/3904 | ||||
Fax: (000) 000-0000 | ||||
Fax (winter): (000) 000-0000 | ||||
Mobile: (000) 000-0000 | ||||
Email: xxxxxx00@xxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: ARDESTA EMPLOYEES’ 401(K) SAVINGS & INVESTMENT PLAN F/B/O XXXXXXXXXXX XXXXX |
||||
By: | /s/ Xxxxxxxxxxx X. Xxxxx | |||
Xxxxxxxxxxx X. Xxxxx, Trustee | ||||
Notices: | Xxxxxxxxxxx X. Xxxxx | |||
c/o Ardesta Employees’ 401(k) Savings & | ||||
Investment Plan | ||||
000 X. Xxxx Xxxxxx, Xxxxx 0000 | ||||
Xxx Xxxxx, XX 00000 | ||||
Email: xxxxxxxxxx@xxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: | ||||
/s/ Xxxx X. Xxxx | ||||
Xxxx X. Xxxx | ||||
Notices: | Xxxx X. Xxxx | |||
c/o Foley & Lardner | ||||
000 X. Xxxxxx Xxxxxx, XX Xxx 0000 | ||||
Xxxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxx@xxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: XXXXXX X. XXXXXX REVOCABLE TRUST |
||||
By: | ||||
Xxxxxx X. Xxxxxx, Trustee | ||||
Notices: | Xxxxxx X. Xxxxxx | |||
0000 Xxxxxx Xxxxxx | ||||
Xxxxxxxx, XX 00000 | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxxx@xxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
Xxxxxx Xxxxxx | ||||
Notices: | Xxxxxx Xxxxxx | |||
0000 Xxxxxxxx Xxxxx | ||||
Xxxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxx@xxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: XXXXXXX X. XXXXXX REVOCABLE TRUST |
||||
By: | /s/ Xxxxxxx X. Xxxxxx | |||
Xxxxxxx X. Xxxxxx, Trustee | ||||
Notices: | c/o Xxxxxxx X. Xxxxxx | |||
000 X. Xxxx Xxxxxx, Xxxxx 0000 | ||||
Xxx Xxxxx, XX 00000 |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
Xxxx Xxxxxxxx | ||||
Notices: | Xxxx Xxxxxxxx | |||
000 Xxxx Xxxxxxx Xxxxxx | ||||
Xxxxxxx, XX 00000 | ||||
Phone: (000) 000-0000 | ||||
Email: xxxx@xxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
Xxxxx X. Xxxxx | ||||
Notices: | Xxxxx X. Xxxxx | |||
c/o Foley & Xxxxxxx | ||||
000 X. Xxxxxx Xxxxxx | ||||
Xxxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxxx@xxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: XXXXX X. XXXXXXXXX REVOCABLE TRUST |
||||
By: | /s/ Xxxxx X. Xxxxxxxxx | |||
Xxxxx X. Xxxxxxxxx, Trustee | ||||
Notices: | c/o Xxxxx X. Xxxxxxxxx | |||
00000 Xxxxxxxxx Xxxxx | ||||
Xxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxx@xxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: XXXXX XXXXXXXXX AND XXXXXX XXXXXXXXX, AS JOINT TENANTS WITH RIGHT OF SURVIVORSHIP |
||||
Xxxxx Xxxxxxxxx | ||||
Xxxxxx Xxxxxxxxx | ||||
Notices: | c/o Xxxxx Xxxxxxxxx | |||
0000 Xxxxxxxxx Xxxx | ||||
Xxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxx@xxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
Xxxxx Xxxxxxxxx | ||||
Notices: | Xxxxx Xxxxxxxxx | |||
0000 Xxxxxxxxx Xxxx | ||||
Xxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxx@xxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
Xxxxxx Xxxxxxxxx | ||||
Notices: | c/o Xxxxx Xxxxxxxxx | |||
0000 Xxxxxxxxx Xxxx | ||||
Xxxxxx, XX 00000-0000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxx@xxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: STATE OF WISCONSIN INVESTMENT BOARD |
||||
By: | /s/ Xxxxx Xxxxxxxxxxxxx | |||
Xxxxx Xxxxxxxxxxxxx | ||||
Portfolio Manager | ||||
Notices: | 000 Xxxx Xxxxxx Xxxxxx | |||
Xxxxxxx, XX 00000 | ||||
Attn: Xxxxx Xxxxxxxxxxxxx, Portfolio Manager | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxx.xxxxxxxxxxxxx@xxxx.xxxxx.xx.xx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: | ||||||
VENTURE INVESTORS EARLY STAGE FUND | ||||||
II LIMITED PARTNERSHIP | ||||||
By: Venture Investors Founders, L.P. | ||||||
Its: General Partner | ||||||
By: Venture Investors LLC | ||||||
Its: General Partner |
By: | /s/ Xxxx Xxxx | |||
Xxxx Xxxx | ||||
Managing Director | ||||
Notices: | c/o Venture Investors LLC | |||
000 Xxxxx Xxxx Xxxx, #000 | ||||
Xxxxxxx, XX 00000-0000 | ||||
Attn: Xxxx Xxxx, Managing Director | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxx@xxxxxxxxxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: | ||||||
VENTURE INVESTORS EARLY STAGE FUND III LIMITED PARTNERSHIP |
||||||
By: Venture Investors LLC | ||||||
Its: General Partner |
By: | /s/ Xxxx Xxxx | |||
Xxxx Xxxx | ||||
Managing Director | ||||
Notices: |
||||
000 Xxxxx Xxxx Xxxx, #000 | ||||
Xxxxxxx, XX 00000-0000 | ||||
Attn: Xxxx Xxxx, Managing Director | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxx@xxxxxxxxxxxxxxxx.xxx |
[Signature
to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: WISCONSIN ALUMNI RESEARCH FOUNDATION |
||||
By: | /s/ Xxxx X. Xxxxxxxxxxx | |||
Xxxx X. Xxxxxxxxxxx | ||||
Managing Director | ||||
By: | /s/ Xxxxxx X. Xxxxx | |||
Xxxxxx X. Xxxxx | ||||
Associate Director of Investments | ||||
Notices: | 000 Xxxxxx Xxxxxx (53705) | |||
X.X. Xxx 0000 | ||||
Xxxxxxx, XX 00000-0000 | ||||
Attn: Xxxxxx X. Xxxxx, Associate Director of | ||||
Investments | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
Email: xxxxxx@xxxx.xx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
/s/ Xxxxx Xxxxxx | ||||
Xxxxx Xxxxxx | ||||
Notices: | Xxxxx Xxxxxx | |||
0000 Xxxxxxxxx Xxxx | ||||
Xxxxxxx, XX 00000 | ||||
Phone (Mobile): (000) 000-0000 | ||||
Email: xxxxxxxxx@xxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
X. Xxxxxxxx Price | ||||
Xxx X. Xxxxx | ||||
Notices: | X. Xxxxxxxx and Xxx X. Xxxxx | |||
c/o Pharmasset | ||||
000 Xxxxxxx Xxxx Xxxx | ||||
Xxxxxxxxx, XX 00000 | ||||
Phone: (000) 000-0000 | ||||
Email: xxxxxx@xxxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: MAYO FOUNDATION FOR MEDICAL EDUCATION AND RESEARCH |
||||
By: | /s/ Xxxxxx X. XxxXxxxxx | |||
Name: | Xxxxxx X. XxxXxxxxx | |||
Its: | Assistant Treasurer | |||
Notices: | Attn: Xxxxxx X. Xxxxx | |||
Xxxx Medical Ventures | ||||
000 Xxxxx Xxxxxx, X.X. | ||||
Xxxxxxxxx, XX 00000 | ||||
Phone: (000) 000-0000 | ||||
Fax: (000) 000-0000 | ||||
E-mail: xxxxx.xxxxxx@xxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: SUNSHINE SUMMIT, LLC |
||||
By: | /s/ Xxxx Xxxx Xxxx-y-Xxxxxx | |||
Its: | President | |||
Notices: | Attn: Xx. Xxxx Xxxx Xxxx-y-Xxxxxx | |||
00 Xxxxx Xxxx | ||||
Xxxxxx, XX 00000 | ||||
Phone: (000) 000-0000 | ||||
Mobile: (000) 000-0000 | ||||
Email: xxxxxxxxxxx@xxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment and Waiver Agreement as of
the date first written above.
INVESTOR: |
||||
Xxxx X. Xxxxx | ||||
Notices: | Xxxx X. Xxxxx | |||
000 X. Xxxx Xxxxx | ||||
Xxxxx Xxxxx, XX 00000-0000 | ||||
Home: (000) 000-0000 | ||||
Mobile: (000) 000-0000 | ||||
Email: xxxxx00@xxxxxxxxx.xxx |
[Signature Page to Amendment and Waiver Agreement]
EXHIBIT A
Investors
Xxxxxxxxx, Xxxx X.
Xxxxx, Xxxx
Xxxxxxx X. Xxxxxxxx and Xxxxxx X. Xxxxxxxx, as
Trustees of the Hathaway Revocable Trust under
agreement dated February 10, 2005
Xxxxxxx X. Xxxxxxxx Grantor Retained Annuity Trust
Xxxxxx X. Xxxxxxxx Grantor Retained Annuity Trust
Avalon Technology, LLC
Wisconsin Alumni Research Foundation
Venture Investors Early Stage Fund III L.P.
Venture Investors Early Stage Fund II L.P.
Advantage Capital Wisconsin Partners I, L.P.
Open Prairie Ventures I, X.X.
Xxxx Foundation for Medical Education and Research
Endeavors Group, LLC, The
AKRA Investments, LLC
Ardesta Employees’ 401(k) Savings & Retirement
Plan, f/b/o Xxxxxxxxxxx Xxxxx
Ascension Health
780 TomoTherapy Partners
Xxxxx Venture Partners I L.P.
BVP I Affiliates Fund X.X.
Xxxxxx III, Xxxx
Xxxxxxx, Xxxxx X.
Xxxx Ghost LLC
Xxxxxxxxxx, Xxxxx X.
Xxxxxxxxxx Family Trust
Xxxxxx, Xxxxx
Xxxxx, Xxxxx X. and Xxxx X.
Xxxx, Xxxxxx X.
Xxxxxx, Xxxxxxx X.
Xxxxxxx, Xxxxx
XxXxxxxxx, Xxxx X.
XxXxxxxxx, Xxxxxxx X.
XxXxxxxxx, Xxxxx X.
XxXxxxxxx, Xxxx X. Xx.
XxXxxxxxx, Xxxxxx X.
XxXxxxxxx, Xxxx X.
Xxxxx, Xxxx
Xxxxx, X. Xxxxxxxx and Xxx X.
Xxxx, Xxxx X.
Xxxxxx X. Xxxxxx Revocable Trust
Xxxxx, Xxxx
Xxxxxxx X. Xxxxxxxx and Xxxxxx X. Xxxxxxxx, as
Trustees of the Hathaway Revocable Trust under
agreement dated February 10, 2005
Xxxxxxx X. Xxxxxxxx Grantor Retained Annuity Trust
Xxxxxx X. Xxxxxxxx Grantor Retained Annuity Trust
Avalon Technology, LLC
Wisconsin Alumni Research Foundation
Venture Investors Early Stage Fund III L.P.
Venture Investors Early Stage Fund II L.P.
Advantage Capital Wisconsin Partners I, L.P.
Open Prairie Ventures I, X.X.
Xxxx Foundation for Medical Education and Research
Endeavors Group, LLC, The
AKRA Investments, LLC
Ardesta Employees’ 401(k) Savings & Retirement
Plan, f/b/o Xxxxxxxxxxx Xxxxx
Ascension Health
780 TomoTherapy Partners
Xxxxx Venture Partners I L.P.
BVP I Affiliates Fund X.X.
Xxxxxx III, Xxxx
Xxxxxxx, Xxxxx X.
Xxxx Ghost LLC
Xxxxxxxxxx, Xxxxx X.
Xxxxxxxxxx Family Trust
Xxxxxx, Xxxxx
Xxxxx, Xxxxx X. and Xxxx X.
Xxxx, Xxxxxx X.
Xxxxxx, Xxxxxxx X.
Xxxxxxx, Xxxxx
XxXxxxxxx, Xxxx X.
XxXxxxxxx, Xxxxxxx X.
XxXxxxxxx, Xxxxx X.
XxXxxxxxx, Xxxx X. Xx.
XxXxxxxxx, Xxxxxx X.
XxXxxxxxx, Xxxx X.
Xxxxx, Xxxx
Xxxxx, X. Xxxxxxxx and Xxx X.
Xxxx, Xxxx X.
Xxxxxx X. Xxxxxx Revocable Trust
A-1
SKL Investment Group, LLC
Xxxxxx, Xxxxxx
Xxxxxxx X. Xxxxxx Revocable Trust
Sunshine Summit, LLC
Vaintrub, Xxxx
Xxxxx, Xxxxx X.
Xxxxxxxxx, Xxxxx X. Revocable Trust
Xxxxxxxxx, Xxxxx and Xxxxxx, as joint tenants with
right of survivorship
Xxxxxxxxx, Xxxxx
Xxxxxxxxx, Xxxxxx
State of Wisconsin Investment Board
Xxxxxx, Xxxxxx
Xxxxxxx X. Xxxxxx Revocable Trust
Sunshine Summit, LLC
Vaintrub, Xxxx
Xxxxx, Xxxxx X.
Xxxxxxxxx, Xxxxx X. Revocable Trust
Xxxxxxxxx, Xxxxx and Xxxxxx, as joint tenants with
right of survivorship
Xxxxxxxxx, Xxxxx
Xxxxxxxxx, Xxxxxx
State of Wisconsin Investment Board
A-2