THIRD AMENDMENT TO THE WINTERGREEN FUND, INC. FUND ADMINISTRATION SERVICING AGREEMENT
THIRD AMENDMENT
TO THE WINTERGREEN FUND, INC.
FUND ADMINISTRATION SERVICING AGREEMENT
THIS THIRD AMENDMENT, dated as of the 28th day of February, 2013, to the Fund Administration Servicing Agreement dated November 15, 2007, as amended March 1, 2010 and March 15, 2011 (the “Agreement”), is entered into by and between Wintergreen Fund, Inc., a Maryland corporation (the “Fund” or “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
RECITALS
WHEREAS, the Company and USBFS have entered into the Agreement; and
WHEREAS, the Company and USBFS desire to amend the Agreement; and
WHEREAS, Section 10 of the Agreement allows for its amendment by mutual written consent of the parties.
NOW, THEREFORE, the parties do hereby agree as follows:
Exhibit A is superseded and replaced with Amended Exhibit A attached hereto.
IN WITNESS WHEREOF, the parties hereto have caused this Third Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
| WINTERGREEN FUND, INC. | U.S. BANCORP FUND SERVICES, LLC | |||||||
| By: | /s/ Xxxxxx Xxxxx |
By: | /s/ Xxxxxxx X. XxXxx | |||||
| Name: | Xxxxxx Xxxxx | Name: | Xxxxxxx X. XxXxx | |||||
| Title: | Vice President | Title: | Executive Vice President | |||||
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Amended Exhibit A
to the
Fund Administration Servicing Agreement – Wintergreen Fund, Inc.
| FUND ACCOUNTING AND FUND ADMINISTRATION ANNUAL FEE SCHEDULE at March 25, 2013 | ||
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Fund Administration
Global Equity & Fixed Income Funds Annual fee based upon assets per Fund Complex [ ] basis points on the first $[ ] million [ ] basis point on the balance above $[ ] million Includes: Monthly fund performance reporting and AIS reporting
Plus out-of-pocket expenses, including but not limited to: Postage, Stationery Programming, Special Reports Proxies, Insurance XXXXX filing Retention of records Federal and state regulatory filing fees (Blue Sky) Certain insurance premiums applicable to the Fund Expenses from board of directors meetings Auditing and legal expenses applicable to the Fund GICS (currently $[ ] /yr/fund family for Schedule of investments and $[ ] /yr/fund family for fact sheets. If used for fact sheets, Advisor must pay the fee.) MSCI (currently $[ ] /yr/fund for public and internal use. If using MSCI for fact sheets for web site, client must contact MSCI and setup a separate contract.) XBRL Filing - Currently $[ ] /fund/year Blue Sky conversion expenses (if necessary)
CCO Services - No Charge Daily Compliance, Xxxxxxx River - $[ ] /year Fees are billed monthly |
Fund Accounting
Global Equity & Fixed Income Funds Annual fee based upon assets per Fund Complex [ ] basis points on the first $[ ] million [ ] basis points on the balance above $[ ] million Pricing, corporate actions, and factor services (these fees are considered Out-of-pocket expenses):
• $[ ] Domestic and Canadian Equities • $[ ] Options • $[ ] Corp/Gov/Agency Bonds • $[ ] CMO’s • $[ ] International Equities • $[ ] Futures • $[ ] International Bonds • $[ ] Municipal Bonds • $[ ] Money Market Instruments • $[ ] /fund/month - Mutual Fund Pricing • $[ ] /Fund/Day – Bank Loans • $[ ] /Fund/Day – Credit Default Swaps • $[ ] /Fund/Day – Basic Interest Rate Swaps • $[ ] /Foreign equity security/month corporate actions • $[ ] /Domestic equity security/month corporate actions • $[ ] /month Manual Security Pricing (>10/day) • Factor Services (BondBuyer) • $[ ] /CMO/month • $[ ] /Mortgage Backed/month Fair Value Services (FT Interactive) $[ ] on the first [ ] securities per day $[ ] on the balance of securities per day CCO Services - No Charge | |
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