Mainstay Group of Funds
Exhibit g 2 o
Mainstay Group of Funds
February 16, 2018
State Street Bank and Trust Company
0 Xxxx Xxxxxx
Boston, MA 02110
Attention: MainStay Group of Funds Client Manager
Re: Amended and Restated Master Delegation Agreement (the “Agreement”)
Ladies and Gentlemen:
Please be advised of the following changes to the MainStay Group of Funds. These changes are reflected in the attached revised Appendix A to the Agreement.
| Type of change |
Fund name | New Fund name, if applicable | Date of change | |||
| Name change | MainStay California Tax Free Opportunities Fund | MainStay MacKay California Tax Free Opportunities Fund | February 28, 2018 | |||
| Name change | MainStay Common Stock Fund | MainStay MacKay Common Stock Fund | February 28, 2018 | |||
| Name change | MainStay Convertible Fund | MainStay MacKay Convertible Fund | February 28, 2018 | |||
| Name change | MainStay Cornerstone Growth Fund | MainStay MacKay Growth Fund | February 28, 2018 | |||
| Name change | MainStay DefinedTerm Municipal Opportunities Fund | MainStay MacKay DefinedTerm Municipal Opportunities Fund | February 28, 2018 | |||
| Name change | MainStay Emerging Markets Debt Fund | MainStay MacKay Emerging Markets Debt Fund | February 28, 2018 | |||
| Name change | MainStay Emerging Markets Equity Fund | MainStay MacKay Emerging Markets Equity Fund | February 28, 2018 | |||
| Name change | MainStay Government Fund | MainStay MacKay Government Fund | February 28, 2018 | |||
| Name change | MainStay High Yield Corporate Bond Fund | MainStay MacKay High Yield Corporate Bond Fund | February 28, 2018 | |||
| Name change | MainStay High Yield Municipal Bond Fund | MainStay MacKay High Yield Municipal Bond Fund | February 28, 2018 | |||
| Name change | MainStay International Equity Fund | MainStay MacKay International Equity Fund | February 28, 2018 |
| Type of change |
Fund name | New Fund name, if applicable | Date of change | |||
| Name change | MainStay International Opportunities Fund | MainStay MacKay International Opportunities Fund | February 28, 2018 | |||
| Name change | MainStay New York Tax Free Opportunities Fund | MainStay MacKay New York Tax Free Opportunities Fund | February 28, 2018 | |||
| Name change | MainStay S&P 500 Index Fund | MainStay MacKay S&P 500 Index Fund | February 28, 2018 | |||
| Name change | MainStay Short Duration High Yield Fund | MainStay MacKay Short Duration High Yield Fund | February 28, 2018 | |||
| Name change | MainStay Tax Advantaged Short Term Bond Fund | MainStay MacKay Tax Advantaged Short Term Bond Fund | February 28, 2018 | |||
| Name change | MainStay Tax Free Bond Fund | MainStay MacKay Tax Free Bond Fund | February 28, 2018 | |||
| Name change | MainStay Total Return Bond Fund | MainStay MacKay Total Return Bond Fund | February 28, 2018 | |||
| Name change | MainStay Unconstrained Bond Fund | MainStay MacKay Unconstrained Bond Fund | February 28, 2018 | |||
| Name change | MainStay U.S. Equity Opportunities Fund | MainStay MacKay U.S. Equity Opportunities Fund | February 28, 2018 | |||
| Name change | MainStay VP Common Stock Portfolio | MainStay XX XxxXxx Common Stock Portfolio | May 1, 2018 | |||
| Name change | MainStay VP Convertible Portfolio | MainStay XX XxxXxx Convertible Portfolio | May 1, 2018 | |||
| Name change | MainStay VP Cornerstone Growth Portfolio | MainStay XX XxxXxx Growth Portfolio | May 1, 2018 | |||
| Name change | MainStay VP Government Portfolio | MainStay XX XxxXxx Government Portfolio | May 1, 2018 | |||
| Name change | MainStay VP High Yield Corporate Bond Portfolio | MainStay XX XxxXxx High Yield Corporate Bond Portfolio | May 1, 2018 | |||
| Name change | MainStay VP International Equity Portfolio | MainStay XX XxxXxx International Equity Portfolio | May 1, 2018 | |||
| Name change | MainStay VP Mid Cap Core Portfolio | MainStay XX XxxXxx Mid Cap Core Portfolio | May 1, 2018 | |||
| Name change | MainStay VP S&P 500 Index Portfolio | MainStay XX XxxXxx S&P 500 Index Portfolio | May 1, 2018 | |||
| Name change | MainStay VP Small Cap Core Portfolio | MainStay XX XxxXxx Small Cap Core Portfolio | May 1, 2018 |
| Type of change |
Fund name | New Fund name, if applicable | Date of change | |||
| Name change | MainStay VP Unconstrained Bond Portfolio | MainStay XX XxxXxx Unconstrained Bond Portfolio | May 1, 2018 | |||
| Liquidation | MainStay Epoch International Small Cap Fund | February 28, 2018 |
Please indicate your acceptance of the foregoing by executing two copies of this letter agreement, returning one to the Fund and retaining one for your records.
| Sincerely, | ||
| THE MAINSTAY FUNDS | ||
| MAINSTAY FUNDS TRUST | ||
| MAINSTAY VP FUNDS TRUST | ||
| MAINSTAY DEFINEDTERM MUNICIPAL | ||
| OPPORTUNITIES FUND | ||
| By: | /s/ Xxxx X. Xxxxxxx | |
| Name: | Xxxx X. Xxxxxxx | |
| Title: | President, Duly Authorized | |
Agreed and Accepted:
STATE STREET BANK AND TRUST COMPANY
| By: | /s/ Xxxxxx Xxxxxxxx | |
| Name: | Xxxxxx Xxxxxxxx | |
| Title: | Executive Vice President, Duly Authorized |
Effective Date: February 28, 2018
Appendix A
to the
Amended and Restated Master Custodian Agreement
(as of February 28, 2018, unless otherwise noted)
| Fund / Portfolio | |
| MainStay MacKay DefinedTerm Municipal Opportunities Fund | |
| The MainStay Funds |
MainStay Income Builder Fund MainStay Large Cap Growth Fund MainStay MacKay Common Stock Fund MainStay MacKay Convertible Fund MainStay MacKay Emerging Markets Debt Fund MainStay MacKay Government Fund MainStay MacKay High Yield Corporate Bond Fund MainStay MacKay International Equity Fund MainStay MacKay Tax Free Bond Fund MainStay MacKay Unconstrained Bond Fund MainStay MAP Equity Fund MainStay Money Market Fund |
| MainStay VP Funds Trust1 |
MainStay VP Absolute Return Multi-Strategy Portfolio MainStay VP Balanced Portfolio MainStay XX Xxxx Portfolio MainStay VP Conservative Allocation Portfolio MainStay XX Xxxxxxx Renaissance Advantage Portfolio MainStay VP Eagle Small Cap Growth Portfolio MainStay VP Emerging Markets Equity Portfolio MainStay VP Epoch U.S. Equity Yield Portfolio MainStay VP Epoch U.S. Small Cap Portfolio MainStay VP Floating Rate Portfolio MainStay VP Growth Allocation Portfolio MainStay VP Income Builder Portfolio MainStay VP Indexed Bond Portfolio MainStay VP Xxxxx Xxxxxxxxx Balanced Portfolio MainStay VP Large Cap Growth Portfolio MainStay XX XxxXxx Common Stock Portfolio MainStay XX XxxXxx Convertible Portfolio MainStay XX XxxXxx Government Portfolio MainStay XX XxxXxx Growth Portfolio MainStay XX XxxXxx High Yield Corporate Bond Portfolio |
1 Name changes effective May 1, 2018.
| Fund / Portfolio | |
|
MainStay XX XxxXxx International Equity Portfolio MainStay XX XxxXxx Mid Cap Core Portfolio MainStay XX XxxXxx S&P 500 Index Portfolio MainStay XX XxxXxx Small Cap Core Portfolio MainStay XX XxxXxx Unconstrained Bond Portfolio MainStay VP MFS® Utilities Portfolio MainStay VP Moderate Allocation Portfolio MainStay VP Moderate Growth Allocation Portfolio MainStay VP PIMCO Real Return Portfolio MainStay VP X. Xxxx Price Equity Income Portfolio MainStay VP U.S. Government Money Market Portfolio MainStay XX XxxXxx Global Hard Assets Portfolio | |
| MainStay Funds Trust |
MainStay Absolute Return Multi-Strategy Fund MainStay Balanced Fund MainStay Candriam Emerging Markets Equity Fund MainStay Conservative Allocation Fund MainStay Epoch Capital Growth Fund MainStay Epoch Global Choice Fund MainStay Epoch Global Equity Yield Fund MainStay Epoch International Choice Fund MainStay Epoch U.S. All Cap Fund MainStay Epoch U.S. Equity Yield Fund MainStay Epoch U.S. Small Cap Fund MainStay Floating Rate Fund MainStay Growth Allocation Fund MainStay Indexed Bond Fund MainStay MacKay California Tax Free Opportunities Fund MainStay MacKay Emerging Markets Equity Fund MainStay MacKay Growth Fund MainStay MacKay High Yield Municipal Bond Fund MainStay MacKay International Opportunities Fund MainStay MacKay New York Tax Free Opportunities Fund MainStay MacKay S&P 500 Index Fund MainStay MacKay Short Duration High Yield Fund MainStay MacKay Tax Advantaged Short Term Bond Fund MainStay MacKay Total Return Bond Fund MainStay MacKay U.S. Equity Opportunities Fund MainStay Moderate Allocation Fund MainStay Moderate Growth Allocation Fund MainStay Retirement 2010 Fund |
| Fund / Portfolio | |
|
MainStay Retirement 2020 Fund MainStay Retirement 2030 Fund MainStay Retirement 2040 Fund MainStay Retirement 2050 Fund MainStay Retirement 2060 Fund |
MAINSTAY FUNDS TRUST
May 22, 2018
State Street Bank and Trust Company
0 Xxxx Xxxxxx
Boston, MA 02210
Attention: MainStay Group of Funds Client Manager
Re: Amended and Restated Master Delegation Agreement (the “Agreement”)
Ladies and Gentlemen:
Please be advised of the following changes to the MainStay Group of Funds. These changes are reflected in the attached revised Appendix A to the Agreement.
| Type of change | Fund name | New Fund name, if applicable |
Date of change | |||
| Name Change | MainStay MacKay Tax Advantaged Short Term Bond Fund | MainStay MacKay Short Term Municipal Fund | May 22, 2018 |
Please indicate your acceptance of the foregoing by executing two copies of this letter agreement, returning one to the MainStay Funds and retaining one for your records.
| Sincerely, | ||
| MainStay Funds Trust | ||
| By: | /s/ Xxxx X. Xxxxxxx | |
| Name: | Xxxx X. Xxxxxxx | |
| Title: | President, Duly Authorized | |
Agreed and Accepted:
STATE STREET BANK AND TRUST COMPANY
| By: | /s/ Xxxxxx Xxxxxxxx | |
| Name: | Xxxxxx Xxxxxxxx | |
| Title: | Executive Vice President, Duly Authorized |
Effective Date: May 22, 2018
Appendix A
to the
Amended and Restated Master Delegation Agreement
(as of May 22, 2018, unless otherwise noted)
| Fund / Portfolio | |
| MainStay MacKay DefinedTerm Municipal Opportunities Fund | |
| The MainStay Funds |
MainStay Income Builder Fund MainStay Large Cap Growth Fund MainStay MacKay Common Stock Fund MainStay MacKay Convertible Fund MainStay MacKay Emerging Markets Debt Fund MainStay MacKay Government Fund MainStay MacKay High Yield Corporate Bond Fund MainStay MacKay International Equity Fund MainStay MacKay Tax Free Bond Fund MainStay MacKay Unconstrained Bond Fund MainStay MAP Equity Fund MainStay Money Market Fund |
| MainStay VP Funds Trust |
MainStay VP Absolute Return Multi-Strategy Portfolio MainStay VP Balanced Portfolio MainStay XX Xxxx Portfolio MainStay VP Conservative Allocation Portfolio MainStay XX Xxxxxxx Renaissance Advantage Portfolio MainStay VP Eagle Small Cap Growth Portfolio MainStay VP Emerging Markets Equity Portfolio MainStay VP Epoch U.S. Equity Yield Portfolio MainStay VP Epoch U.S. Small Cap Portfolio MainStay VP Floating Rate Portfolio MainStay VP Growth Allocation Portfolio MainStay VP Income Builder Portfolio MainStay VP Indexed Bond Portfolio MainStay VP Xxxxx Xxxxxxxxx Balanced Portfolio MainStay VP Large Cap Growth Portfolio MainStay XX XxxXxx Common Stock Portfolio MainStay XX XxxXxx Convertible Portfolio MainStay XX XxxXxx Government Portfolio MainStay XX XxxXxx Growth Portfolio MainStay XX XxxXxx High Yield Corporate Bond Portfolio MainStay XX XxxXxx International Equity Portfolio MainStay XX XxxXxx Mid Cap Core Portfolio |
| Fund / Portfolio | |
|
MainStay XX XxxXxx S&P 500 Index Portfolio MainStay XX XxxXxx Small Cap Core Portfolio MainStay XX XxxXxx Unconstrained Bond Portfolio MainStay VP MFS® Utilities Portfolio MainStay VP Moderate Allocation Portfolio MainStay VP Moderate Growth Allocation Portfolio MainStay VP PIMCO Real Return Portfolio MainStay VP X. Xxxx Price Equity Income Portfolio MainStay VP U.S. Government Money Market Portfolio MainStay XX XxxXxx Global Hard Assets Portfolio | |
| MainStay Funds Trust |
MainStay Absolute Return Multi-Strategy Fund MainStay Balanced Fund MainStay Candriam Emerging Markets Equity Fund MainStay Conservative Allocation Fund MainStay Epoch Capital Growth Fund MainStay Epoch Global Choice Fund MainStay Epoch Global Equity Yield Fund MainStay Epoch International Choice Fund MainStay Epoch U.S. All Cap Fund MainStay Epoch U.S. Equity Yield Fund MainStay Epoch U.S. Small Cap Fund MainStay Floating Rate Fund MainStay Growth Allocation Fund MainStay Indexed Bond Fund MainStay MacKay California Tax Free Opportunities Fund MainStay MacKay Emerging Markets Equity Fund MainStay MacKay Growth Fund MainStay MacKay High Yield Municipal Bond Fund MainStay MacKay International Opportunities Fund MainStay MacKay New York Tax Free Opportunities Fund MainStay MacKay S&P 500 Index Fund MainStay MacKay Short Duration High Yield Fund MainStay MacKay Short Term Municipal Fund MainStay MacKay Total Return Bond Fund MainStay MacKay U.S. Equity Opportunities Fund MainStay Moderate Allocation Fund MainStay Moderate Growth Allocation Fund MainStay Retirement 2010 Fund MainStay Retirement 2020 Fund MainStay Retirement 2030 Fund |
| Fund / Portfolio | |
|
MainStay Retirement 2040 Fund MainStay Retirement 2050 Fund MainStay Retirement 2060 Fund |
MainStay Funds Trust
July 2, 2018
State Street Bank and Trust Company
0 Xxxx Xxxxxx
Boston, MA 02210
Attention: MainStay Group of Funds Client Manager
Re: MainStay Funds Trust (the “Fund”)
Ladies and Gentlemen:
Please be advised that the undersigned Fund has established a new series of shares to be known as the MainStay U.S. Government Liquidity Fund effective July 2, 2018.
In accordance with Section 2, the Delegation of Authority to Act as Foreign Custody Manager provision, of the Amended and Restated Master Delegation Agreement dated as of January 1, 2011, as amended, modified, or supplemented from time to time (the “Agreement”), by and among each registered investment company party thereto, and State Street Bank and Trust Company (“State Street”), the undersigned Fund hereby requests that State Street act as Custodian for the new Fund under the terms of the Agreement. In connection with such request, the undersigned Fund hereby confirms, as of the date hereof, its representations and warranties set forth in Section 3 of the Agreement.
Please indicate your acceptance of the foregoing by executing two copies of this letter agreement, returning one to the MainStay Funds and retaining one for your records.
| Sincerely, | ||
| MAINSTAY FUNDS TRUST | ||
| By: | /s/ Xxxx X. Xxxxxxx | |
| Name: | Xxxx X. Xxxxxxx | |
| Title: | President, Duly Authorized | |
Agreed and Accepted:
STATE STREET BANK AND TRUST COMPANY
| By: | /s/ Xxxxxx Xxxxxxxx | |
| Name: | Xxxxxx Xxxxxxxx | |
| Title: | Executive Vice President, Duly Authorized |
Effective Date: July 2, 2018
August 17, 2018
State Street Bank and Trust Company
0 Xxxx Xxxxxx
Boston, MA 02210
Attention: MainStay Group of Funds Client Manager
Re: MainStay VP Funds Trust (the “Fund”)
Ladies and Gentlemen:
Please be advised that the undersigned Fund has established a new series of shares to be known as the MainStay VP IQ Hedge Multi-Strategy Portfolio effective September 10, 2018.
In accordance with Section 2, the Delegation of Authority to Act as Foreign Custody Manager provision, of the Amended and Restated Master Delegation Agreement dated as of January 1, 2011, as amended, modified, or supplemented from time to time (the “Agreement”), by and among each registered investment company party thereto, and State Street Bank and Trust Company (“State Street”), the undersigned Fund hereby requests that State Street act as Custodian for the new Fund under the terms of the Agreement. In connection with such request, the undersigned Fund hereby confirms, as of the date hereof, its representations and warranties set forth in Section 3 of the Agreement.
Please indicate your acceptance of the foregoing by executing two copies of this letter agreement, returning one to the MainStay Funds and retaining one for your records.
| Sincerely, | ||
| MAINSTAY VP FUNDS TRUST | ||
| By: | /s/ Xxxx X. Xxxxxxx | |
| Name: | Xxxx X. Xxxxxxx | |
| Title: | President, Duly Authorized | |
Agreed and Accepted:
STATE STREET BANK AND TRUST COMPANY
| By: | /s/ Xxxxxx Xxxxxxxx | |
| Name: | Xxxxxx Xxxxxxxx | |
| Title: | Executive Vice President, Duly Authorized |
Effective Date: September 10, 2018
MAINSTAY GROUP OF FUNDS
November 1, 2018
State Street Bank and Trust Company
0 Xxxx Xxxxxx
Boston, MA 02210
Attention: MainStay Group of Funds Client Manager
Re: Amended and Restated Master Delegation Agreement (the “Agreement”)
Ladies and Gentlemen:
Please be advised of the following changes to the MainStay Group of Funds. These changes are reflected in the attached revised Appendix A to the Agreement.
| Type of change | Fund name | New Fund name, if applicable |
Date of change | |||
| Name Change | MainStay VP MFS® Utilities Portfolio | MainStay VP Fidelity Institutional AMSM Utilities Portfolio | November 30, 2018 | |||
| Name Change | MainStay XX XxxXxx Global Hard Assets Portfolio | MainStay XX Xxxxxx Natural Resources Portfolio | November 30, 2018 | |||
| Fund Liquidated | MainStay Absolute Return Multi-Strategy Fund | — | November 30, 2018 | |||
| Fund Merged | MainStay VP Absolute Return Multi-Strategy Fund | — | November 30, 2018 |
Please indicate your acceptance of the foregoing by executing two copies of this letter agreement, returning one to the MainStay Funds and retaining one for your records.
| Sincerely, | ||
| MainStay VP Funds Trust | ||
| MAINstay funds trust | ||
| By: | /s/ Xxxx X. Xxxxxxx | |
| Name: | Xxxx X. Xxxxxxx | |
| Title: | President, Duly Authorized | |
Agreed and Accepted:
STATE STREET BANK AND TRUST COMPANY
| By: | /s/ Xxxxxx Xxxxxxxx | |
| Name: | Xxxxxx Xxxxxxxx | |
| Title: | Executive Vice President, Duly Authorized |
Effective Date: November 30, 2018
Appendix A
to the
Amended and Restated Master Delegation Agreement
(as of November 30, 2018, unless otherwise noted)
| Fund / Portfolio | |
| MainStay MacKay DefinedTerm Municipal Opportunities Fund | |
| The MainStay Funds |
MainStay Income Builder Fund MainStay Large Cap Growth Fund MainStay MacKay Common Stock Fund MainStay MacKay Convertible Fund MainStay MacKay Emerging Markets Debt Fund MainStay MacKay Government Fund MainStay MacKay High Yield Corporate Bond Fund MainStay MacKay International Equity Fund MainStay MacKay Tax Free Bond Fund MainStay MacKay Unconstrained Bond Fund MainStay MAP Equity Fund MainStay Money Market Fund |
| MainStay VP Funds Trust |
MainStay VP Balanced Portfolio MainStay XX Xxxx Portfolio MainStay VP Conservative Allocation Portfolio MainStay XX Xxxxxxx Renaissance Advantage Portfolio MainStay VP Eagle Small Cap Growth Portfolio MainStay VP Emerging Markets Equity Portfolio MainStay VP Epoch U.S. Equity Yield Portfolio MainStay VP Epoch U.S. Small Cap Portfolio MainStay VP Fidelity Institutional AMSM Utilities Portfolio f/k/a MainStay VP MFS® Utilities Portfolio MainStay VP Floating Rate Portfolio MainStay VP Growth Allocation Portfolio MainStay VP Income Builder Portfolio MainStay VP Indexed Bond Portfolio MainStay VP IQ Hedge Multi-Strategy Portfolio MainStay VP Xxxxx Xxxxxxxxx Balanced Portfolio MainStay VP Large Cap Growth Portfolio MainStay XX XxxXxx Common Stock Portfolio MainStay XX XxxXxx Convertible Portfolio MainStay XX XxxXxx Government Portfolio MainStay XX XxxXxx Growth Portfolio MainStay XX XxxXxx High Yield Corporate Bond Portfolio MainStay XX XxxXxx International Equity Portfolio MainStay XX XxxXxx Mid Cap Core Portfolio MainStay XX XxxXxx S&P 500 Index Portfolio MainStay XX XxxXxx Small Cap Core Portfolio |
| Fund / Portfolio | |
|
MainStay XX XxxXxx Unconstrained Bond Portfolio MainStay XX Xxxxxx Natural Resources Portfolio f/k/a MainStay XX XxxXxx Global Hard Assets Portfolio MainStay VP Moderate Allocation Portfolio MainStay VP Moderate Growth Allocation Portfolio MainStay VP PIMCO Real Return Portfolio MainStay VP X. Xxxx Price Equity Income Portfolio MainStay VP U.S. Government Money Market Portfolio | |
| MainStay Funds Trust |
MainStay Balanced Fund MainStay Candriam Emerging Markets Equity Fund MainStay Conservative Allocation Fund MainStay Epoch Capital Growth Fund MainStay Epoch Global Choice Fund MainStay Epoch Global Equity Yield Fund MainStay Epoch International Choice Fund MainStay Epoch U.S. All Cap Fund MainStay Epoch U.S. Equity Yield Fund MainStay Epoch U.S. Small Cap Fund MainStay Floating Rate Fund MainStay Growth Allocation Fund MainStay Indexed Bond Fund MainStay MacKay California Tax Free Opportunities Fund MainStay MacKay Emerging Markets Equity Fund MainStay MacKay Growth Fund MainStay MacKay High Yield Municipal Bond Fund MainStay MacKay International Opportunities Fund MainStay MacKay New York Tax Free Opportunities Fund MainStay MacKay S&P 500 Index Fund MainStay MacKay Short Duration High Yield Fund MainStay MacKay Short Term Municipal Fund MainStay MacKay Total Return Bond Fund MainStay MacKay U.S. Equity Opportunities Fund MainStay Moderate Allocation Fund MainStay Moderate Growth Allocation Fund MainStay Retirement 2010 Fund MainStay Retirement 2020 Fund MainStay Retirement 2030 Fund MainStay Retirement 2040 Fund MainStay Retirement 2050 Fund MainStay Retirement 2060 Fund |
