AMENDMENT TO THE DISTRIBUTION AGREEMENT
AMENDMENT TO THE DISTRIBUTION AGREEMENT
THIS AMENDMENT to the Distribution Agreement dated March 31, 2020 (the “Agreement”) by and among ETF Series Solutions (the “Trust”), a Delaware statutory trust, Quasar Distributors, LLC (the “Distributor”), a Delaware limited liability company, and with respect to Articles 5 and 7 of the original Agreement, Little Harbor Advisors, LLC (the “Adviser,” and collectively with the Trust and Distributor, the “Parties”) is entered into by and among the Parties to the Agreement.
RECITALS
WHEREAS, the Parties have entered into the Agreement; and
WHEREAS, the Agreement incorporates by reference the terms of a Distribution Agreement among the Parties dated March 28, 2018 (the “Original Agreement”); and
WHEREAS, the Parties desire to amend the series of the Trust set forth in Schedule A to the Original Agreement, and incorporated by reference into the Agreement, as previously amended in an Amendment to the Agreement dated May 16, to remove the LHA Market State U.S. Tactical ETF and add the LHA Market State Tactical Beta ETF to Schedule A; and
WHEREAS, Section 13 of the Original Agreement, and incorporated by reference into the Agreement, allows for its amendment by a written instrument executed by all Parties.
NOW, THEREFORE, the Parties agree as follows:
Schedule A of the Original Agreement is replaced with the attached Schedule A.
This amendment will become effective upon the commencement of operations of the LHA Market State Tactical Beta ETF. Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year last written below.
ETF SERIES SOLUTIONS | QUASAR DISTRIBUTORS, LLC | |||||||
By: /s/ Xxxxxxx X. Xxxxxxxx | By: /s/ Xxxxxx Xxxxx | |||||||
Name: Xxxxxxx X. Xxxxxxxx | Name: Xxxxxx Xxxxx | |||||||
Title: Vice President & Secretary | Title: Vice President | |||||||
Date: 7/1/2020 | Date: 07.01.2020 |
LITTLE HARBOR ADVISORS, LLC | |||||
By: /s/ Xxxx Xxxxxxx | |||||
Name: Xxxx Xxxxxxx | |||||
Title: President | |||||
Date: 7-1-10 |
SCHEDULE A
List of Funds
LHA Market State Alpha Seeker ETF
LHA Market State Tactical Beta ETF