AMENDMENT TO SUB-ADMINISTRATION AND ACCOUNTING AGREEMENT
AMENDMENT TO
SUB-ADMINISTRATION AND ACCOUNTING AGREEMENT
This Amendment (the “Amendment”) is made as of , 2020 by and between GABELLI FUNDS LLC (the “Administrator”) with respect to each investment company referenced on Exhibit A hereto (each, a “Fund”, collectively, the “Funds”) and THE BANK OF NEW YORK MELLON (as assigned from BNY Mellon Investment Servicing (US) Inc.) (“BNY Mellon”).
BACKGROUND:
| A. | WHEREAS, the Administrator and BNY Mellon are parties to a Sub-Administration and Accounting Agreement dated as of February 2, 2017 (the “Agreement”); and |
| B. | WHEREAS, the Administrator and BNY Mellon desire to amend the Agreement as set forth herein. |
TERMS:
NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained, the parties hereto agree as follows:
| 1. | Exhibit A to the Agreement is hereby deleted and replaced in its entirety with Exhibit A attached hereto. |
| 2. | Miscellaneous. |
| (a) | As hereby amended and supplemented, the Agreement shall remain in full force and effect. In the event of a conflict between the terms of this Amendment and the terms of the Agreement, the terms of this Amendment shall control with respect to the subject matter of this Amendment. |
| (b) | This Amendment may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. The facsimile signature of any party to this Amendment shall constitute the valid and binding execution hereof by such party. |
| (c) | If any provision or provisions of this Amendment shall be held to be invalid, unlawful or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired. |
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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their duly authorized officers designated below on the date and year first above written.
| GABELLI FUNDS LLC | ||
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By:
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Name:
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| Title: | ||
| THE BANK OF NEW YORK MELLON | ||
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By:
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Name:
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Title:
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| Date: | ||
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EXHIBIT A
Name
Open-End Funds
Xxxxxxxx Capital Value Fund
Gabelli Capital Asset Fund1
Gabelli Enterprise Mergers and Acquisitions Fund
Gabelli Gold Fund, Inc.
Gabelli ESG Fund, Inc.
Gabelli International Growth Fund, Inc. (formerly, GAMCO International Growth Fund, Inc.)
The Gabelli ABC Fund
The Gabelli Asset Fund
The Gabelli Dividend Growth Fund
The Gabelli Equity Income Fund
The Gabelli Focus Five Fund
The Gabelli Global Content & Connectivity Fund
The Gabelli Global Financial Services Fund
The Gabelli Global Growth Fund (formerly, The GAMCO Global Growth Fund)
The Gabelli Global Mini MitesTM Fund
The Gabelli Global Rising Income and Dividend Fund
The Gabelli Growth Fund (formerly, The GAMCO Growth Fund)
The Gabelli International Small Cap Fund
The Gabelli Small Cap Growth Fund
The Gabelli U.S. Treasury Money Market Fund2
The Gabelli Utilities Fund
The Gabelli Value 25 Fund Inc.
TETON Westwood Balanced Fund (formerly, The Teton Westwood Balanced Fund)
TETON Westwood Equity Fund (formerly, The Teton Westwood Equity Fund)
TETON Convertible Securities Fund (formerly, The Teton Convertible Securities Fund)
TETON Westwood SmallCap Equity Fund (formerly, The Teton Westwood SmallCap Equity Fund)
TETON Westwoood Mighty MitesSM Fund (formerly, The Teton Westwood Mighty Mites Fund)
KEELEY Mid Cap Dividend Value Fund
KEELEY Small Cap Dividend Value Fund
KEELEY Small-Mid Cap Value Fund
Gabelli Media Mogul Fund
Gabelli Pet Parents’TM Fund
| 1 | Will not receive ClearSky Services. |
| 2 | Will not receive Form N-PORT service. |
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Closed-End Funds
Xxxxxxxx Fund Ltd.
Xxxxxxxxx Growth and Income Fund Ltd.
GAMCO Global Gold, Natural Resources & Income Trust
GAMCO Natural Resources, Gold & Income Trust
The Gabelli Convertible & Income Securities Fund Inc.
The Gabelli Dividend & Income Trust
The Gabelli Equity Trust Inc.
The GDL Fund
The Gabelli Global Small and Mid Cap Value Trust
The Gabelli Global Utility & Income Trust
The Gabelli Go Anywhere Trust
The Gabelli Healthcare & WellnessRx Trust
The Gabelli Multimedia Trust Inc.
The Gabelli Utility Trust
Exchange Traded Managed Funds
Gabelli Asset ETF3
Gabelli Love Our Planet & People ETF3
Gabelli Equity Income ETF3
Gabelli Green Energy ETF3
Gabelli Growth Innovators ETF3
Gabelli Financial Services ETF3
Gabelli Micro Cap ETF3
Gabelli Global Small Cap ETF3
Gabelli Small & Mid Cap ETF3
3 Servicing expected to commence , 2020. Gabelli ETFs Trust will be subject to a separate fee schedule executed as of , 2020. Any Gabelli ETF Trust assets will not be considered when determining minimum fees for mutual fund assets serviced by BNY Mellon under the terms of the Fee Schedule dated February 2, 2017.
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