SCHEDULE A to the INVESTMENT SUB-ADVISORY AGREEMENT Dated December 10, 2020 between MORGAN CREEK CAPITAL MANAGEMENT, LLC and EXOS ASSET MANAGEMENT, LLC and LISTED FUNDS TRUST
SCHEDULE A
to the
INVESTMENT SUB-ADVISORY AGREEMENT
Dated December 10, 2020 between
XXXXXX CREEK CAPITAL MANAGEMENT, LLC
and
EXOS ASSET MANAGEMENT, LLC
and
The Adviser will pay to the Sub-Adviser as compensation for the Sub-Adviser’s services rendered, a fee, computed daily for the respective Fund in accordance with the following fee schedule:
| Fund | Rate | ||||
| Xxxxxx Creek-Exos SPAC Strategy ETF | ** | ||||
| Xxxxxx Creek-Exos Active SPAC Arbitrage ETF | ** | ||||
** 50% of the Fund’s Management Fee, net of Fund expenses incurred by the Fund paid for by the Adviser and expenses related the statutory distributor paid by the Advisor (collectively “Adviser Paid Fund Expenses”); provided that if the Adviser Paid Fund Expenses at the end of a month-end period exceeds the Management Fee received by the Adviser for that month-end period (“Shortfall”), the Sub-Adviser shall pay the Adviser 50% of such Shortfall.
IN WITNESS WHEREOF, the parties hereto have caused this Schedule A to be signed on their behalf by their duly authorized officers as of January 11, 2022.
XXXXXX CREEK CAPITAL MANAGEMENT, LLC By: /s/ Xxxx X. Xxxxxx Name: Xxxx X. Xxxxx Title: CEO and Chief Investment Officer | ||
EXOS ASSET MANAGEMENT, LLC By: /s/ Xxxxx Xxxxxx Name: Xxxxx Xxxxxx Title: Chief Executive Officer | ||
By: /s/ Xxxx Xxxxxx Name: Xxxx Xxxxxx Title: Secretary | ||
