SCHEDULE A FEE AND EXPENSE AGREEMENT WELLS FARGO FUNDS TRUST (CAPPED OPERATING EXPENSE RATIOS)
EX-99.B(d)(1)(ii)
As of May 10, 2006
SCHEDULE A
XXXXX FARGO FUNDS TRUST
(CAPPED OPERATING EXPENSE RATIOS)
| FUNDS/CLASSES |
CAPPED OPERATING EXPENSE RATIO |
EXPIRATION/ RENEWAL DATE | |||
| Aggressive Allocation |
|||||
| Administrator Class |
1.00 | % | January 31, 2007 | ||
| Asia Pacific |
|||||
| Investor Class |
1.65 | % | April 30, 2007 | ||
| Asset Allocation |
|||||
| Class A |
1.15 | % | January 31, 2007 | ||
| Class B |
1.90 | % | January 31, 2007 | ||
| Class C |
1.90 | % | January 31, 2007 | ||
| Administrator Class |
0.90 | % | January 31, 2007 | ||
| Balanced |
|||||
| Investor Class |
1.25 | % | April 30, 2007 | ||
| California Limited-Term Tax-Free |
|||||
| Class A |
0.85 | % | October 31, 2006 | ||
| Class C |
1.60 | % | October 31, 2006 | ||
| Administrator Class |
0.60 | % | October 31, 2006 | ||
| California Tax-Free |
|||||
| Class A |
0.80 | % | October 31, 2006 | ||
| Class B |
1.55 | % | October 31, 2006 | ||
| Class C |
1.55 | % | October 31, 2006 | ||
| Administrator Class |
0.55 | % | October 31, 2006 | ||
| California Tax-Free Money Market |
|||||
| Class A |
0.65 | % | June 30, 2006 | ||
| Service Class |
0.45 | % | June 30, 2006 | ||
| California Tax-Free Money Market Trust |
0.20 | % | June 30, 2006 | ||
| Capital Growth |
|||||
| Administrator Class |
0.94 | % | April 30, 2007 | ||
| Institutional Class1 |
0.80 | % | April 30, 2007 | ||
| Investor Class |
1.42 | % | April 30, 2007 | ||
| Cash Investment Money Market |
|||||
| Administrator Class |
0.35 | % | June 30, 2006 | ||
| Service Class |
0.50 | % | June 30, 2006 | ||
| Institutional Class |
0.20 | % | June 30, 2006 |
| 1 | On March 31, 2006 the Board of Trustees approved the reduction of the net operating expense ratios for the Capital Growth Fund Institutional Class from 0.80% to 0.75%, effective December 1, 2006. |
| FUNDS/CLASSES |
CAPPED OPERATING EXPENSE RATIO |
EXPIRATION/ RENEWAL DATE | |||
| Colorado Tax-Free |
|||||
| Class A |
0.85 | % | October 31, 2006 | ||
| Class B |
1.60 | % | October 31, 2006 | ||
| Administrator Class |
0.60 | % | October 31, 2006 | ||
| Common Stock |
|||||
| Class A |
1.31 | % | April 30, 2007 | ||
| Class B |
2.06 | % | April 30, 2007 | ||
| Class C |
2.06 | % | April 30, 2007 | ||
| Class Z |
1.29 | % | April 30, 2007 | ||
| Conservative Allocation |
|||||
| Administrator Class |
0.85 | % | January 31, 2007 | ||
| Corporate Bond |
|||||
| Advisor Class2 |
1.00 | % | April 30, 2007 | ||
| Investor Class2 |
1.03 | % | April 30, 2007 | ||
| Institutional Class |
0.61 | % | April 30, 2007 | ||
| C&B Large Cap Value |
|||||
| Class A |
1.20 | % | February 28, 2007 | ||
| Class B |
1.95 | % | February 28, 2007 | ||
| Class C |
1.95 | % | February 28, 2007 | ||
| Class D |
1.20 | % | February 28, 2007 | ||
| Administrator Class |
0.95 | % | February 28, 2007 | ||
| Institutional Class |
0.70 | % | February 28, 2007 | ||
| C&B Mid Cap Value |
|||||
| Class A |
1.40 | % | February 28, 2007 | ||
| Class B |
2.15 | % | February 28, 2007 | ||
| Class C |
2.15 | % | February 28, 2007 | ||
| Class D |
1.25 | % | February 28, 2007 | ||
| Administrator Class |
1.15 | % | February 28, 2007 | ||
| Institutional Class |
0.90 | % | February 28, 2007 | ||
| Discovery |
|||||
| Administrator Class |
1.15 | % | April 30, 2007 | ||
| Investor Class |
1.38 | % | April 30, 2007 | ||
| Institutional Class3 |
0.95 | % | February 29, 2008 | ||
| Diversified Bond |
|||||
| Administrator Class |
0.70 | % | September 30, 2006 |
| 2 | On March 31, 2006 the Board of Trustees approved the reduction of the net operating expense ratios for the Corporate Bond Fund Advisor and Investor Classes from 1.00% and 1.03% to 0.95% and 0.98%, respectively, effective October 1, 2006. |
| 3 | On May 10, 2006 the Board of Trustees approved the addition of Institutional Class shares, effective August 31, 2006, for the Discovery, Equity Value, International Equity, International Value, Large Cap Appreciation and Small/Mid Cap Value Funds. |
A-2
| FUNDS/CLASSES |
CAPPED OPERATING EXPENSE RATIO |
EXPIRATION/ RENEWAL DATE | |||
| Diversified Equity |
|||||
| Class A |
1.25 | % | January 31, 2007 | ||
| Class B |
2.00 | % | January 31, 2007 | ||
| Class C |
2.00 | % | January 31, 2007 | ||
| Administrator Class |
1.00 | % | January 31, 2007 | ||
| Diversified Small Cap |
|||||
| Administrator Class |
1.20 | % | January 31, 2007 | ||
| Dividend Income |
|||||
| Administrator Class |
0.96 | % | April 30, 2007 | ||
| Investor Class |
1.37 | % | April 30, 2007 | ||
| Dow Xxxxx Target Today4 (formerly, the Outlook Today) |
|||||
| Class A |
1.25 | % | June 30, 2006 | ||
| Class B |
2.00 | % | June 30, 2006 | ||
| Class C |
2.00 | % | June 30, 2006 | ||
| Administrator Class |
0.95 | % | June 30, 2006 | ||
| Institutional Class |
0.75 | % | June 30, 2006 | ||
| Dow Xxxxx Target 20104 (formerly, the Outlook 2010) |
|||||
| Class A |
1.25 | % | June 30, 2006 | ||
| Class B |
2.00 | % | June 30, 2006 | ||
| Class C |
2.00 | % | June 30, 2006 | ||
| Administrator Class |
0.95 | % | June 30, 2006 | ||
| Institutional Class |
0.75 | % | June 30, 2006 | ||
| Dow Xxxxx Target 20204 (formerly, the Outlook 2020) |
|||||
| Class A |
1.25 | % | June 30, 2006 | ||
| Class B |
2.00 | % | June 30, 2006 | ||
| Class C |
2.00 | % | June 30, 2006 | ||
| Administrator Class |
0.95 | % | June 30, 2006 | ||
| Institutional Class |
0.75 | % | June 30, 2006 | ||
| Dow Xxxxx Target 20304 (formerly, the Outlook 2030) |
|||||
| Class A |
1.25 | % | June 30, 2006 | ||
| Class B |
2.00 | % | June 30, 2006 | ||
| Class C |
2.00 | % | June 30, 2006 | ||
| Administrator Class |
0.95 | % | June 30, 2006 | ||
| Institutional Class |
0.75 | % | June 30, 2006 |
| 4 | On March 31, 2006 the Board of Trustees approved changes to the overall structure, day-to-day management and investment strategies of the Outlook Funds. Subject to shareholder approval, the implementation of the changes will commence in June 2006. In addition, the Board was notified that upon implementation, the following net operating expense ratios will be reduced until June 30, 2008: Dow Xxxxx Target Today Class A, B, C, Admin reduced by 0.10% and Institutional Class reduced by 0.13%; Xxx Xxxxx Target 2010 Class A, B, C, Admin reduced by 0.07% and Institutional Class reduced by 0.10%; Dow Xxxxx Target 2020 Class A, B, C, Admin reduced by 0.05% and Institutional Class reduced by 0.08%; Dow Xxxxx Target 2030 Class A, B, C, Admin reduced by 0.04% and Institutional Class reduced by 0.07%; Dow Xxxxx Target 2040 Class A, B, C, Admin reduced by 0.03% and Institutional Class reduced by 0.06%. |
A-3
| FUNDS/CLASSES |
CAPPED OPERATING EXPENSE RATIO |
EXPIRATION/ RENEWAL DATE | |||
| Dow Xxxxx Target 20404 (formerly, the Outlook 2040) |
|||||
| Class A |
1.25 | % | June 30, 2006 | ||
| Class B |
2.00 | % | June 30, 2006 | ||
| Class C |
2.00 | % | June 30, 2006 | ||
| Administrator Class |
0.95 | % | June 30, 2006 | ||
| Institutional Class |
0.75 | % | June 30, 2006 | ||
| Emerging Markets Focus |
|||||
| Class A |
1.90 | % | January 31, 2007 | ||
| Class B |
2.65 | % | January 31, 2007 | ||
| Class C |
2.65 | % | January 31, 2007 | ||
| Administrator Class |
1.60 | % | January 31, 2007 | ||
| Endeavor Large Cap |
|||||
| Class A |
1.25 | % | April 30, 2007 | ||
| Class B |
2.00 | % | April 30, 2007 | ||
| Class C |
2.00 | % | April 30, 2007 | ||
| Endeavor Select |
|||||
| Class A |
1.25 | % | April 30, 2007 | ||
| Class B |
2.00 | % | April 30, 2007 | ||
| Class C |
2.00 | % | April 30, 2007 | ||
| Administrator Class |
1.00 | % | April 30, 2007 | ||
| Institutional Class |
0.80 | % | April 30, 2007 | ||
| Enterprise |
|||||
| Advisor Class |
1.40 | % | April 30, 2007 | ||
| Administrator Class |
1.15 | % | April 30, 2007 | ||
| Investor Class |
1.57 | % | April 30, 2007 | ||
| Institutional Class |
0.90 | % | April 30, 2007 | ||
| Equity Income |
|||||
| Class A |
1.10 | % | April 30, 2007 | ||
| Class B |
1.85 | % | April 30, 2007 | ||
| Class C |
1.85 | % | April 30, 2007 | ||
| Administrator Class |
0.85 | % | April 30, 2007 | ||
| Equity Index |
|||||
| Class A |
0.62 | % | November 30, 2006 | ||
| Class B |
1.37 | % | November 30, 2006 |
| 4 | On March 31, 2006 the Board of Trustees approved changes to the overall structure, day-to-day management and investment strategies of the Outlook Funds. Subject to shareholder approval, the implementation of the changes will commence in June 2006. In addition, the Board was notified that upon implementation, the following net operating expense ratios will be reduced until June 30, 2008: Dow Xxxxx Target Today Class A, B, C, Admin reduced by 0.10% and Institutional Class reduced by 0.13%; Xxx Xxxxx Target 2010 Class A, B, C, Admin reduced by 0.07% and Institutional Class reduced by 0.10%; Dow Xxxxx Target 2020 Class A, B, C, Admin reduced by 0.05% and Institutional Class reduced by 0.08%; Dow Xxxxx Target 2030 Class A, B, C, Admin reduced by 0.04% and Institutional Class reduced by 0.07%; Dow Xxxxx Target 2040 Class A, B, C, Admin reduced by 0.03% and Institutional Class reduced by 0.06%. |
A-4
| FUNDS/CLASSES |
CAPPED OPERATING EXPENSE RATIO |
EXPIRATION/ RENEWAL DATE | |||
| Equity Value |
|||||
| Class A |
1.25 | % | January 31, 2007 | ||
| Class B |
2.00 | % | January 31, 2007 | ||
| Class C |
2.00 | % | January 31, 2007 | ||
| Administrator Class |
1.00 | % | January 31, 2007 | ||
| Institutional Class5 |
0.75 | % | January 31, 2007 | ||
| Government Money Market |
|||||
| Class A |
0.65 | % | June 30, 2006 | ||
| Service Class |
0.50 | % | June 30, 2006 | ||
| Administrator Class |
0.35 | % | June 30, 2006 | ||
| Institutional Class |
0.20 | % | June 30, 2006 | ||
| Government Securities |
|||||
| Class C |
1.70 | % | April 30, 2007 | ||
| Administrator Class |
0.70 | % | April 30, 2007 | ||
| Advisor Class6 |
0.95 | % | April 30, 2007 | ||
| Investor Class6 |
1.00 | % | April 30, 2007 | ||
| Institutional Class |
0.48 | % | April 30, 2007 | ||
| Growth Balanced |
|||||
| Class A |
1.20 | % | January 31, 2007 | ||
| Class B |
1.95 | % | January 31, 2007 | ||
| Class C |
1.95 | % | January 31, 2007 | ||
| Administrator Class |
0.95 | % | January 31, 2007 | ||
| Growth Equity |
|||||
| Class A |
1.50 | % | January 31, 2007 | ||
| Class B |
2.25 | % | January 31, 2007 | ||
| Class C |
2.25 | % | January 31, 2007 | ||
| Administrator Class |
1.25 | % | January 31, 2007 | ||
| Institutional Class |
1.05 | % | April 30, 2007 | ||
| Growth |
|||||
| Class C |
2.05 | % | April 30, 2007 | ||
| Advisor Class |
1.30 | % | April 30, 2007 | ||
| Administrator Class |
0.96 | % | April 30, 2007 | ||
| Investor Class |
1.47 | % | April 30, 2007 | ||
| Institutional Class7 |
0.85 | % | April 30, 2007 |
| 5 | On May 10, 2006 the Board of Trustees approved the addition of Institutional Class shares, effective August 31, 2006, for the Discovery, Equity Value, International Equity, International Value, Large Cap Appreciation and Small/Mid Cap Value Funds. |
| 6 | On March 31, 2006 the Board of Trustees approved the reduction of the net operating expense ratios for the Government Securities Fund Advisor and Investor Classes from 0.95% and 1.00% to 0.90% and 0.95%, respectively, effective October 1, 2006. |
| 7 | On March 31, 2006 the Board of Trustees approved the reduction of the net operating expense ratios for the Growth Fund Institutional Class from 0.85% to 0.80%, effective December 1, 2006. |
A-5
| FUNDS/CLASSES |
CAPPED OPERATING EXPENSE RATIO |
EXPIRATION/ RENEWAL DATE | |||
| Growth and Income |
|||||
| Advisor Class |
1.14 | % | April 30, 2007 | ||
| Administrator Class |
0.96 | % | April 30, 2007 | ||
| Investor Class |
1.31 | % | April 30, 2007 | ||
| Institutional Class |
0.66 | % | April 30, 2007 | ||
| Heritage Money Market |
|||||
| Administrator Class |
0.38 | % | April 30, 2007 | ||
| Institutional Class |
0.18 | % | April 30, 2007 | ||
| High Income |
|||||
| Advisor Class |
0.86 | % | April 30, 2007 | ||
| Investor Class |
0.86 | % | April 30, 2007 | ||
| Institutional Class |
0.43 | % | April 30, 2007 | ||
| High Yield Bond |
|||||
| Class A |
1.15 | % | September 30, 2006 | ||
| Class B |
1.90 | % | September 30, 2006 | ||
| Class C |
1.90 | % | September 30, 2006 | ||
| Income Plus |
|||||
| Class A |
1.00 | % | September 30, 2006 | ||
| Class B |
1.75 | % | September 30, 2006 | ||
| Class C |
1.75 | % | September 30, 2006 | ||
| Index |
|||||
| Administrator Class |
0.25 | % | January 31, 2007 | ||
| Investor Class |
0.45 | % | April 30, 2007 | ||
| Inflation-Protected Bond |
|||||
| Class A |
0.85 | % | September 30, 2006 | ||
| Class B |
1.60 | % | September 30, 2006 | ||
| Class C |
1.60 | % | September 30, 2006 | ||
| Administrator Class |
0.60 | % | September 30, 2006 | ||
| Institutional Emerging Markets |
|||||
| Institutional Class |
1.25 | % | January 31, 2007 | ||
| Intermediate Government Income |
|||||
| Class A |
0.95 | % | September 30, 2006 | ||
| Class B |
1.70 | % | September 30, 2006 | ||
| Class C |
1.70 | % | September 30, 2006 | ||
| Administrator Class |
0.70 | % | September 30, 2006 | ||
| Intermediate Tax-Free |
|||||
| Investor Class |
0.75 | % | April 30, 2007 | ||
| International Core |
|||||
| Class A |
1.50 | % | April 30, 2007 | ||
| Class B |
2.25 | % | April 30, 2007 | ||
| Class C |
2.25 | % | April 30, 2007 | ||
| Administrator Class |
1.25 | % | April 30, 2007 |
A-6
| FUNDS/CLASSES |
CAPPED OPERATING EXPENSE RATIO |
EXPIRATION/ RENEWAL DATE | |||
| International Equity |
|||||
| Class A |
1.50 | % | January 31, 2007 | ||
| Class B |
2.25 | % | January 31, 2007 | ||
| Class C |
2.25 | % | January 31, 2007 | ||
| Administrator Class |
1.25 | % | January 31, 2007 | ||
| Institutional Class8 |
1.05 | % | January 31, 2007 | ||
| International Value |
|||||
| Class A |
1.50 | % | April 30, 2007 | ||
| Class B |
2.25 | % | April 30, 2007 | ||
| Class C |
2.25 | % | April 30, 2007 | ||
| Administrator Class |
1.25 | % | April 30, 2007 | ||
| Institutional Class8 |
1.05 | % | January 31, 2007 | ||
| Large Cap Appreciation |
|||||
| Class A |
1.25 | % | January 31, 2007 | ||
| Class B |
2.00 | % | January 31, 2007 | ||
| Class C |
2.00 | % | January 31, 2007 | ||
| Administrator Class |
1.00 | % | January 31, 2007 | ||
| Institutional Class8 |
0.70 | % | January 31, 2007 | ||
| Large Cap Growth |
|||||
| Investor Class |
1.19 | % | April 30, 2007 | ||
| Large Company Core |
|||||
| Class A |
1.25 | % | April 30, 2007 | ||
| Class B |
2.00 | % | April 30, 2007 | ||
| Class C |
2.00 | % | April 30, 2007 | ||
| Class Z |
1.42 | % | April 30, 2007 | ||
| Administrator Class |
0.95 | % | April 30, 2007 | ||
| Large Company Growth |
|||||
| Class A |
1.20 | % | April 30, 2007 | ||
| Class B |
1.95 | % | April 30, 2007 | ||
| Class C |
1.95 | % | April 30, 2007 | ||
| Class Z |
1.37 | % | April 30, 2007 | ||
| Administrator Class |
0.95 | % | April 30, 2007 | ||
| Institutional Class |
0.75 | % | April 30, 2007 | ||
| Life Stage - Aggressive Portfolio |
|||||
| Investor Class |
1.45 | % | April 30, 2007 | ||
| Life Stage - Conservative Portfolio |
|||||
| Investor Class |
1.25 | % | April 30, 2007 | ||
| Life Stage - Moderate Portfolio |
|||||
| Investor Class |
1.35 | % | April 30, 2007 | ||
| Liquidity Reserve Money Market |
0.76 | % | June 30, 2006 |
| 8 | On May 10, 2006 the Board of Trustees approved the addition of Institutional Class shares, effective August 31, 2006, for the Discovery, Equity Value, International Equity, International Value, Large Cap Appreciation and Small/Mid Cap Value Funds. |
A-7
| FUNDS/CLASSES |
CAPPED OPERATING EXPENSE RATIO |
EXPIRATION/ RENEWAL DATE | |||
| Mid Cap Disciplined |
|||||
| Administrator Class |
1.15 | % | April 30, 2007 | ||
| Institutional Class |
0.90 | % | April 30, 2007 | ||
| Investor Class |
1.31 | % | April 30, 2007 | ||
| Mid Cap Growth |
|||||
| Class A |
1.40 | % | April 30, 2007 | ||
| Class B |
2.15 | % | April 30, 2007 | ||
| Class C |
2.15 | % | April 30, 2007 | ||
| Class Z |
1.57 | % | April 30, 2007 | ||
| Minnesota Money Market |
|||||
| Class A |
0.80 | % | June 30, 2006 | ||
| Minnesota Tax-Free |
|||||
| Class A |
0.85 | % | April 30, 2007 | ||
| Class B |
1.60 | % | April 30, 2007 | ||
| Class C |
1.60 | % | April 30, 2007 | ||
| Class Z |
0.75 | % | April 30, 2007 | ||
| Administrator Class |
0.60 | % | April 30, 2007 | ||
| Moderate Balanced |
|||||
| Class A |
1.15 | % | January 31, 2007 | ||
| Class B |
1.90 | % | January 31, 2007 | ||
| Class C |
1.90 | % | January 31, 2007 | ||
| Administrator Class |
0.90 | % | January 31, 2007 | ||
| Money Market |
|||||
| Class A |
0.76 | % | June 30, 2006 | ||
| Class B |
1.51 | % | June 30, 2006 | ||
| Investor Class |
0.65 | % | April 30, 2007 | ||
| Money Market Trust |
0.20 | % | June 30, 2006 | ||
| Municipal Bond |
|||||
| Class A |
0.85 | % | April 30, 2007 | ||
| Class B |
1.60 | % | April 30, 2007 | ||
| Class C |
1.60 | % | April 30, 2007 | ||
| Administrator Class |
0.48 | % | April 30, 2007 | ||
| Investor Class |
0.80 | % | April 30, 2007 | ||
| Municipal Money Market |
|||||
| Investor Class |
0.64 | % | April 30, 2007 | ||
| National Limited-Term Tax-Free |
|||||
| Class A |
0.85 | % | October 31, 2006 | ||
| Class B |
1.60 | % | October 31, 2006 | ||
| Class C |
1.60 | % | October 31, 2006 | ||
| Administrator Class |
0.60 | % | October 31, 2006 | ||
| National Tax-Free |
|||||
| Class A |
0.85 | % | October 31, 2006 | ||
| Class B |
1.60 | % | October 31, 2006 | ||
| Class C |
1.60 | % | October 31, 2006 | ||
| Administrator Class |
0.60 | % | October 31, 2006 |
A-8
| FUNDS/CLASSES |
CAPPED OPERATING EXPENSE RATIO |
EXPIRATION/ RENEWAL DATE | |||
| National Tax-Free Money Market |
|||||
| Class A |
0.65 | % | June 30, 2006 | ||
| Service Class |
0.45 | % | June 30, 2006 | ||
| Institutional Class |
0.20 | % | June 30, 2006 | ||
| Administrator Class |
0.30 | % | April 30, 2007 | ||
| National Tax-Free Money Market Trust |
0.20 | % | June 30, 2006 | ||
| Nebraska Tax-Free |
|||||
| Administrator Class |
0.75 | % | October 31, 2006 | ||
| Opportunity |
|||||
| Advisor Class |
1.29 | % | April 30, 2007 | ||
| Administrator Class |
1.04 | % | April 30, 2007 | ||
| Investor Class |
1.35 | % | April 30, 2007 | ||
| Overland Express Sweep |
1.08 | % | June 30, 2006 | ||
| Overseas |
|||||
| Institutional Class |
0.95 | % | April 30, 2007 | ||
| Investor Class |
1.46 | % | April 30, 2007 | ||
| Prime Investment Money Market |
|||||
| Service Class |
0.55 | % | June 30, 2006 | ||
| Institutional Class |
0.20 | % | June 30, 2006 | ||
| Short Duration Government Bond |
|||||
| Class A |
0.85 | % | September 30, 2006 | ||
| Class B |
1.60 | % | September 30, 2006 | ||
| Class C |
1.60 | % | September 30, 2006 | ||
| Administrator Class |
0.60 | % | September 30, 2006 | ||
| Institutional Class |
0.42 | % | April 30, 2007 | ||
| Short-Term Bond |
|||||
| Advisor Class |
0.85 | % | April 30, 2007 | ||
| Investor Class |
0.90 | % | April 30, 2007 | ||
| Institutional Class |
0.48 | % | April 30, 2007 | ||
| Short-Term High Yield Bond |
|||||
| Advisor Class |
0.86 | % | April 30, 2007 | ||
| Investor Class |
0.86 | % | April 30, 2007 | ||
| Short-Term Municipal Bond |
|||||
| Class C |
1.55 | % | April 30, 2007 | ||
| Investor Class |
0.66 | % | April 30, 2007 | ||
| Small Cap Growth |
|||||
| Class A |
1.40 | % | April 30, 2007 | ||
| Class B |
2.15 | % | April 30, 2007 | ||
| Class C |
2.15 | % | April 30, 2007 | ||
| Class Z |
1.57 | % | April 30, 2007 | ||
| Administrator Class |
1.20 | % | April 30, 2007 | ||
| Institutional Class |
0.90 | % | April 30, 2007 |
A-9
| FUNDS/CLASSES |
CAPPED OPERATING EXPENSE RATIO |
EXPIRATION/ RENEWAL DATE | |||
| Small Cap Disciplined |
|||||
| Administrator Class |
1.20 | % | April 30, 2007 | ||
| Institutional Class |
1.00 | % | April 30, 2007 | ||
| Investor Class9 |
1.61 | % | April 30, 2007 | ||
| Small Cap Opportunities |
|||||
| Administrator Class |
1.20 | % | February 28, 2007 | ||
| Small Cap Value |
|||||
| Class A |
1.44 | % | April 30, 2007 | ||
| Class B |
2.19 | % | April 30, 2007 | ||
| Class C |
2.19 | % | April 30, 2007 | ||
| Class Z |
1.36 | % | April 30, 2007 | ||
| Small Company Growth |
|||||
| Class A |
1.45 | % | January 31, 2007 | ||
| Class B |
2.20 | % | January 31, 2007 | ||
| Class C |
2.20 | % | January 31, 2007 | ||
| Administrator Class |
1.20 | % | January 31, 2007 | ||
| Small Company Value |
|||||
| Class A |
1.45 | % | January 31, 2007 | ||
| Class B |
2.20 | % | January 31, 2007 | ||
| Class C |
2.20 | % | January 31, 2007 | ||
| Administrator Class |
1.20 | % | January 31, 2007 | ||
| Small/Mid Cap Value |
|||||
| Administrator Class |
1.15 | % | April 30, 2007 | ||
| Investor Class10 |
1.57 | % | April 30, 2007 | ||
| Institutional Class11 |
0.95 | % | February 29, 2008 | ||
| Specialized Financial Services |
|||||
| Class A |
1.35 | % | February 28, 2007 | ||
| Class B |
2.10 | % | February 28, 2007 | ||
| Class C |
2.10 | % | February 28, 2007 | ||
| Specialized Health Sciences |
|||||
| Class A |
1.65 | % | February 28, 2007 | ||
| Class B |
2.40 | % | February 28, 2007 | ||
| Class C |
2.40 | % | February 28, 2007 |
| 9 | On March 31, 2006 the Board of Trustees approved the reduction of the net operating expense ratios for the Small Cap Disciplined Fund Investor Class from 1.61% to 1.49%, effective March 1, 2007. |
| 10 | On March 31, 2006 the Board of Trustees approved the reduction of the net operating expense ratios for the Small/Mid Cap Value Fund Investor Class from 1.57% to 1.49%, effective March 1, 2007. |
| 11 | On May 10, 2006 the Board of Trustees approved the addition of Institutional Class shares, effective August 31, 2006, for the Discovery, Equity Value, International Equity, International Value, Large Cap Appreciation and Small/Mid Cap Value Funds. |
A-10
| FUNDS/CLASSES |
CAPPED OPERATING EXPENSE RATIO |
EXPIRATION/ RENEWAL DATE | |||
| Specialized Technology |
|||||
| Class A |
1.75 | % | April 30, 2007 | ||
| Class B |
2.50 | % | April 30, 2007 | ||
| Class C |
2.50 | % | April 30, 2007 | ||
| Class Z |
1.90 | % | April 30, 2007 | ||
| Stable Income |
|||||
| Class A |
0.85 | % | September 30, 2006 | ||
| Class B |
1.60 | % | September 30, 2006 | ||
| Class C |
1.60 | % | September 30, 2006 | ||
| Administrator Class |
0.65 | % | September 30, 2006 | ||
| Strategic Income |
|||||
| Class A |
1.10 | % | April 30, 2007 | ||
| Class B |
1.85 | % | April 30, 2007 | ||
| Class C |
1.85 | % | April 30, 2007 | ||
| Strategic Small Cap Value12 |
|||||
| Class A |
1.45 | % | January 31, 2007 | ||
| Class C |
2.20 | % | January 31, 2007 | ||
| Administrator Class |
1.20 | % | January 31, 2007 | ||
| Total Return Bond |
|||||
| Class A |
0.90 | % | April 30, 2007 | ||
| Class B |
1.65 | % | April 30, 2007 | ||
| Class C |
1.65 | % | April 30, 2007 | ||
| Administrator Class |
0.70 | % | April 30, 2007 | ||
| Institutional Class |
0.42 | % | April 30, 2007 | ||
| Class Z |
0.95 | % | April 30, 2007 | ||
| Treasury Plus Money Market |
|||||
| Class A |
0.65 | % | June 30, 2006 | ||
| Service Class |
0.50 | % | June 30, 2006 | ||
| Institutional Class |
0.20 | % | June 30, 2006 | ||
| Ultra-Short Duration Bond |
|||||
| Class A |
0.80 | % | April 30, 2007 | ||
| Class B |
1.55 | % | April 30, 2007 | ||
| Class C |
1.55 | % | April 30, 2007 | ||
| Class Z |
0.84 | % | April 30, 2007 | ||
| Ultra Short-Term Income |
|||||
| Administrator Class |
0.60 | % | April 30, 2007 | ||
| Advisor Class |
0.80 | % | April 30, 2007 | ||
| Investor Class |
0.84 | % | April 30, 2007 | ||
| Institutional Class |
0.35 | % | April 30, 2007 |
| 12 | On February 8, 2006, the Board of Trustees approved the establishment of the Strategic Small Cap Value Fund, which is expected to commence operations in 2006. |
A-11
| FUNDS/CLASSES |
CAPPED OPERATING EXPENSE RATIO |
EXPIRATION/ RENEWAL DATE | |||
| Ultra Short-Term Municipal Income |
|||||
| Advisor Class |
0.72 | % | April 30, 2007 | ||
| Investor Class |
0.72 | % | April 30, 2007 | ||
| Institutional Class |
0.37 | % | April 30, 2007 | ||
| U.S. Value |
|||||
| Class A |
1.25 | % | April 30, 2007 | ||
| Class B |
2.00 | % | April 30, 2007 | ||
| Class C |
2.00 | % | April 30, 2007 | ||
| Class Z |
1.32 | % | April 30, 2007 | ||
| Administrator Class |
0.96 | % | April 30, 2007 | ||
| Value |
|||||
| Class A |
1.20 | % | February 28, 2007 | ||
| Class B |
1.95 | % | February 28, 2007 | ||
| Class C |
1.95 | % | February 28, 2007 | ||
| Investor Class |
1.20 | % | February 28, 2007 | ||
| Administrator Class |
0.95 | % | February 28, 2007 | ||
| WealthBuilder Conservative Allocation |
1.50 | % | September 30, 2006 | ||
| WealthBuilder Equity |
1.50 | % | September 30, 2006 | ||
| WealthBuilder Growth Allocation |
1.50 | % | September 30, 2006 | ||
| WealthBuilder Growth Balanced |
1.50 | % | September 30, 2006 | ||
| WealthBuilder Moderate Balanced |
1.50 | % | September 30, 2006 | ||
| WealthBuilder Tactical Equity |
1.50 | % | September 30, 2006 | ||
| Wisconsin Tax-Free |
|||||
| Class C |
1.49 | % | April 30, 2007 | ||
| Investor Class |
0.75 | % | April 30, 2007 | ||
| 100% Treasury Money Market |
|||||
| Class A |
0.65 | % | June 30, 2006 | ||
| Service Class |
0.50 | % | June 30, 2006 |
Most recent annual approval by the Board of Trustees: March 31, 2006
Schedule A amended: May 10, 2006
A-12
The foregoing schedule of capped operating expense ratios is agreed to as of May 10, 2006 and shall remain in effect until changed in writing by the parties.
| XXXXX FARGO FUNDS TRUST | ||
| By: | /s/ X. Xxxxx Xxxxxxx | |
| X. Xxxxx Xxxxxxx | ||
| Secretary | ||
| XXXXX FARGO FUNDS MANAGEMENT, LLC | ||
| By: | /s/ Xxxxxx Xxxx | |
| Xxxxxx Xxxx | ||
| Senior Vice President | ||
A-13
AS OF MAY 18, 2004
AMENDED AND RESTATED FEE AND EXPENSE AGREEMENT
SCHEDULE B
XXXXX FARGO FUNDS TRUST
NOT SUBJECT TO CAPPED OPERATING EXPENSE RATIOS
| NAME OF FUND/CLASS |
DATE OF REMOVAL FROM SCHEDULE A |
B-1
