THIRD AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT
THIRD AMENDMENT TO THE
THIS THIRD AMENDMENT dated as of June 25, 2013, to the Fund Accounting Servicing Agreement, dated as of September 12, 2007, as amended April 20, 2010 and April 25, 2013 (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of Geneva Advisors Funds (the "Funds") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the Trust and USBFS desire to amend the fees of the Agreement; and
WHEREAS, Section 15 of the Agreement allows for its amendment by a written instrument executed by both parties.
NOW, THEREFORE, the parties agree as follows:
Amended Exhibit B of the Agreement is hereby superseded and replaced with Amended Exhibit B attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Third Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
| TRUST FOR PROFESSIONAL MANAGERS | U.S. BANCORP FUND SERVICES, LLC |
| By: /s/ Xxxx Xxxxxx | By: /s/ Xxxxxxx X. XxXxx |
| Name: Xxxx Xxxxxx | Name: Xxxxxxx X. XxXxx |
| Title: President | Title: Executive Vice President |
Amended Exhibit B
to the
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Multiple Series Trust
FUND ACCOUNTING SERVICES
FEE SCHEDULE at June 1, 2013
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Annual Fund Accounting Fee Per Fund*
Base fee on the first $____
____ basis point on the next $____
____ basis point on the next $____
____ basis point on the balance
Annual Base Fee on First $____ Per Fund*
$____ per domestic equity fund
$____ per domestic balanced fund
$____ per domestic fixed income/global equity/money market fund
$____ per international/global fixed fund
Out-Of-Pocket Expenses
Including but not limited to pricing services, international corporate action services, fair value pricing services, factor services, customized reporting, and all other out-of-pocket expenses.
Additional Services
§ Additional base fee of $____ for each additional class (Waived from 6/1/2013 – 5/31/2014 for the Geneva Advisors International Growth Fund.)
§ Additional base fee of $____ per manager/sub-advisor per fund
§ Master/feeder products and international income funds
Conversion
§ One month of service fee prior to service inception.
NOTE: All schedules subject to change depending upon the use of derivatives – options, futures, short
sales, etc.
Fees are billed monthly.
*Subject to annual CPI increase, Milwaukee MSA.
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Advisor’s signature below acknowledges approval of the fee schedules on this Amended Exhibit B
BY: GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC
Name: /s/ Xxxx Xxxxxx
Title: Principal
Date: July 18, 2013
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Amended Exhibit B (continued) to the
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FUND ACCOUNTING SERVICES
SUPPLEMENTAL SERVICES
FEE SCHEDULE at June 1, 2013
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Out-Of-Pocket Expenses
· Pricing Services
· $____ Domestic and Canadian Equities
· $____ Options
· $____ Corp/Gov/Agency Bonds
· $____ CMO's
· $____ International Equities and Bonds
· $____ Municipal Bonds
· $____ Money Market Instruments
· $____ /Fund/Month - Mutual Fund Pricing
· $____/Equity Security/Month for Corporate Action Service
· $____ /Month Manual Security Pricing (>10/day)
· Factor Services (BondBuyer)
· $____ /CMO/Month
· $____ /Mortgage Backed/Month
· $____ /Month Minimum Per Fund Group
· Fair Value Services (FT Interactive)
· $____ on the first 100 securities per day
· $____ on the balance of securities per day
NOTE: Prices above are based on using IDC as the primary pricing service. Alternative source costs may vary.
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