AMENDMENT NO. 1 TO THE AMENDED AND RESTATED CREDIT AGREEMENT AMENDMENT NO. 1, dated as of June 29, 2001, to the Amended and Restated Credit Agreement dated as of March 30, 2001 (the "Credit Agreement") among Amkor Technology, Inc. a Delaware...
1
Exhibit 4.4
AMENDMENT NO. 1 TO
THE AMENDED AND RESTATED CREDIT AGREEMENT
AMENDMENT NO. 1, dated as of June 29, 2001, to the Amended and Restated
Credit Agreement dated as of March 30, 2001 (the "Credit Agreement") among Amkor
Technology, Inc. a Delaware corporation (the "Borrower"), the lenders and
issuing banks party thereto (collectively the "Lenders"), Xxxxxxx Xxxxx Xxxxxx
Inc. ("SSBI") as sole book manager, Citicorp USA, Inc. as administrative agent
(the "Administrative Agent") for the Lenders and as collateral agent (the
"Collateral Agent"), SSBI and DEUTSCHE BANC ALEX. XXXXX INC. ("DBAB"), as
arrangers and DBAB as syndication agent.
PRELIMINARY STATEMENTS:
(1) The parties to this Amendment are party to the Credit Agreement.
Capitalized terms defined in the Credit Agreement and not otherwise defined in
this Amendment are used herein as therein defined.
(2) The parties hereto have agreed to amend the Credit Agreement as
hereinafter set forth.
SECTION 1. AMENDMENTS. Subject to the satisfaction of the
conditions precedent set forth in Section 2 hereof, the Credit Agreement is
hereby amended, effective as of the date hereof, as follows:
(a) Amendments to Article I (Definitions and Accounting Terms).
The following new definition is inserted in Section 1.1 of the
Credit Agreement in the appropriate place to preserve the alphabetical
order of the definitions in such section:
""Senior Secured Leverage Ratio" means, at any date of
determination, the ratio of (a) the aggregate amount of the
Advances together with all Indebtedness in respect of Capitalized
Leases and any other Debt for Borrowed Money which is not
Subordinated Debt and is secured by a Lien of the Borrower and
its Restricted Subsidiaries at such date to (b) Consolidated
EBITDA of the Borrower and its Restricted Subsidiaries for the
most recent Measurement Period ending on or prior to such date."
(b) Amendments to Article V (Covenants of the Borrower).
(i) Section 5.4(b) is hereby amended by deleting the
existing Section 5.4(b) in its entirety and inserting the following
revised Section 5.4(b) in lieu thereof:
"(b) Leverage Ratio. Maintain at all times a
Leverage Ratio of not more than the amount set forth below for
each period set forth below:
2
-------------------------------------------
QUARTER ENDING RATIO
-------------------------------------------
March 31, 2001 3.25:1
-------------------------------------------
June 30, 2001 4.00:1
-------------------------------------------
September 30, 2001 5.25:1
-------------------------------------------
December 31, 2001 3.25:1
-------------------------------------------
March 31, 2002 3.00:1
-------------------------------------------
June 30, 2002 3.00:1
-------------------------------------------
September 30, 2002 2.75:1
-------------------------------------------
December 31, 2002 2.50:1
-------------------------------------------
March 31, 2003 2.25:1
-------------------------------------------
June 30, 2003 2.25:1
-------------------------------------------
September 30, 2003 2.25:1
-------------------------------------------
December 31, 2003 2.25:1
-------------------------------------------
March 31, 2004 2.00:1
-------------------------------------------
June 30, 2004 2.00:1
-------------------------------------------
September 30, 2004 2.00:1
-------------------------------------------
December 31, 2004 2.00:1
-------------------------------------------
March 31, 2005 2.00:1
-------------------------------------------
June 30, 2005 2.00:1
-------------------------------------------
September 30, 2005 2.00:1
-------------------------------------------
"
(i) Section 5.4(c) is hereby amended by deleting the
existing Section 5.4(c) in its entirety and inserting the following revised
Section 5.4(c) in lieu thereof:
"(c) Interest Coverage Ratio. Maintain at all
times an Interest Coverage Ratio of not less than the
amount set forth below for each period set forth below:
-------------------------------------------
Quarter Ending Ratio
-------------------------------------------
March 31, 2001 3.50:1
-------------------------------------------
June 30, 2001 3.00:1
-------------------------------------------
September 30, 2001 2.35:1
-------------------------------------------
December 31, 2001 3.50:1
-------------------------------------------
March 31, 2002 3.50:1
-------------------------------------------
June 30, 2002 3.50:1
-------------------------------------------
September 30, 2002 3.75:1
-------------------------------------------
December 31, 2002 3.75:1
-------------------------------------------
March 31, 2003 4.00:1
-------------------------------------------
June 30, 2003 4.00:1
-------------------------------------------
September 30, 2003 4.00:1
-------------------------------------------
December 31, 2003 4.00:1
-------------------------------------------
March 31, 2004 4.00:1
-------------------------------------------
June 30, 2004 4.00:1
-------------------------------------------
September 30, 2004 4.00:1
-------------------------------------------
-2-
3
-------------------------------------------
December 31, 2004 4.00:1
-------------------------------------------
March 31, 2005 4.00:1
-------------------------------------------
June 30, 2005 4.00:1
-------------------------------------------
September 30, 2005 4.00:1
-------------------------------------------
"
(iii) Section 5.4(d) is hereby amended by deleting the
existing Section 5.4(d) in its entirety and inserting the
following revised Section 5.4(d) in lieu thereof:
"(d) Tangible Net Worth. The Borrower will not
permit Tangible Net Worth: (i) on June 30, 2001 to be less
than $400,000,000; (ii) on September 30, 2001 to be less
than $325,000,000; and (iii) at any time thereafter to be
less than (i) 90% of the Tangible Net Worth on September
30, 2001 plus (ii) 50% of the sum of Consolidated Net
Income of the Borrower and its Restricted Subsidiaries for
each fiscal quarter beginning with the first quarter after
September 30, 2001 (without reduction for losses) plus
(iii) the amount of Net Cash Proceeds from issuances of
Equity Interests received by the Borrower since September
30, 2001. For the quarters ending June 30, 2001 and
September 30, 2001, the Tangible Net Worth will not
include any write down of Equity Interests in Anam."
(iv) Section 5.4 of the Credit Agreement is hereby amended
by adding a new clause (e) immediately after clause (d) to read
in its entirety as follows:
"(e) Senior Secured Leverage Ratio. Maintain at
all times a Senior Secured Leverage Ratio of not more
than the amount set forth below for each period set
forth below:
-------------------------------------------
QUARTER ENDING RATIO
-------------------------------------------
June 30, 2001 1.00:1
-------------------------------------------
September 30, 2001 1.00:1
-------------------------------------------
"
SECTION 2. CONDITIONS TO EFFECTIVENESS. This Amendment shall become
effective as of the date first above written when, and only when, (i) the
Administrative Agent shall have received counterparts of this Amendment executed
by the Borrower and the Required Lenders or, as to any of the Lenders, evidence
satisfactory to the Administrative Agent that such Lender has executed this
Amendment, (ii) each Subsidiary Guarantor shall have executed a consent to this
Amendment in the form attached hereto, and (iii) the Administrative Agent shall
have received from the Borrower, for the account of each Lender that has
executed this Amendment and delivered evidence thereof satisfactory to the
Administrative Agent at or before 5:00 p.m. New York City time on July 10, 2001,
an amendment fee equal to 0.15% of the aggregate amount of the
outstanding Term B Advances, Revolving Credit Commitments and Letter of Credit
Commitments of each such Lender as of such date. Furthermore this Amendment is
subject to the provisions of Section 8.1 of the Credit Agreement.
-3-
4
SECTION 3. CONSTRUCTION WITH THE LOAN DOCUMENTS. (a) On and after the
effectiveness of this Amendment, each reference in the Credit Agreement to "this
Agreement", "hereunder", "hereof" or words of like import referring to the
Credit Agreement, and each reference in the Notes and each of the other Loan
Documents to "the Credit Agreement", "thereunder", "thereof" or words of like
import referring to the Credit Agreement, shall mean and be a reference to the
Credit Agreement as amended by this Amendment.
SECTION 4. GOVERNING LAW. This Amendment is governed by the law of
the State of New York.
SECTION 5. AMENDMENTS TO COLLATERAL DOCUMENTS. Each Lender hereby
appoints each of the Administrative Agent and the Collateral Agent as its
attorney-in-fact with full authority in the place and stead of such Lender and
in the name of such Lender or otherwise, from time to time, to amend any Korean
Collateral Document as the Administrative Agent or the Collateral Agent
reasonably considers desirable or necessary to give effect to the provisions of
Section 8.1 or Section 8.11 of the Credit Agreement or otherwise to release
Collateral under the Korean Collateral Documents to the extent that such release
is permitted pursuant to the terms of the Credit Agreement. Each Lender hereby
ratifies and will ratify any action taken by either such Attorney from time to
time as contemplated by this Section 5.
SECTION 6. REPRESENTATIONS AND WARRANTIES. The Borrower hereby
represents and warrants that each of the representations and warranties
made by the Borrower in the Credit Agreement, as amended hereby, and the other
Loan Documents to which the Borrower is a party or by which the Borrower is
bound, shall be true and correct in all material respects on and as of the date
hereof (other than representations and warranties in any such Loan Document
which expressly speak as of a specific date, which shall have been true and
correct in all material respects as of such specific date) and no Default or
Event of Default has occurred and is continuing as of the date hereof.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed
by their respective officers thereunto duly authorized, as of the date first
above written.
AMKOR TECHNOLOGY, INC.,
By /s/ Xxxxxxx Xxxxx
------------------------------------------
Name: Xxxxxxx Xxxxx
Title: Executive Vice President &
Chief Financial Officer
CITICORP USA, INC.,
as Administrative Agent and Collateral Agent
By /s/ Xxxxxxx Xxxxxx
------------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Vice President
-4-
5
CITIBANK, N.A.,
as Lender
By /s/ Xxxxxxx Xxxxxx
------------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Vice President
-5-
6
Societe Generale ,
---------------------------------------------
as Lender
By /s/ Xxxxxxx X. Xxx
------------------------------------------
Name: Xxxxxxx X. Xxx
Title: Managing Director
7
ABN AMRO Bank N.V.
By /s/ Xxxxxxx X. Xxxxx
------------------------------------------
Name: Xxxxxxx X. Xxxxx
Title: Vice President
By /s/ Xxxx Xxxxxxxxxx
------------------------------------------
Name: Xxxx Xxxxxxxxxx
Title: Vice President
8
BANK OF AMERICA, N.A. ,
---------------------------------------------
as Lender
By /s/ Xxxxxx Xxxxxxxxx
------------------------------------------
Name: Xxxxxx Xxxxxxxxx
Title: Principal
9
Bank of China, New York Branch ,
---------------------------------------------
as Lender
By /s/ Xxxxxx Xxxxx
------------------------------------------
Name: Xxxxxx Xxxxx
Title: General Manager
00
XXX XXXX XX XXXX XXXXXX ,
---------------------------------------------
as Lender
By /s/ Xxxx X. Xxxxxx
------------------------------------------
Name: Xxxx X. Xxxxxx
Title: Managing Director
11
Bank of Tokyo Mitsubishi Trust Company ,
---------------------------------------------
as Lender
By /s/ X. Xxxxxxxxxx
------------------------------------------
Name: X. Xxxxxxxxxx
Title: Vice President
12
BARCLAYS BANK PLC,
as Lender
By /s/ Xxxxx Xxxxxx
------------------------------------------
Name: Xxxxx Xxxxxx
Title: Director
13
BNP PARIBAS ,
---------------------------------------------
as Lender
By /s/ Xxxxxx Xxxxx
------------------------------------------
Name: Xxxxxx Xxxxx
Title: Vice President
By /s/ Xxxx Xxxxxxxx
------------------------------------------
Name: Xxxx Xxxxxxxx
Title: Managing Director
14
COMERICA BANK,
as Lender
By /s/ Xxxx X. Xxxxx
------------------------------------------
Name: Xxxx X. Xxxxx
Title: First Vice President
15
BANKERS TRUST COMPANY ,
---------------------------------------------
as Lender
By /s/ Xxxx Xx Xxxxx
------------------------------------------
Name: XXXX XX XXXXX
Title: ASSISTANT VICE PRESIDENT
16
ERSTE BANK ,
---------------------------------------------
as Lender
By /s/ Xxxx Xxx
------------------------------------------
Name: Xxxx Xxx
Title: Vice President
ERSTE Bank New York Branch
By /s/ Xxxx X. Xxxxxxx
------------------------------------------
Name: Xxxx X. Xxxxxxx
Title: Managing Director
ERSTE Bank New York Branch
17
FIRST UNION NATIONAL BANK ,
---------------------------------------------
as Lender
By /s/ Xxxxx X. Xxxxxxxx
------------------------------------------
Name: Xxxxx X. Xxxxxxxx
Title: Senior Vice President
18
FLEET NATIONAL BANK ,
---------------------------------------------
as Lender
By /s/ G.A. Xxxxxxxxx
------------------------------------------
Name: G.A. Xxxxxxxxx
Title: Vice President
19
THE FUJI BANK, LIMITED
By /s/ Xxxxxxx Xxxxx
------------------------------------------
Name: Xxxxxxx Xxxxx
Title: Vice President
20
IBM CREDIT CORPORATION ,
---------------------------------------------
as Lender
By /s/ Xxxxxx X. Xxxxxx
------------------------------------------
Name: Xxxxxx X. Xxxxxx
Title: Manager of Credit,
Commercial & Specialty
Financing
21
IKB CAPITAL CORPORATION,
-----------------------
as Lender
By /s/ Xxxxx Xxxxxx
------------------------------------------
Name: Xxxxx Xxxxxx
Title: President
22
THE INDUSTRIAL BANK OF JAPAN,
---------------------------------------------
LIMITED
---------------------------------------------
as Lender
By /s/ Xxxxxxx Xxxxxx
------------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Senior Vice President
23
Key Corporate Capital Inc.,
as Lender
By /s/ Xxxx Xxxxxxxxxx
------------------------------------------
Name: Xxxx Xxxxxxxxxx
Title: Vice President
24
PNC Bank, National Association,
as Lender
By /s/ Xxxxxx X. Xxxxxxxx
------------------------------------------
Name: Xxxxxx X. Xxxxxxxx
Title: Vice President
25
CENTURION CDO II, LTD.
By: American Express Asset Management
Group Inc. as Collateral Manager
---------------------------------------------
as Lender
By /s/ Xxxxxxx X. Xxxxxxx
------------------------------------------
Name: Xxxxxxx X. Xxxxxxx
Title: Managing Director
26
AMMC CDO I, LIMITED
By: American Money Management Corp.,
as Collateral Manager
By /s/ Xxxxx X. Xxxxx
------------------------------------------
Name: Xxxxx X. Xxxxx
Title: Vice President
27
AMMC CDO II, LIMITED
as Lender
By: American Money Management Corp.,
as Collateral Manager
By /s/ Xxxxx X. Xxxxx
------------------------------------------
Name: Xxxxx X. Xxxxx
Title: Vice President
28
NORTHWOODS CAPITAL, LIMITED
BY: XXXXXX, XXXXXX & CO., L.P.,
AS COLLATERAL MANAGER
By /s/ Xxxx X. Xxxxxx
------------------------------------------
Name: XXXX X. XXXXXX
Title: MANAGING DIRECTOR
29
NORTHWOODS CAPITAL II, LIMITED
BY: XXXXXX, XXXXXX & CO., L.P.,
AS COLLATERAL MANAGER
By /s/ Xxxx X. Xxxxxx
------------------------------------------
Name: XXXX X. XXXXXX
Title: MANAGING DIRECTOR
30
ARES Leveraged Investment Fund, L.P.
By: ARES Management, L.P.
Its: General Partner
By /s/ Xxxxxxxxxxx X. Xxxxxx
------------------------------------------
Title: Xxxxxxxxxxx X. Xxxxxx
Vice President
31
ARES Leveraged Investment Fund II, L.P.
By: ARES Management II, L.P.
Its: General Partner
By /s/ Xxxxxxxxxxx X. Xxxxxx
------------------------------------------
Title: Xxxxxxxxxxx X. Xxxxxx
Vice President
32
Ares IV CLO LTD.
By: Ares CLO Manangement IV, L.P.,
Investment Manager
By: Ares CLO XX XX, LLC,
Its: Managing Member
By /s/ Xxxxxxxxxxx X. Xxxxxx
------------------------------------------
Name: Xxxxxxxxxxx X. Xxxxxx
Title: Vice President
33
BLACK DIAMOND INTERNATIONAL
FUNDING LTD.
---------------------------------------------
as Lender
By /s/ Xxxxx Egglishaw
------------------------------------------
Name: Xxxxx Egglishaw
Title: Director
34
BLACK DIAMOND CLO 1999-1 LTD. ,
---------------------------------------------
as Lender
By /s/ Xxxxx Egglishaw
------------------------------------------
Name: Xxxxx Egglishaw
Title: Director
35
BLACK DIAMOND CLO 2000-1 LTD. ,
---------------------------------------------
as Lender
By /s/ Xxxxx Egglishaw
------------------------------------------
Name: Xxxxx Egglishaw
Title: Director
36
SIERRA-CLO-I ,
---------------------------------------------
as Lender
By /s/ Xxxx X. Xxxxxxxxx
------------------------------------------
Name: Xxxx X. Xxxxxxxxx
Title: Senior Managing Director
Centre Pacific LLC, Manager
37
CAPTIVA FINANCE LTD. ,
---------------------------------------------
as Lender
By /s/ Xxxxx Egglishaw
------------------------------------------
Name: Xxxxx Egglishaw
Title: Director
38
ELT LTD. ,
---------------------------------------------
as Lender
By /s/ Xxx X. Xxxxxx
------------------------------------------
Name: Xxx X. Xxxxxx
Title: Authorized Agent
39
KZH CYPRESSTREE-1 LLC,
as Lender
By /s/ Xxxxxxxx Xxxxxx
------------------------------------------
Name: Xxxxxxxx Xxxxxx
Title: Authorized Agent
40
KZH SHOSHONE LLC,
as Lender
By /s/ Xxxxxxxx Xxxxxx
------------------------------------------
Name: Xxxxxxxx Xxxxxx
Title: Authorized Agent
41
KZH STERLING LLC,
as Lender
By /s/ Xxxxxxxx Xxxxxx
------------------------------------------
Name: Xxxxxxxx Xxxxxx
Title: Authorized Agent
42
CITADEL HILL 2000 LTD. ,
---------------------------------------------
as Lender
By /s/ Xxxx Xxxxxxxxx
------------------------------------------
Name: Xxxx Xxxxxxxxx
Title: Authorized Signatory
43
PROMETHEUS INVESTMENT FUNDING
NO. 1 LTD.
By: CPF Asset Advisory, LLC as Investment
Manager
---------------------------------------------
as Lender
By /s/ Xxxxxxx X. Xxxxxx
------------------------------------------
Name: Xxxxxxx X. Xxxxxx
Title: Managing Director
By /s/ Xxx Xxx
------------------------------------------
Xxx Xxx
Associate Director
44
CSAM FUNDING I
as Lender
By /s/ Xxxxxx Xxxxxxx
------------------------------------------
Name: Xxxxxx Xxxxxxx
Title: Authorized Signatory
45
FIRST DOMINION FUNDING II
as Lender
By /s/ Xxxxxx Xxxxxxx
------------------------------------------
Name: Xxxxxx Xxxxxxx
Title: Authorized Signatory
46
CYPRESSTREE INVESTMENT PARTNERS I, LTD
By: CypressTree Investment Management
Company, Inc., as Portfolio Manager
By: /s/ P. Xxxxxxx Xxxx
------------------------------------------
Name: P. Xxxxxxx Xxxx
Title: Principal
CYPRESSTREE INVESTMENT PARTNERS II, LTD.
By: CypressTree Investment Management
Company, Inc., as Portfolio Manager
By: /s/ P. Xxxxxxx Xxxx
------------------------------------------
Name: P. Xxxxxxx Xxxx
Title: Principal
CYPRESSTREE INVESTMENT FUND, LLC
By: CypressTree Investment Management
Company, Inc., as Portfolio Manager
By:
------------------------------------------
Name: P. Xxxxxxx Xxxx
Title: Principal
CYPRESSTREE INSTITUTIONAL FUND, LLC
By: CypressTree Investment Management
Company, Inc., as Portfolio Manager
By:
------------------------------------------
Name: P. Xxxxxxx Xxxx
Title: Principal
CYPRESSTREE INVESTMENT MANAGEMENT
COMPANY, INC.
As: Attorney-in-Fact and on behalf of First
Allmerica Financial Life Insurance
Company as Portfolio Manager
By: /s/ P. Xxxxxxx Xxxx
------------------------------------------
Name: P. Xxxxxxx Xxxx
Title: Principal
47
North American Senior Floating Rate Fund
By: Xxxxxxxxx Capital Partners LLC
as Subadvisor ,
---------------------------------------------
as Lender
By /s/ Xxxxxxxxxxx X. Xxxxx
------------------------------------------
Name: Xxxxxxxxxxx X. Xxxxx
Title: Partner
48
MOUNTAIN CAPITAL CLO II, LTD.
By /s/ Xxxxxx X. Xxxxx
------------------------------------------
Name: Xxxxxx X. Xxxxx
Title: Director
49
APEX (IDM) CDO I, LTD.
as Lender
By /s/ Xxxxxxx Xxxxxx
------------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Assistant Vice President
50
ELC (Cayman) Ltd.
as Lender
By /s/ Xxxxxxx Xxxxxx
------------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Assistant Vice President
51
ELC (Cayman) Ltd.
CDO Series 1999-I
as Lender
By /s/ Xxxxxxx Xxxxxx
------------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Assistant Vice President
52
ELC (Cayman) Ltd. 1999-II
as Lender
By /s/ Xxxxxxx Xxxxxx
------------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Assistant Vice President
53
ELC (Cayman) Ltd. 1999-III
as Lender
By /s/ Xxxxxxx Xxxxxx
------------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Assistant Vice President
54
ELC (Cayman) Ltd. 2000-I
as Lender
By /s/ Xxxxxxx Xxxxxx
------------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Assistant Vice President
55
XXXXX CLO Ltd. 2000-I
as Lender
By /s/ Xxxxxxx Xxxxxx
------------------------------------------
Name: Xxxxxxx Xxxxxx
Title: Assistant Vice President
56
SEABOARD CLO 2000 LTD.
as Lender
By /s/ Xxxxxxxx X.X. Xxxxx, Xx.
------------------------------------------
Name: Xxxxxxxx X.X. Xxxxx, Xx.
Title: CEO of Seaboard & Co.
Its Collateral Manager
57
AIM FLOATING RATE FUND
By: INVESCO Senior Secured Management, Inc
As Attorney in fact
By /s/ Xxxxxx Xxxxxxx
------------------------------------------
Name: Xxxxxx Xxxxxxx
Title: Authorized Signatory
58
AMARA-1 FINANCE LTD.
By: INVESCO Senior Secured Management, Inc
As Sub-advisor
By /s/ Xxxxxx Xxxxxxx
------------------------------------------
Name: Xxxxxx Xxxxxxx
Title: Authorized Signatory
59
AMARA 2 FINANCE, LTD.
By: INVESCO Senior Secured Management, Inc
As Sub-advisor
By /s/ Xxxxxx Xxxxxxx
------------------------------------------
Name: Xxxxxx Xxxxxxx
Title: Authorized Signatory
60
CERES II FINANCE LTD.
By: INVESCO Senior Secured Management, Inc
As Sub-Managing Agent (Financial)
By /s/ Xxxxxx Xxxxxxx
------------------------------------------
Name: Xxxxxx Xxxxxxx
Title: Authorized Signatory
61
CHARTER VIEW PORTFOLIO
By: INVESCO Senior Secured Management, Inc
As Investment Advisor
By /s/ Xxxxxx Xxxxxxx
------------------------------------------
Name: Xxxxxx Xxxxxxx
Title: Authorized
62
AERIES FINANCE-II LTD.
By: INVESCO Senior Secured Management, Inc
As Sub-Managing Agent
By /s/ Xxxxxx Xxxxxxx
------------------------------------------
Name: Xxxxxx Xxxxxxx
Title: Authorized Signatory
63
AVALON CAPITAL LTD 2
By: INVESCO Senior Secured Management, Inc
As Portfolio Advisor
By /s/ Xxxxxx Xxxxxxx
------------------------------------------
Name: Xxxxxx Xxxxxxx
Title: Authorized Signatory
64
AVALON CAPITAL LTD
By: INVESCO Senior Secured Management, Inc
As Portfolio Advisor
By /s/ Xxxxxx Xxxxxxx
------------------------------------------
Name: Xxxxxx Xxxxxxx
Title: Authorized Signatory
65
OASIS COLLATERALIZED HIGH INCOME
PORTFOLIO-I, LTD.
By: INVESCO Senior Secured Management, Inc
As Subadvisor
By /s/ Xxxxxx Xxxxxxx
------------------------------------------
Name: Xxxxxx Xxxxxxx
Title: Authorized Signatory
66
X.X. XXXXXXX MARKET VALUE FUND,
L.P.,
as Lender
By /s/ Xxxxx X. Xxxxxx
------------------------------------------
Name: Xxxxx X. Xxxxxx
Title: Authorized Signatory
67
XXXXXXX XXXXX SENIOR FLOATING
RATE FUND, INC.
By /s/ Harsh Xxxxx
------------------------------------------
Name: Harsh Xxxxx
Title: Authorized Signatory
MASTER FLOATING RATE TRUST
By /s/ Harsh Xxxxx
------------------------------------------
Name: Harsh Xxxxx
Title: Authorized Signatory
XXXXXXX XXXXX GLOBAL INVESTMENT
SERIES: BANK LOAN INCOME
PORTFOLIO
By: Xxxxxxx Xxxxx Investment Managers, L.P.
as Investment Advisor
By /s/ Harsh Xxxxx
------------------------------------------
Name: Harsh Xxxxx
Title: Authorized Signatory
XXXXXXX XXXXX PRIME RATE
PORTFOLIO
By: Xxxxxxx Xxxxx Investment Managers, L.P.
as Investment Advisor
By /s/ Harsh Xxxxx
------------------------------------------
Name: Harsh Xxxxx
Title: Authorized Signatory
68
METROPOLITAN PROPERTY AND
CASUALTY INSURANCE COMPANY ,
---------------------------------------------
as Lender
By /s/ Xxxxx. X. Xxxxxxx
------------------------------------------
Name: Xxxxx X. Xxxxxxx
Title: Authorized Signatory
69
CLYDESDALE CLO 2001-I, LTD. ,
---------------------------------------------
as Lender
Nomura Corporate Research and Asset
Management Inc. as Collateral Manager
By /s/ Xxxxxxxxx X. XxxXxxx
------------------------------------------
Name: Xxxxxxxxx X. XxxXxxx
Title: Vice President
70
OCTAGON INVESTMENT PARTNERS II, LLC
By: Octagon Credit Investors, LLC
as sub-investment manager ,
---------------------------------------------
as Lender
By /s/ Xxxxxxx X. Xxxxxxxxx
------------------------------------------
Name: Xxxxxxx X. Xxxxxxxxx
Title: Portfolio Manager
71
OCTAGON INVESTMENT PARTNERS IV,
LTD.
By: Octagon Credit Investors, LLC
as collateral manager ,
---------------------------------------------
as Lender
By /s/ Xxxxxxx X. Xxxxxxxxx
------------------------------------------
Name: Xxxxxxx X. Xxxxxxxxx
Title: Portfolio Manager
72
HARBOURVIEW CDO II, LTD.
---------------------------------------------
as Lender
By /s/ Xxxx Xxxxxxx
------------------------------------------
Name: Xxxx Xxxxxxx
Title: Manager
73
Xxxxxxxxxxx Senior Floating Rate Fund ,
---------------------------------------------
as Lender
By /s/ Xxxxx Xxxxxxxx
------------------------------------------
Name: Xxxxx Xxxxxxxx
Title: A.V.P.
74
ML CLO XII PILGRIM AMERICA
(CAYMAN) Ltd.
By: ING Pilgrim Investments, Inc.
as it's investment manager
By /s/ Xxxxxx X. Xxxxxx
------------------------------------------
Name: Xxxxxx X. Xxxxxx
Title: Senior Vice President
75
Sequils - Centurion V, Ltd.
American Express Asset Management Group Inc.
as Collateral Manager ,
---------------------------------------------
as Lender
By /s/ Xxxxxxx X. Xxxxxxx
------------------------------------------
Name: Xxxxxxx X. Xxxxxxx
Title: Managing Director
76
SEQUILS PILGRIM-1 LTD.
By: ING Pilgrim Investments, Inc.
as it's investment manager
By /s/ Xxxxxx X. Xxxxxx
------------------------------------------
Name: Xxxxxx X. Xxxxxx
Title: Senior Vice President
77
Sankaty Advisors, LLC as Collateral
Manager For Great Point CLO 1999-1 LTD.,
as Term Lender
By /s/ Xxxxx X. Xxxxx
------------------------------------------
Name: Xxxxx X. Xxxxx
Title: Managing Director
Portfolio Manager
78
SANKATY HIGH YIELD ASSET
PARTNERS, L.P. ,
---------------------------------------------
as Lender
By /s/ Xxxxx X. Xxxxx
------------------------------------------
Name: Xxxxx X. Xxxxx
Title: Managing Director
Portfolio Manager
79
SANKATY HIGH YIELD PARTNERS II, L.P.
---------------------------------------------
as Lender
By /s/ Xxxxx X. Xxxxx
------------------------------------------
Name: Xxxxx X. Xxxxx
Title: Managing Director
Portfolio Manager
00
XXXX XXXX MASTER TRUST IV
By: Fleet National Bank As Trust Administrator,
----------------------------------------------
as Lender
By /s/ Xxxxx Xxxxxx
-------------------------------------------
Name:
Title:
81
XXXXXXXXX ARBITRAGE CDO, LTD.
By: Xxxxxxxxx Capital Partners LLC
as its Collateral Manager ,
---------------------------------------------
as Lender
By /s/ Xxxxxxxxxxx X. Xxxxx
------------------------------------------
Name: Xxxxxxxxxxx X. Xxxxx
Title: Partner
82
XXXXXXXXX CLO LTD.
By: Xxxxxxxxx Capital Partners LLC
as its Collateral Manager ,
---------------------------------------------
as Lender
By /s/ Xxxxxxxxxxx X. Xxxxx
------------------------------------------
Name: Xxxxxxxxxxx X. Xxxxx
Title: Partner
83
XXXXXXXXX/RMF TRANSATLANTIC CDO
LTD.
By: Xxxxxxxxx Capital Partners LLC
as its Collateral Manager ,
---------------------------------------------
as Lender
By /s/ Xxxxxxxxxxx X. Xxxxx
------------------------------------------
Name: Xxxxxxxxxxx X. Xxxxx
Title: Partner
84
WINDSOR LOAN FUNDING LIMITED
By: Xxxxxxxxx Capital Partners LLC
as its Investment Manager ,
---------------------------------------------
as Lender
By /s/ Xxxxxxxxxxx X. Xxxxx
------------------------------------------
Name: Xxxxxxxxxxx X. Xxxxx
Title: Partner
85
LIBERTY-XXXXX XXX ADVISOR
---------------------------------------------
FLOATING RATE ADVANTAGE FUND
---------------------------------------------
as Lender
by Xxxxx Xxx & Farnham Incorporated As
Advisor
By /s/ Xxxxx X. Xxxxxxx
------------------------------------------
Name: Xxxxx X. Xxxxxxx
Title: Sr. Vice President & Portfolio
Manager
86
THE SUMITOMO TRUST AND BANKING
CO., LTD., NEW YORK BRANCH ,
---------------------------------------------
as Lender
By /s/ Xxxxxxx X. Xxxxxxxx
------------------------------------------
Name: Xxxxxxx X. Xxxxxxxx
Title: Vice President
87
GALAXY CLO 1999-1, LTD. ,
---------------------------------------------
as Lender
by: SAI Investment Adviser, Inc.
its Collateral Manager
By /s/ Xxxxxx X. Xxxxxx
------------------------------------------
Name: Xxxxxx X. Xxxxxx
Title: Authorized Agent
88
KZH SOLEIL LLC
as Lender
By /s/ Xxxxxxxx Xxxxxx
------------------------------------------
Name: Xxxxxxxx Xxxxxx
Title: Authorized Agent
89
KZH SOLEIL-2 LLC
as Lender
By /s/ Xxxxxxxx Xxxxxx
------------------------------------------
Name: Xxxxxxxx Xxxxxx
Title: Authorized Agent
90
TORONTO DOMINION (NEW YORK), INC.
---------------------------------------------
as Lender
By /s/ Xxxxxx X. Xxxxx
------------------------------------------
Name: Xxxxxx X. Xxxxx
Title: Vice President
91
COLUMBUS LOAN FUNDING LTD.
By: Travelers Asset Management International
Company LLC ,
---------------------------------------------
as Lender
By /s/ Xxxxxxx X. XxXxxxxx
------------------------------------------
Name: Xxxxxxx X. XxXxxxxx
Title: Assistant Investment Officer
92
THE TRAVELERS INSURANCE COMPANY ,
---------------------------------------------
as Lender
By /s/ Xxxxxxx X. XxXxxxxx
------------------------------------------
Name: Xxxxxxx X. XxXxxxxx
Title: Assistant Investment Officer
93
COLISEUM FUNDING LTD.
By: Travelers Asset Management International
Company LLC ,
---------------------------------------------
as Lender
By /s/ Xxxxxxx X. XxXxxxxx
------------------------------------------
Name: Xxxxxxx X. XxXxxxxx
Title: Assistant Investment Officer
94
KATONAH II, LTD ,
---------------------------------------------
as Lender
By /s/ Xxxxx Xxxxx Xxxxx
------------------------------------------
Name: Xxxxx Xxxxx Xxxxx
Title: Authorized Officer
Katonah Capital, L.L.C.
As Manager
95
CONSENT OF SUBSIDIARY GUARANTOR
Dated as of June 29, 2001
Each of the undersigned corporations, as a Subsidiary Guarantor
under the Subsidiary Guaranty dated April 28, 2000 (as confirmed by the Guaranty
and Security Confirmation dated as of March 30, 2001, the "Subsidiary Guaranty")
in favor of the Secured Parties under the Credit Agreement referred to in the
foregoing Amendment, hereby consents to such Amendment and hereby confirms and
agrees that notwithstanding the effectiveness of such Amendment, the Subsidiary
Guaranty is, and shall continue to be, in full force and effect and is hereby
ratified and confirmed in all respects, except that, on and after the
effectiveness of such Amendment, each reference in the Subsidiary Guaranty to
the "Credit Agreement", "thereunder", "thereof" or words of like import shall
mean and be a reference to the Credit Agreement, as amended by such Amendment.
GUARDIAN ASSETS, INC.
By: /s/ Xxxxxxx Xxxxx
------------------------------------------
Name: Xxxxxxx Xxxxx
Title: Chief Financial Officer
-2-
