AMENDMENT NO. 1 TO TRANSFER, DIVIDEND DISBURSING AND SHAREHOLDERS’ SERVICING AGENT AGREEMENT
Exhibit (h)(5)(ii)
AMENDMENT NO. 1
TO TRANSFER, DIVIDEND DISBURSING AND SHAREHOLDERS’ SERVICING
AGENT AGREEMENT
This AMENDMENT NO. 1, dated as of October 1, 2006 (this “Amendment”), between the Massachusetts business trusts listed on Schedule A hereto acting on behalf of their series listed on Schedule A hereto (as the same may from time to time be amended to add or delete one or more series of such trusts) (each such trust being hereinafter referred to as a “Trust” and each series of a Trust being hereinafter referred to as a “Fund”), Columbia Management Services, Inc. (“CMSI”) and Columbia Management Advisors, LLC (“CMA”), amends that certain Transfer, Dividend Disbursing and Shareholders’ Servicing Agent Agreement dated as of May 1, 2006 between each Trust, CMSI and CMA (the “Agreement”), as specifically provided below.
| A. | Amendments. |
| 1. | Terms used but not otherwise defined herein have the meaning ascribed to them by the Agreement (as further amended hereby). |
| 2. | Schedule A of the Agreement is hereby amended as attached hereto (a) to delete the following series: Columbia Tax-Managed Growth Fund, Columbia Growth Stock Fund, Columbia Young Investor Fund, Columbia Tax-Exempt Insured Fund, Columbia Utilities Fund, Columbia Managed Municipals Fund, Columbia Small Company Equity Fund, CMG Corporate Bond Fund and CMG Emerging Markets Equity Fund; and (b) to change the name of “Columbia High Yield Fund” to “Columbia Conservative High Yield Fund” and “Columbia Small Cap Growth Fund” to “Columbia Small Cap Growth Fund I.” |
| 3. | Schedule B of the Agreement is hereby amended by striking the words “third-party” from the definition of “Sub-Transfer Agency Fees.” |
| B. | Governing Law. This Amendment shall be construed in accordance with and governed by the laws of the Commonwealth of Massachusetts. |
| C. | Reference to and Effect on the Agreement. Except as specifically amended hereby, the Agreement shall remain in full force and effect and is hereby ratified and confirmed. |
[Signatures appear on the following page.]
In witness whereof, the parties hereto have executed this Amendment as of the date first written above.
| COLUMBIA FUNDS SERIES TRUST I on behalf of its series listed on Schedule A COLUMBIA FUNDS INSTITUTIONAL TRUST on behalf of its series listed on Schedule A COLUMBIA FUNDS VARIABLE INSURANCE TRUST on behalf of its series listed on Schedule A | ||
| By: | /s/ J. Xxxxx Xxxxxxxxxxx | |
| Name: | J. Xxxxx Xxxxxxxxxxx | |
| Title: | Senior Vice President, Chief Financial Officer and Treasurer | |
| COLUMBIA MANAGEMENT SERVICES, INC. | ||
| By: | /s/ Xxxxxxx X. Xxxxx | |
| Name: | Xxxxxxx X. Xxxxx | |
| Title: | President | |
| COLUMBIA MANAGEMENT ADVISORS, LLC | ||
| By: | /s/ Xxxxxxxxxxx X. Xxxxxx | |
| Name: | Xxxxxxxxxxx X. Xxxxxx | |
| Title: | President | |
[SIGNATURE PAGE TO AMENDMENT]
SCHEDULE A
| TRUST |
SERIES | |
| Columbia High Yield Municipal Fund | ||
| Columbia Strategic Income Fund | ||
| Columbia Federal Securities Fund | ||
| Columbia Tax-Exempt Fund | ||
| Columbia California Tax-Exempt Fund | ||
| Columbia International Stock Fund | ||
| Columbia Intermediate Municipal Bond Fund | ||
| Columbia Balanced Fund | ||
| Columbia Conservative High Yield Fund | ||
| Columbia Greater China Fund | ||
| Columbia Mid Cap Growth Fund | ||
| Columbia Oregon Intermediate Municipal Bond Fund | ||
| Columbia Real Estate Equity Fund | ||
| Columbia Small Cap Growth Fund I | ||
| Columbia Strategic Investor Fund | ||
| Columbia Technology Fund | ||
| Columbia Asset Allocation Fund | ||
| Columbia Common Stock Fund | ||
| Columbia Disciplined Value Fund | ||
| Columbia Dividend Income Fund | ||
| Columbia Large Cap Growth Fund | ||
| Columbia Liberty Fund | ||
| Columbia Small Cap Core Fund | ||
| Columbia Connecticut Intermediate Municipal Bond Fund | ||
| Columbia Massachusetts Intermediate Municipal Bond Fund | ||
| Columbia New Jersey Intermediate Municipal Bond Fund | ||
| Columbia New York Intermediate Municipal Bond Fund | ||
| Columbia Rhode Island Intermediate Municipal Bond Fund | ||
| Columbia Connecticut Tax-Exempt Fund | ||
| Columbia Massachusetts Tax-Exempt Fund | ||
| Columbia New York Tax-Exempt Fund | ||
| Columbia Income Fund | ||
| Columbia Intermediate Bond Fund | ||
| Columbia U.S. Treasury Index Fund | ||
| Columbia World Equity Fund | ||
| Columbia Core Bond Fund | ||
| Columbia High Yield Opportunity Fund | ||
| Columbia Small Cap Value Fund I |
| TRUST |
SERIES | |
| Columbia Funds Institutional Trust |
CMG Strategic Equity Fund | |
| CMG Small/Mid Cap Fund | ||
| CMG International Stock Fund | ||
| CMG Core Bond Fund | ||
| CMG High Yield Fund | ||
| CMG International Bond Fund | ||
| CMG Short Term Bond Fund | ||
| CMG Ultra Short Term Bond Fund | ||
| CMG Intermediate Bond Fund | ||
| CMG Core Plus Bond Fund | ||
| CMG Government Bond Fund | ||
| CMG Mortgage and Asset-Backed Securities Fund | ||
| CMG Small Cap Growth Fund | ||
| CMG Enhanced S&P 500 Index Fund | ||
| CMG Large Cap Value Fund | ||
| CMG Large Cap Growth Fund | ||
| CMG Mid Cap Value Fund | ||
| CMG Mid Cap Growth Fund | ||
| CMG Small Cap Value Fund | ||
| Columbia Funds Variable Insurance Trust |
Columbia International Fund, VS | |
| Columbia Strategic Income Fund, VS | ||
| Columbia Small Cap Value Fund, VS | ||
| Columbia S&P 500 Index Fund, VS | ||
| Columbia Money Market Fund, VS | ||
| Columbia Federal Securities Fund, VS | ||
| Columbia Asset Allocation Fund, VS | ||
| Columbia Large Cap Value Fund, VS | ||
| Columbia Mid Cap Value Fund, VS | ||
| Columbia Small Company Growth Fund, VS | ||
| Columbia Large Cap Growth Fund, VS | ||
