SECOND AMENDMENT TO THE TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT with CROSSINGBRIDGE ADVISORS, LLC
SECOND AMENDMENT TO THE
with
CROSSINGBRIDGE ADVISORS, LLC
THIS FIRST AMENDMENT dated as of April 20, 2023, to the Investment Advisory Agreement, dated as of November 3, 2017, as amended February 19, 2021 (the “Agreement”) is entered into by and between TRUST FOR PROFESSIONAL MANAGERS (the “Trust”), on behalf of the series of the Trust as indicated on Schedule A to the Agreement, as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and CROSSINGBRIDGE ADVISORS, LLC (hereinafter called the “Adviser”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the Trust and the Adviser desire to amend the Agreement to add the RiverPark Strategic Income Fund, as set forth on Schedule A to the Agreement; and
WHEREAS, the Agreement allows for the amendment of Schedule A to the Agreement by a
written instrument executed by both parties;
NOW, THEREFORE, the parties agree as follows:
Schedule A of the Agreement is hereby superseded and replaced with Amended Schedule A attached hereto, for the sole purpose of adding the RiverPark Strategic Income Fund, to be effective at the time RiverPark Strategic Income Fund commences operation pursuant to an effective amendment to the Trust’s Registration Statement under the Securities Act of 1933, as amended.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Second Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
on behalf its series listed on Amended Schedule A | CROSSINGBRIDGE ADVISORS, LLC | ||||
By: /s/ Xxxx X. Xxxxxx | By: /s/ Xxxx X. Xxxxxx, Xx. | ||||
| Name: Xxxx X. Xxxxxx | Name: Xxxx X. Xxxxxx, Xx. | ||||
| Title: President | Title: Authorized Agent | ||||
1
Amended Schedule A
to the
with
CROSSINGBRIDGE ADVISORS, LLC
| Series or Fund of Trust for Professional Managers | Annual Fee Rate as a Percentage of Average Daily Net Assets | ||||
| CrossingBridge Low Duration High Yield Fund | 0.65% | ||||
| CrossingBridge Ultra-Short Duration Fund | 0.65% | ||||
| CrossingBridge Responsible Credit Fund | 0.65% | ||||
| RiverPark Strategic Income Fund | 0.65% | ||||
2
