EXHIBIT (h)(2)(b)
XXXXXX XXXXXXX XXXX XXXXXX
XXXXXX XXXXXXX XXXX XXXXXX
INVESTMENT MANAGEMENT
0000 XXXXXX XX XXX XXXXXXXX
XXX XXXX XXX XXXX 00000
(212) 762-4000
October 1, 200l
Mr. Xxxxxx Saginaw
American International Life Assurance
Company of New York
00 Xxxx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, Xxx Xxxx 00000
Re: Amendment to Schedules A and B to Participation Agreement
Dear Mr. Saginaw:
This letter sets forth our understanding and acceptance of the attached
amended and restated Schedules A and B to the Participation Agreement dated May
15, 1998, among The Universal Institutional Funds, Inc. (the "Fund," formerly
Xxxxxx Xxxxxxx Universal Funds, Inc.), Xxxxxx Xxxxxxx Investment Management Inc.
(formerly Xxxxxx Xxxxxxx Asset Management Inc.), Xxxxxx Xxxxxxx Investments LP
(formerly Xxxxxx Xxxxxxxx & Xxxxxxxx, LLP) and American International Life
Assurance Company of New York, which have been revised at your direction to (i)
add Separate Account A; and (ii) add the Equity Growth, International Magnum and
Value Portfolios of the Fund, respectively. The attached amended and restated
Schedules A and B supersede all prior versions of Schedules A and B to the
Participation Agreement.
Please indicate your receipt and acceptance of this letter and the amended
and restated Schedules A and B attached hereto by signing all four copies of
this letter at the appropriate place below and returning three signed originals
to our attention.
Sincerely,
XXXXXX XXXXXXX INVESTMENT THE UNIVERSAL INSTITUTIONAL FUNDS, INC.
MANAGEMENT INC. (FORMERLY XXXXXX (FORMERLY XXXXXX XXXXXXX UNIVERSAL
XXXXXXX ASSET MANAGEMENT INC.) FUNDS, INC.)
By: _______________________________ By: ___________________________________
XXXXXX XXXXXXX INVESTMENTS LP
(FORMERLY XXXXXX XXXXXXXX &
XXXXXXXX, LLP.)
By: ________________________________________
AGREED AND ACCEPTED:
AMERICAN INTERNATIONAL LIFE
ASSURANCE COMPANY OF NEW YORK
By: ________________________________________
SCHEDULE A
AMERICAN INTERNATIONAL LIFE
ASSURANCE COMPANY OF NEW YORK
SEPARATE ACCOUNTS AND ASSOCIATED
CONTRACTS AND POLICIES
Name of Separate Account and Form Numbers of Contract or
Date Established by Board of Directors Policy Funded by Separate Account
-------------------------------------- ---------------------------------
Separate Account A 21GVIAl000 Group Immediate
Established June 5, 1986 Variable Annuity
Separate Account B 0XXX00000 Individual Variable
Established June 5, 1986 Universal Life Policy
21GVULD997 Registered Group
Variable Universal Life
The forms listed are so-called standard versions. There are numerous state
variations of the forms. The policy form number would be the same except that
the two-character state code is added at the end.
A-l
SCHEDULE B
PORTFOLIOS OF THE UNIVERSAL
INSTITUTIONAL FUNDS, INC.
Money Market Portfolio
Fixed Income Portfolio
High Yield Portfolio
Mid Cap Growth Portfolio
Mid Cap Value Portfolio
Emerging Markets Equity Portfolio
Technology Portfolio
Equity Growth Portfolio
International Magnum Portfolio
Value Portfolio
X-x