AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT
AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT
This Amendment (this “Amendment”), effective June 23, 2016, is made to the Administrative Services Agreement by and between Great-West Funds, Inc. (“Great-West Funds”) and Great-West Life & Annuity Insurance Company (“GWL&A”).
WHEREAS, Great-West Funds and GWL&A are parties to an Administrative Services Agreement, dated May 1, 2015 as amended (the “Agreement”); and
WHEREAS, pursuant to Section 12.1 of the Agreement, Great-West Funds and GWL&A desire to amend the Agreement on the terms and conditions set forth herein.
NOW THEREFORE, in consideration of the promises and mutual covenants hereinafter contained, Great-West Funds and GWL&A agree as follows:
| 1. | Section 5.4 of the Agreement is hereby deleted and replaced in its entirety with the following: |
“Section 5.4 Designation of Affiliates/Third Parties.
Notwithstanding anything stated herein to the contrary, GWL&A may designate one or more of its affiliates and/or third parties for any performance required under this Article 5; provided however, GWL&A shall remain liable for the performance of the activities it is to perform and shall not be relieved of any of its obligations under this Agreement as a result of such delegation.”
| 2. | In the event of a conflict between the terms of this Amendment and the Agreement, the terms of this Amendment shall control. |
| 3. | This Amendment may be executed in two or more counterparts, each of which shall be an original and all of which together shall constitute one instrument. |
| 4. | Except as amended by this Amendment, all other provisions of the Agreement shall remain in full force and effect. |
[Remainder of page intentionally left blank. Signature page to follow.]
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers thereunto duly authorized at Greenwood Village, Colorado, on the day and year first written above.
| GREAT-WEST FUNDS, INC. | GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | |||||||||||||
| By: |
/s/ Xxxxx X. Xxxxx |
By: |
/s/ Xxxx X. Xxxxxx | |||||||||||
| Name: |
Xxxxx X. Xxxxx |
Name: |
Xxxx X. Xxxxxx | |||||||||||
| Title: |
President & CEO |
Title: |
Vice President | |||||||||||
EXHIBIT A
FEES
Recordkeeping and Administrative Services Fees: Great-West Funds shall pay GWL&A a fee equal to 0.35% of the average daily net asset value of G, G1, Initial, L, T, and T1 class shares of each of the Funds listed below, excluding the Great-West SecureFoundation Balanced ETF, for which GWL&A provides services.
All fees shall be paid monthly in arrears. Each monthly fee shall be determined based on the average daily net asset value of the assets in the account during each month and each monthly fee will be independent of every other monthly fee.
| CORE FUNDS | PROFILE FUNDS (CONTINUED) | |
|
Great-Xxxx Xxxxx Mid Cap Value Fund |
Great-West Moderately Aggressive Profile II Fund | |
|
Great-West Bond Index Fund |
Great-West Moderately Conservative Profile I Fund | |
|
Great-West Federated Bond Fund |
Great-West Moderately Conservative Profile II Fund | |
|
Great-West Xxxxxxx Sachs Mid Cap Value Fund |
LIFETIME ASSET ALLOCATION FUNDS | |
|
Great-West International Index Fund |
Great-West Lifetime 2015 Fund | |
|
Great-West Invesco Small Cap Value Fund |
Great-West Lifetime Conservative 2015 Fund | |
|
Great-West Xxxxxx Xxxxxx Bond Fund |
Great-West Lifetime 2020 Fund | |
|
Great-West Xxxxxx Xxxxxx Small Cap Value Fund |
Great-West Lifetime Conservative 2020 Fund | |
|
Great-West MFS International Growth Fund |
Great-West Lifetime 2025 Fund | |
|
Great-West MFS International Value Fund |
Great-West Lifetime Conservative 2025 Fund | |
|
Great West Money Market Fund |
Great-West Lifetime 2030 Fund | |
|
Great-West Multi-Manager Large Cap Growth Fund |
Great-West Lifetime Conservative 2030 Fund | |
|
Great-West Multi-Manager Small Cap Growth Fund |
Great-West Lifetime 2035 Fund | |
|
Great-West Xxxxxx Equity Income Fund |
Great-West Lifetime Conservative 2035 Fund | |
|
Great-West Xxxxxx High Yield Bond Fund |
Great-West Lifetime 2040 Fund | |
|
Great-West Real Estate Index Fund |
Great-West Lifetime Conservative 2040 Fund | |
|
Great-West S&P 500 Index Fund |
Great-West Lifetime 2045 Fund | |
|
Great-West S&P Mid Cap 400 Index Fund |
Great-West Lifetime Conservative 2045 Fund | |
|
Great-West S&P Small Cap 600 Index Fund |
Great-West Lifetime 2050 Fund | |
|
Great-West Short Duration Bond Fund |
Great-West Lifetime Conservative 2050 Fund | |
|
Great-West Stock Index Fund |
Great-West Lifetime 2055 Fund | |
|
Great-West X. Xxxx Price Equity Income Fund |
Great-West Lifetime Conservative 2055 Fund | |
|
Great-West X. Xxxx Price Mid Cap Growth Fund |
SECUREFOUNDATION FUNDS | |
|
Great-West Xxxxxxxxx Global Bond Fund |
Great-West SecureFoundation Balanced Fund | |
|
Great-West U.S. Government Mortgage Securities Fund |
Great-West SecureFoundation Lifetime 2015 Fund | |
| PROFILE FUNDS | Great-West SecureFoundation Lifetime 2020 Fund | |
|
Great-West Aggressive Profile I Fund |
Great-West SecureFoundation Lifetime 2025 Fund | |
|
Great-West Aggressive Profile II Fund |
Great-West SecureFoundation Lifetime 2030 Fund | |
|
Great-West Conservative Profile I Fund |
Great-West SecureFoundation Lifetime 2035 Fund | |
|
Great-West Conservative Profile II Fund |
Great-West SecureFoundation Lifetime 2040 Fund | |
|
Great-West Moderate Profile I Fund |
Great-West SecureFoundation Lifetime 2045 Fund | |
|
Great-West Moderate Profile II Fund |
Great-West SecureFoundation Lifetime 2050 Fund | |
|
Great-West Moderately Aggressive Profile I Fund |
Great-West SecureFoundation Lifetime 2055 Fund |
AMENDMENT TO ADMINISTRATIVE SERVICES AGREEMENT
This Amendment (this “Amendment”), effective July 14, 2017, is made to the Administrative Services Agreement by and between Great-West Funds, Inc. (“Great-West Funds”) and Great-West Life & Annuity Insurance Company (“GWL&A”).
WHEREAS, Great-West Funds and GWL&A are parties to an Administrative Services Agreement, dated May 1, 2015, as amended (the “Agreement”); and
WHEREAS, pursuant to Section 12.1 of the Agreement, Great-West Funds and GWL&A desire to amend the Agreement on the terms and conditions set forth herein.
NOW THEREFORE, in consideration of the promises and mutual covenants hereinafter contained, Great-West Funds and GWL&A agree as follows:
| 1. | Exhibit A of the Agreement is deleted in its entirety and replaced with the Exhibit A attached hereto and incorporated herein. |
| 2. | In the event of a conflict between the terms of this Amendment and the Agreement, the terms of this Amendment shall control. |
| 3. | This Amendment may be executed in two or more counterparts, each of which shall be an original and all of which together shall constitute one instrument. |
| 4. | Except as amended by this Amendment, all other provisions of the Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers thereunto duly authorized at Greenwood Village, Colorado, on the day and year first written above.
| GREAT-WEST FUNDS, INC. | GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY | |||||||||||
| By: |
/s/ Xxxxx X. Xxxxx |
By: |
/s/ Xxxx X. Xxxxxx | |||||||||
| Name: |
Xxxxx X. Xxxxx |
Name: |
Xxxx X. Xxxxxx | |||||||||
| Title: |
President & CEO |
Title: |
Vice President | |||||||||
EXHIBIT A
FEES
Recordkeeping and Administrative Services Fees: Great-West Funds shall pay GWL&A a fee equal to 0.35% of the average daily net asset value of Investor, Service, and L Class shares of each of the Funds listed below, excluding the Great-West SecureFoundation Balanced ETF, for which GWL&A provides services.
All fees shall be paid monthly in arrears. Each monthly fee shall be determined based on the average daily net asset value of the assets in the account during each month and each monthly fee will be independent of every other monthly fee.
| CORE FUNDS | LIFETIME ASSET ALLOCATION FUNDS | |
|
Great-Xxxx Xxxxx Mid Cap Value Fund |
Great-West Lifetime 2015 Fund | |
|
Great-West Bond Index Fund |
Great-West Lifetime Conservative 2015 Fund | |
|
Great-West Core Bond Fund |
Great-West Lifetime 2020 Fund | |
|
Great-West Xxxxxxx Sachs Mid Cap Value Fund |
Great-West Lifetime Conservative 2020 Fund | |
|
Great West Government Money Market Fund |
Great-West Lifetime 2025 Fund | |
|
Great-West International Index Fund |
Great-West Lifetime Conservative 2025 Fund | |
|
Great-West Invesco Small Cap Value Fund |
Great-West Lifetime 2030 Fund | |
|
Great-West Xxxxxx Xxxxxx Bond Fund |
Great-West Lifetime Conservative 2030 Fund | |
|
Great-West Xxxxxx Xxxxxx Small Cap Value Fund |
Great-West Lifetime 2035 Fund | |
|
Great-West MFS International Growth Fund |
Great-West Lifetime Conservative 2035 Fund | |
|
Great-West MFS International Value Fund |
Great-West Lifetime 2040 Fund | |
|
Great-West Multi-Manager Large Cap Growth Fund |
Great-West Lifetime Conservative 2040 Fund | |
|
Great-West Multi-Manager Small Cap Growth Fund |
Great-West Lifetime 2045 Fund | |
|
Great-West Xxxxxx Equity Income Fund |
Great-West Lifetime Conservative 2045 Fund | |
|
Great-West Xxxxxx High Yield Bond Fund |
Great-West Lifetime 2050 Fund | |
|
Great-West Real Estate Index Fund |
Great-West Lifetime Conservative 2050 Fund | |
|
Great-West S&P 500 Index Fund |
Great-West Lifetime 2055 Fund | |
|
Great-West S&P Mid Cap 400 Index Fund |
Great-West Lifetime Conservative 2055 Fund | |
|
Great-West S&P Small Cap 600 Index Fund |
SECUREFOUNDATION FUNDS | |
|
Great-West Short Duration Bond Fund |
Great-West SecureFoundation Balanced Fund | |
|
Great-West X. Xxxx Price Equity Income Fund |
Great-West SecureFoundation Lifetime 2015 Fund | |
|
Great-West X. Xxxx Price Mid Cap Growth Fund |
Great-West SecureFoundation Lifetime 2020 Fund | |
|
Great-West Xxxxxxxxx Global Bond Fund |
Great-West SecureFoundation Lifetime 2025 Fund | |
|
Great-West U.S. Government Mortgage Securities Fund |
Great-West SecureFoundation Lifetime 2030 Fund | |
| PROFILE FUNDS | Great-West SecureFoundation Lifetime 2035 Fund | |
|
Great-West Aggressive Profile Fund |
Great-West SecureFoundation Lifetime 2040 Fund | |
|
Great-West Conservative Profile Fund |
Great-West SecureFoundation Lifetime 2045 Fund | |
|
Great-West Moderate Profile Fund |
Great-West SecureFoundation Lifetime 2050 Fund | |
|
Great-West Moderately Aggressive Profile Fund |
Great-West SecureFoundation Lifetime 2055 Fund | |
|
Great-West Moderately Conservative Profile Fund |
AMENDMENT TO SHAREHOLDER SERVICES AGREEMENT
This Amendment (this “Amendment”), effective September 10, 2018, is made to the Shareholder Services Agreement by and between Great-West Funds, Inc. (“Great-West Funds”) and Great-West Life & Annuity Insurance Company (“GWL&A”).
WHEREAS, Great-West Funds and GWL&A are parties to a Shareholder Services Agreement, dated May 1, 2015, as amended (the “Agreement”); and
WHEREAS, pursuant to Section 12.1 of the Agreement, Great-West Funds and GWL&A desire to amend the Agreement on the terms and conditions set forth herein.
NOW THEREFORE, in consideration of the promises and mutual covenants hereinafter contained, Great-West Funds and GWL&A agree as follows:
| 1. | Exhibit A of the Agreement is deleted in its entirety and replaced with the Exhibit A attached hereto and incorporated herein. |
| 2. | In the event of a conflict between the terms of this Amendment and the Agreement, the terms of this Amendment shall control. |
| 3. | This Amendment may be executed in two or more counterparts, each of which shall be an original and all of which together shall constitute one instrument. |
| 4. | Except as amended by this Amendment, all other provisions of the Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers thereunto duly authorized at Greenwood Village, Colorado, on the day and year first written above.
| GREAT-WEST FUNDS, INC. | GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY |
|||||||||
| By: |
/s/ Xxxx X. Xxxxxx |
By: |
/s/ Xxxxxxxx Xxxxxxx |
|||||||
| Name: |
Xxxx X. Xxxxxx |
Name: |
Xxxxxxxx Xxxxxxx |
|||||||
| Title: |
Chief Financial Officer & Treasurer |
Title: |
Vice President |
|||||||
| Amend to Shareholder Services Agreement (Adding GWCS Funds) | Page 1 of 3 |
EXHIBIT A FEES
Recordkeeping and Shareholder Services Fees: Great-West Funds shall pay GWL&A a fee equal to 0.35% of the average daily net asset value of Investor, Service, and L Class shares of each of the Funds listed below for which GWL&A provides services.
All fees shall be paid monthly in arrears. Each monthly fee shall be determined based on the average daily net asset value of the assets in the Fund during each month and each monthly fee will be independent of every other monthly fee.
Great-Xxxx Xxxxx Mid Cap Value Fund
Great-West Bond Index Fund
Great-West Core Bond Fund
Great-West Core Strategies: Flexible Bond Fund
Great-West Core Strategies: Inflation-Protected Securities Fund
Great-West Core Strategies: International Equity Fund
Great-West Core Strategies: Short Duration Bond Fund
Great-West Core Strategies: U.S. Equity Fund
Great-West Emerging Markets Equity Fund
Great-West Global Bond Fund
Great-West Government Money Market Fund
Great-West Inflation-Protected Securities Fund
Great-West International Growth Fund
Great-West International Index Fund
Great-West International Value Fund
Great-West Invesco Small Cap Value Fund
Great-West Large Cap Growth Fund
Great-West Xxxxxx Xxxxxx Small Cap Value Fund
Great-West Mid Cap Value Fund
Great-West Multi-Sector Bond Fund
Great-West Xxxxxx Equity Income Fund
Great-West Xxxxxx High Yield Bond Fund
Great-West Real Estate Index Fund
Great-West S&P 500® Index Fund
Great-West S&P Mid Cap 400® Index Fund
Great-West S&P Small Cap 600® Index Fund
Great-West Short Duration Bond Fund
Great-West Small Cap Growth Fund
Great-West X. Xxxx Price Equity Income Fund
Great-West X. Xxxx Price Mid Cap Growth Fund
Great-West U.S. Government Securities Fund
Great-West Lifetime Conservative 2015 Fund
Great-West Lifetime Conservative 2020 Fund
Great-West Lifetime Conservative 2025 Fund
Great-West Lifetime Conservative 2030 Fund
Great-West Lifetime Conservative 2035 Fund
Great-West Lifetime Conservative 2040 Fund
Great-West Lifetime Conservative 2045 Fund
Great-West Lifetime Conservative 2050 Fund
Great-West Lifetime Conservative 2055 Fund
Great-West Lifetime 2015 Fund
| Amend to Shareholder Services Agreement (Adding GWCS Funds) | Page 2 of 3 |
Great-West Lifetime 2020 Fund
Great-West Lifetime 2025 Fund
Great-West Lifetime 2030 Fund
Great-West Lifetime 2035 Fund
Great-West Lifetime 2040 Fund
Great-West Lifetime 2045 Fund
Great-West Lifetime 2050 Fund
Great-West Lifetime 2055 Fund
Great-West Aggressive Profile Fund
Great-West Moderately Aggressive Profile Fund
Great-West Moderate Profile Fund
Great-West Moderately Conservative Profile Fund
Great-West Conservative Profile Fund
Great-West SecureFoundation® Balanced Fund
Great-West SecureFoundation® Lifetime 2015 Fund
Great-West SecureFoundation® Lifetime 2020 Fund
Great-West SecureFoundation® Lifetime 2025 Fund
Great-West SecureFoundation® Lifetime 2030 Fund
Great-West SecureFoundation® Lifetime 2035 Fund
Great-West SecureFoundation® Lifetime 2040 Fund
Great-West SecureFoundation® Lifetime 2045 Fund
Great-West SecureFoundation® Lifetime 2050 Fund
Great-West SecureFoundation® Lifetime 2055 Fund
| Amend to Shareholder Services Agreement (Adding GWCS Funds) | Page 3 of 3 |
