Contract
Exhibit 10.01(h)
QUADRIGA SUPERFUND LOGO)"/>
TO BE EFFECTIVE AS OF THE END OF THE MONTH IN WHICH YOU SUBMIT THIS SERIES EXCHANGE
SUBSCRIPTION AGREEMENT, THIS SERIES EXCHANGE SUBSCRIPTION AGREEMENT MUST BE PROPERLY COMPLETED AND
DELIVERED TO SUPERFUND ASSET MANAGEMENT, INC., OR TO YOUR BROKER-DEALER IN TIME FOR IT TO BE
FORWARDED AND RECEIVED BY SUPERFUND ASSET MANAGEMENT, INC., ON BEHALF OF QUADRIGA SUPERFUND, L.P.,
TEN (10) DAYS BEFORE THE LAST DAY OF THE MONTH, ATTN: SUPERFUND CAPITAL MANAGEMENT, INC., C/O
SUPERFUND ASSET MANAGEMENT, INC., 000 XXXXX XXXXXX, XXX XXXX, XX 00000.
EXCHANGE REQUESTS ARE IRREVOCABLE FIVE DAYS AFTER SUBMISSION TO YOUR BROKER-DEALER.
By execution and delivery of this Series Exchange Subscription Agreement, I hereby redeem the Units
of Quadriga Superfund, L.P Series A or Series B, as identified below under “Series Exchange
Election,“ and, by application of the proceeds of such redemption to the payment of the purchase
price for Units of the other Series, I hereby subscribe for Units in the other Series at a price
equal to 100% of the Net Asset Value per Unit of such Series as of the close of business on the
date of the applicable monthly closing.
I understand that the minimum exchange amount, and the minimum holding amount in case of partial
exchanges, is $5,000 or a number of whole Units the Net Asset Value of which is equal to or greater
than $5,000, and that requests for an exchange of less than $5,000, or the Unit equivalent thereof,
will not be effected. I further understand that, if I am requesting an exchange for less than the
full amount of my investment in one Series, I must retain Units with a Net Asset Value of at least
$5,000 in that Series after the exchange is completed.
PLEASE NOTE: If a partial exchange would result in you holding Units with a Net Asset Value of
less than $5,000 in the Series from which Units are to be redeemed to effect the requested
exchange, the exchange request will be deemed to be a request for an exchange of your full
investment amount into the other Series, and by your signature below you hereby consent to such
exchange.
BY SIGNING BELOW, YOU ACKNOWLEDGE RECEIPT OF THE QUADRIGA SUPERFUND, L.P. PROSPECTUS
DATED M / M / D / D / Y / Y A N Y APPLICABLE SUPPLEMENT TO THE PROSPECTUS, THE CURRENT MONTHLY REPORT FOR THE FUND,
THE FUND’S SUBSCRIPTION AGREEMENT AND THIS SERIES EXCHANGE SUBSCRIPTION AGREEMENT, THE TERMS OF ALL
OF WHICH GOVERN THE INVESTMENT IN THE UNITS FOR WHICH YOU ARE SUBSCRIBING.
SERIES EXCHANGE ELECTION
Dollar Amount $
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(not less than $5,000, to be rounded up to nearest whole Unit) | |||
OR |
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Number of Units
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(NAV of at least $5,000) | |||
to be redeemed from Quadriga Superfund, L.P. o Series A OR o Series B (check
one) and exchanged for Units in the other Series.
ACCOUNT INFORMATION
(Please print).
Account Name:
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Telephone | - | - | |||||||||||||||||||||
Account Number:
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Fax | - | - | |||||||||||||||||||||
Address
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Street, City, State, Zip Code |
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NOTICE REGARDING SERIES EXCHANGE: No administrative fees will be charged in connection with
this Series Exchange transaction. However, a Series Exchange constitutes the redemption of Units of
one Series of Quadriga Superfund, L.P. and a concurrent purchase of Units of the other Series
subject to a maximum sales commission of 10% of the initial investment amount in the new Series
(paid at a rate of 1/12 of 4% per month). Accordingly, investors making a Series Exchange will
incur aggregate sales commission charges of up to 10% of the value of the Units being subscribed
for in the new Series pursuant to a Series Exchange regardless of the amount of sales commission
charges paid in connection with their investment in the other Series of Quadriga Superfund, L.P.
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QUADRIGA SUPERFUND LOGO)"/>
AUTHORITY TO REQUEST EXCHANGE
The undersigned hereby authorizes Superfund Capital Management, Inc. to redeem the dollar
amount or number of Units of Quadriga Superfund, L.P. in the Series indicated above, at the Net
Asset Value thereof, and to apply the net proceeds of that redemption to the purchase of Units in
the other Series at the Net Asset Value thereof.
The undersigned hereby represents and warrants that, if an individual, the undersigned is the true,
lawful, and beneficial owner of the Units to which this Series Exchange Subscription Agreement
relates with full power and authority to request such exchange or, if an entity, has full power and
authority to request such exchange from and on behalf of the entity named below. The undersigned
represents that the signature(s) below is/are true and correct. The undersigned represents that
there has been no change in the undersigned’s financial circumstances and that the Suitability
Requirements Form (see Prospectus Exhibit D, Pages D-5 and D-6) initially completed when making the
undersigned’s initial investment in Quadriga Superfund, L.P. remains accurate and complete, and the
undersigned understands that, by signing below, the undersigned will be deemed to make, with
respect to this Series Exchange Subscription Agreement, all the representations and warranties
contained in such Suitability Requirements Form, including those relating to the undersigned’s
satisfying the applicable financial suitability requirements under “State Suitability Requirements”
and citizenship status. The undersigned reaffirms the Power of Attorney (see Prospectus Exhibit D,
Page D-3) submitted when making the undersigned’s initial investment, and hereby appoints Superfund
Capital Management, Inc., its successors and assigns, as the undersigned’s true and lawful
attorney-in-fact, for the purposes and to the extent set forth therein, with respect to the
undersigned’s acceptance of the interest in the Series subscribed for hereby. The undersigned
acknowledges that this Series Exchange Subscription Agreement is irrevocable 5 days after
submission to the undersigned’s broker-dealer. This Series Exchange Subscription Agreement and the
power-of-attorney included herein shall be governed by and interpreted in accordance with the laws
of the State of Delaware, without regard to the conflicts of law provisions thereof. If applicable,
the undersigned continues to consent to delivery of electronic statements.
SIGNATURE(S)
(Please print — except signatures).
| Name of Investor | Name of Co-Investor (or Custodian or Trustee) | |||||
| M / M / D / D / Y / Y | M / M / D / D / Y / Y | |||||
Signature
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Date | Signature | Date | |||
Signature(s) must be identical to name(s) in which Units are registered.
BROKER-DEALER MUST SIGN
I hereby certify that I have discussed with the investor identified above all of the pertinent
facts relating to the risks, tax consequences, lack of liquidity of the Units, and the management
and control of Quadriga Superfund, L.P. by Superfund Capital Management, Inc. in connection with an
investment in Quadriga Superfund, L.P., and that the investor will incur sales commission charges
with respect to the Units acquired as a result of this Series Exchange without regard to sales
commissions previously paid. I have reasonable grounds to believe that, based on the information
obtained from this investor concerning his/her investment objectives, other investments, financial
situation, and needs and any other information known to me, that the Series Exchange from an
investment in Series o A or o B (check applicable box) to an investment in the
other Series is suitable for such investor in light of his/her/their investment objectives
and suitability characteristics.
SIGNATURE(S)
(Please print — except signatures).
Broker-Dealer Firm Name |
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Name of Registered Representative
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Name of Principal | |||||
| M / M / D / D / Y / Y | M / M / D / D / Y / Y | |||||
Signature
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Date | Signature | Date | |||
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