AMENDMENT XX. 0
xx
XXXXXXXXX XXXXXXXXXXX XXXXXXXXX XX. 00000, DATED NOVEMBER 1,1999
Between
TRAVELERS INSURANCE COMPANY
TRAVELERS LIFE AND ANNUITY COMPANY
(Ceding Company)
and
AXA RE LIFE INSURANCE COMPANY
now known as
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
as of September 14, 2000
(Reinsurer)
Effective May 1, 2000, this Amendment is hereby attached to and becomes a part
of the above-described Reinsurance Agreement. It is mutually agreed that:
- SCHEDULE B, INVESTMENT FUNDS is replaced by the attached Schedule B adding
new funds
This Amendment does not alter, amend or modify the Reinsurance Agreement other
than as set forth in this Amendment, and it is subject otherwise to all the
terms and conditions of the Reinsurance Agreement together with all Amendments
and supplements thereto.
TRAVELERS INSURANCE COMPANY
TRAVELERS, LIFE AND ANNUITY COMPANY
By: [ILLEGIBLE] Date: March 9, 2001
-------------------------------------------- --------------
[ILLEGIBLE]
Attest: [ILLEGIBLE]
--------------------------------------------
AXA RE LIFE INSURANCE COMPANY (now known as AXA CORPORATE SOLUTIONS LIFE
REINSURANCE COMPANY as of September 14, 2000)
By: -s- Xxxxxxx X. Xxxxxxxx Date: 1 March 2001
-------------------------------------------- --------------
Xxxxxxx X. Xxxxxxxx, Senior Vice President
By: -s- Xxxxx XxXxx Date: 1 MARCH 2001
-------------------------------------------- --------------
Xxxxx XxXxx, Vice President
By: -s- Xxxxx Xxxxxxx
--------------------------------------------
Xxxxx Xxxxxxx, Assistant Vice President
Travelers Treaty No. 99031, Effective November 1, 1999
Amendment No. 1, Effective May 1, 2000
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA STATUS
Alliance Growth Portfolio
Alliance Premier Growth Portfolio Class B
American Funds Global Growth Fund
American Variable Insurance Series Growth-Income Fund
American Variable Insurance Series Growth Fund
Equity Income Portfolio (Fidelity)
Fidelity VIP II Contrafund Portfolio - Service Class
Franklin Small Cap Investment Fund Class 0
Xxxxxxxxx Xx. Equity Index Portfolio Class II
Janus Aspen Aggressive Growth Portfolio/Service Shares Added May 1,2000
Large Cap Portfolio (Fidelity)
MFS Emerging Growth Portfolio
MFS Research Portfolio
MFS Total Return Portfolio
Salomon Brothers Capital Fund
Salomon Brothers Investors Fund
Salomon Brothers Small Cap Growth Fund
Xxxxx Xxxxxx Aggressive Growth Portfolio
Xxxxx Xxxxxx Appreciation Portfolio
Xxxxx Xxxxxx Diversified Strategic Income Portfolio
Xxxxx Xxxxxx High Income Portfolio
Xxxxx Xxxxxx International Equity Portfolio
Xxxxx Xxxxxx Large Cap Growth Portfolio
Xxxxx Xxxxxx Large Cap Value Portfolio
Xxxxx Xxxxxx Mid Cap Portfolio
Xxxxx Xxxxxx Money Market Portfolio
Xxxxx Xxxxxx Total Return Portfolio
Strategic Stock Portfolio
Xxxxxxxxx International Fund Class 2
Travelers Disciplined Small Cap Stock Portfolio
Travelers Managed Income Portfolio
Xxx Xxxxxx Emerging Growth Portfolio
Xxx Xxxxxx Enterprise Portfolio
Travelers Treaty No. 99031, Effective November 1, 1999
Amendment No. 1, Effective May 1, 2000
SCHEDULE B
INVESTMENT FUNDS
(CONTINUED)
PORT ARCH XTRA STATUS
Alliance Growth Portfolio
Alliance Premier Growth Portfolio Class B
Delaware Investments REIT Series
Dreyfus Capital Appreciation
Dreyfus Small Cap
Equity Income Portfolio (Fidelity)
Federated High Yield
Federated Stock
Fidelity VIP II Contrafund Portfolio - Service Class
Greenwich St. Equity Index Portfolio Class II
Janus Balanced Portfolio
Janus Capital Appreciation
Janus Global Life Sciences Portfolio
Janus Global Technology Portfolio
Janus Worldwide Growth Portfolio
Large Cap Portfolio (Fidelity)
Lazard International Stock
MFS Emerging Growth Portfolio
MFS Mid Cap Growth
MFS Research Portfolio
MFS Total Return Portfolio
Xxxxxx Diversified Income
Salomon Brothers Capital Fund
Salomon Brothers Investors Fund
Salomon Brothers Small Cap Growth Fund
Strategic Stock Portfolio
TIC Convertible Bond
TIC Disciplined Mid Cap Stock
TIC Money Market Portfolio
Travelers Disciplined Small Cap Stock Portfolio
Travelers Quality Bond Account
Warburg Pincus Emerging Markets
Travelers Treaty No. 99031, Effective November 1, 1999
Amendment No. 1, Effective May 1, 2000
XXXXX XXXXXXX, FLMI
ASSISTANT VICE PRESIDENT
[GRAPHIC] REINSURANCE SOLUTION - TREATY SERVICES
PHONE (000) 000-0000
FAX (000) 000-0000
XXXXX.XXXXXXX@XXX-XXXXXXXXXXXXXXXXXX.XXX
LIFE, HEALTH & ANNUITY REINSURANCE
November 1, 2001
Xx. Xxxx Xxxxxxxx, FSA, MAAA
Second Vice President & Actuary
Travelers Insurance Company
Xxx Xxxxx Xxxxxx - 0XX
Xxxxxxxx, XX 00000
Dear Xxxx,
This letter concerns the Vintage XTRA GMDB new business facility that has been
available to Travelers for a period of two years under Reinsurance Agreement No.
99031 dated November 1, 1999.
We find that AXA Corporate Solutions can not offer a renewal of the new business
facility under the current structure of the Agreement. In accordance with the
termination provisions set forth under Article XX, Duration of Agreement, AXA
Corporate Solutions hereby provides you with 180 days prior written notification
of our intent to TERMINATE AGREEMENT NO. 99031 FOR NEW BUSINESS AS OF APRIL 30,
2002.
As indicated in our letter dated August 6, 2001, AXA Corporate Solutions values
Travelers Insurance Company as our business partner. Should new reinsurance
terms be successfully negotiated under our revised reinsurance structure, a new
Agreement will be prepared to replace terminated Agreement 99031. Please call
our underwriter, Xxxx Xxxxxxxxx, if you have any questions.
This letter is sent in duplicate original for acknowledgement of receipt and
countersignature. Kindly secure signatures on behalf of the Travelers Companies,
retain one original for filing in your copy of the Agreement and return one
original to AXA for filing.
AXA Corporate Solutions Life Reinsurance Company
00 Xxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000-0000 Telephone:(000) 000-0000
Fax:(000) 000-0000
Xx. Xxxx Xxxxxxxx Page 2
November 1, 2001
Please let us know if you have any concerns that you would like to discuss.
Thank you.
SIGNED FOR AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY:
-s- Xxxxxxx X. Xxxx -s- Xxxxx Xxxxxxx
--------------------------------- ---------------------------------
Xxxxxxx X. Xxxx, President & CUO Xxxxx Xxxxxxx, Assistant Vice President
SIGNED FOR TRAVELERS INSURANCE COMPANY AND TRAVELERS LIFE AND ANNUITY COMPANY:
-s- Xxxx Xxxxxxxx -s- Xxxxxxx X. Xxxxx
--------------------------------- ---------------------------------
Xxxx Xxxxxxxx, Second Vice President Name/Title: Xxxxxxx X. Xxxxx, Counsel
cc: X. Xxxxxxxxx
AMENDMENT XX. 0 XX
XXXXXXXXX XXXXXXXXXXX XXXXXXXXX XX. 00000, DATED NOVEMBER 1,1999
between
TRAVELERS INSURANCE COMPANY
and its Subsidiary
TRAVELERS LIFE AND ANNUITY COMPANY
(CEDING COMPANY)
and
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
(REINSURER)
Effective as indicated below, this Amendment is hereby attached to and becomes a
part of the above-described Reinsurance Agreement. It is mutually agreed that:
- SCHEDULE B, INVESTMENT FUNDS, is hereby replaced by the attached revised
Schedule B to describe revisions and additions to the fund offerings as of
the dates indicated.
This Amendment does not alter, amend or modify the Reinsurance Agreement other
than as set forth in this Amendment, and it is subject otherwise to all the
terms and conditions of the Reinsurance Agreement together with all Amendments
and supplements thereto.
TRAVELERS INSURANCE COMPANY
TRAVELERS, LIFE AND ANNUITY COMPANY
By: -s- Xxxx Xxxxxxxx Date: 6/3/02
-------------------------------------------- --------------
Name/Title Xxxx Xxxxxxxx 2nd VP & Actuary
Attest: [ILLEGIBLE]
--------------------------------------------
Name/Title [ILLEGIBLE]
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
By: -s- Xxxxxxx X. Xxxx Date: 28 May 2002
-------------------------------------------- --------------
Xxxxxxx X. Xxxx, President
By: -s- Xxxx Xxxxxxxxx
--------------------------------------------
Xxxx Xxxxxxxxx, Assistant Vice President
Attest: -s- Xxxxx Comely
--------------------------------------------
Xxxxx Comely, Assistant Vice President
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 2
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA STATUS
Alliance Growth Portfolio
Alliance Premier Growth Portfolio Class B
American Funds Global Growth Fund
American Variable Insurance Series Growth-Income Fund
American Variable Insurance Series Growth Fund
Equity Income Portfolio (Fidelity)
Fidelity VIP II Contrafund Portfolio - Service Class
Franklin Small Cap Investment Fund Class 0
Xxxxxxxxx Xx. Equity Index Portfolio Class II
Janus Aspen Aggressive Growth Portfolio/Service Shares Added May 1,2000
Large Cap Portfolio (Fidelity)
MFS Emerging Growth Portfolio
MFS Research Portfolio
MFS Total Return Portfolio
Salomon Brothers Capital Fund
Salomon Brothers Investors Fund
Salomon Brothers Small Cap Growth Fund
Xxxxx Xxxxxx Aggressive Growth Portfolio
Greenwich Street Appreciation Portfolio
Greenwich Street Diversified Strategic Income Portfolio
Greenwich Street Total Return Portfolio Replaced by Greenwich Street Series Fundamental Value
Portfolio as of May 1, 2001
Xxxxx Xxxxxx High Income Portfolio
Xxxxx Xxxxxx International Equity Portfolio Now known as Xxxxx Xxxxxx International All Cap
Growth Portfolio as of February 28, 2001
Xxxxx Xxxxxx Large Cap Growth Portfolio
Xxxxx Xxxxxx Large Cap Value Portfolio
Xxxxx Xxxxxx Mid Cap Portfolio Now known as Xxxxx Xxxxxx Mid Cap Core Portfolio as
of May 1, 2001
Xxxxx Xxxxxx Money Market Portfolio
Xxxxx Xxxxxx Large Cap Core Portfolio Added May 1, 2001
Xxxxx Xxxxxx Premier Selection All Cap Growth Portfolio Added May 1, 2001
Xxxxx Xxxxxx Small Cap Growth Opportunities Portfolio Added May 1,2001
Strategic Stock Portfolio Merged into Salomon Brothers Investors Fund as of
September 3, 2001
Xxxxxxxxx International Fund Class 2
Travelers Disciplined Small Cap Stock Portfolio Merged into Salomon Brothers Investors Fund as of
September 3, 2001
Travelers Managed Income Portfolio
Xxx Xxxxxx Emerging Growth Portfolio
Xxx Xxxxxx Enterprise Portfolio
AIM V.I. Value Fund Added May 1,2001
AIM Capital Appreciation Portfolio Added May 1,2001
PIMCO Total Return Bond Portfolio Added May 1,2001
Xxxxxx VT International Growth Fund - Class IB Shares Added May 1,2001
Xxxxxx VT Small Cap Value Fund - Class IB Shares Added May 1, 2001
Xxxxxx VT Voyager II Fund - Class IB Shares Added May 1,2001
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 2
SCHEDULE B
INVESTMENT FUNDS
(CONTINUED)
PORT ARCH XTRA STATUS
Alliance Growth Portfolio
Alliance Premier Growth Portfolio Class B
Delaware Investments REIT Series
Dreyfus Capital Appreciation
Dreyfus Small Cap
Equity Income Portfolio (Fidelity)
Federated High Yield
Federated Stock
Fidelity VIP II Contrafund Portfolio - Service Class
Fidelity VIP III Dynamic Capital Appreciation-Service
Class 2 Added May 1, 2001
Fidelity VIP III Mid Cap Portfolio- Service Class 2 Added May 1, 0000
Xxxxxxxxx Xx. Equity Index Portfolio Class II
Janus Balanced Portfolio
Janus Capital Appreciation
Janus Global Life Sciences Portfolio
Janus Global Technology Portfolio
Janus Worldwide Growth Portfolio
Large Cap Portfolio (Fidelity)
Lazard International Stock
MFS Emerging Growth Portfolio
MFS Mid Cap Growth
MFS Research Portfolio
MFS Total Return Portfolio
Xxxxxx Diversified Income Closed May 1, 2001
Salomon Brothers Capital Fund
Salomon Brothers Investors Fund
Salomon Brothers Small Cap Growth Fund
Strategic Stock Portfolio Merged into Salomon Brothers Investors Fund as of
September 3, 2001
TIC Convertible Bond
TIC Disciplined Mid Cap Stock
TIC Money Market Portfolio
Travelers Disciplined Small Cap Stock Portfolio Merged into Salomon Brothers Investors Fund as of
September 3, 2001
Travelers Quality Bond Account
Warburg Pincus Emerging Markets
AIM V.I. Value Fund Added May 1, 2001
AIM Capital Appreciation Portfolio Added May 1, 2001
PIMCO Total Return Bond Portfolio Added May 1, 2001
Xxxxxx VT International Growth Fund - Class IB Shares Added May 1, 2001
Xxxxxx VT Small Cap Value Fund - Class IB Shares Added May 1, 2001
Xxxxxx VT Voyager II Fund - Class IB Shares Added May 1, 2001
Xxx Xxxxxx Xxxxxxxx Portfolio Class II Shares Added May 1, 2001
Xxx Xxxxxx Enterprise Portfolio Class II Shares Added May 1, 2001
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 2
AMENDMENT XX. 0 XX
XXXXXXXXX XXXXXXXXXXX XXXXXXXXX XX. 00000, DATED NOVEMBER 1,1999
between
TRAVELERS INSURANCE COMPANY
and its Subsidiary
TRAVELERS LIFE AND ANNUITY COMPANY
(CEDING COMPANY)
and
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
(REINSURER)
Effective as indicated below, this Amendment is hereby attached to and becomes a
part of the above-described Reinsurance Agreement. It is mutually agreed that:
A. SCHEDULE B, INVESTMENT FUNDS, is hereby replaced by the attached revised
Schedule B to describe revisions and additions to the fund offerings as of
the dates indicated.
B. For the variable annuity contracts reinsured hereunder that are issued
with any of the riders shown below, the REINSURER hereby agrees that
reinsurance coverage shall be provided under the existing terms of this
Agreement without change. The REINSURER, however, will not cover any
benefit resulting from these riders.
Description Form No. Effective Date
----------------------- ---------- ------------------
Enhanced Stepped-Up DB L/TL-22320 January 1,2001
L/TL-22332 May 1,2001
Spousal Continuance L/TL-22322 January 2, 2001
L/TL-22344 November 1,2001
L/TL-22345 May 1,2002
Inherited Contract L/TL-22353 December 16, 2001
Beneficiary Continuance L/TL-22334 December 16, 2001
Planned Death Benefit L/TL-22327 April 30, 2002
C. Effective August 1, 2002, certain death benefit calculations shall be
revised as described below:
1. The variable annuity contracts reinsured hereunder contain a
provision that substitutes the contract value for the contractual
death benefit if the CEDING COMPANY is notified of the annuitant's
death later than six (6) months from the annuitant's date of death.
2. The CEDING COMPANY will waive this six-month notification provision
and will calculate the contractual death benefit as described under
the terms of the variable annuity contract as if this provision did
not exist.
3. The REINSURER hereby acknowledges and accepts the above-described
revised procedure.
4. The above-described procedure shall apply to all annuitant deaths
reported to the CEDING COMPANY on or after the effective date shown
above in this Paragraph C and will not apply retroactively to
annuitant deaths previously reported.
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 3
This Amendment does not alter, amend or modify the Reinsurance Agreement other
than as set forth in this Amendment, and it is subject otherwise to all the
terms and conditions of the Reinsurance Agreement together with all Amendments
and supplements thereto.
TRAVELERS INSURANCE COMPANY
TRAVELERS LIFE AND ANNUITY COMPANY
By: [ILLEGIBLE] Date: 2/10/03
-------------------------------------------- --------------
Name/Title 2nd VP & Actuary
Attest: [ILLEGIBLE]
--------------------------------------------
Name/Title Actuary
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
By: -s- Xxxxxxx X. Xxxx Date:
-------------------------------------------- --------------
Xxxxxxx X. Xxxx, President
By: -s- Xxxxxxx X. Xxxxxxxx
--------------------------------------------
Xxxxxxx X. Xxxxxxxx, Senior Vice President
By: -s- Xxxxx Comely
--------------------------------------------
Xxxxx Comely, Assistant Vice President
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 3
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA STATUS
AIM Capital Appreciation Portfolio Added May 1, 2001
AIM V.I. Value Fund now known as AIM V.I.
Premier Equity Fund - Series I Added May 1, 2001. Name changed April 30, 2002.
Alliance Growth Portfolio
Alliance Premier Growth Portfolio Class B
Alliance Growth & Income - Class B Added May 1,2002
American Funds Global Growth Fund
American Variable Insurance Series Growth-Income Fund
American Variable Insurance Series Growth Fund
Equity Income Portfolio (Fidelity)
Fidelity VIP II Contrafund Portfolio - Service Class
Fidelity VIP III Mid Cap Portfolio - Service Class 2 Added May 1, 2002
Franklin Small Cap Investment Fund Class 0
Xxxxxxxxx Xxxxxx Appreciation Portfolio
Greenwich Street Diversified Strategic Income Portfolio
Greenwich Street Equity Index Portfolio Class II
Greenwich Street Total Return Portfolio replaced by
Greenwich Street Series Fundamental Value Portfolio Replaced May 1,2001
Janus Aspen Aggressive Growth Portfolio/Service Shares Added May 1,2000
Large Cap Portfolio (Fidelity)
MFS Emerging Growth Portfolio
MFS Research Portfolio
MFS Total Return Portfolio
PIMCO Total Return Bond Portfolio now known as PIMCO Added May 1,2001
Total Return Portfolio - Administrative Class Name changed May 1, 2002
Xxxxxx VT International Growth Fund - Class IB Shares Added May 1,2001
Xxxxxx VT Small Cap Value Fund - Class IB Shares Added May 1,2001
Xxxxxx VT Voyager II Fund - Class IB Shares Added May 1, 2001
Salomon Brothers Capital Fund
Salomon Brothers Investors Fund
Salomon Brothers Small Cap Growth Fund
Xxxxx Xxxxxx Aggressive Growth Portfolio
Xxxxx Xxxxxx High Income Portfolio
Xxxxx Xxxxxx International Equity Portfolio now
known as Xxxxx Xxxxxx International All Cap Growth Portfolio Name changed February 28, 2001
Xxxxx Xxxxxx Large Cap Growth Portfolio
Xxxxx Xxxxxx Large Cap Value Portfolio
Xxxxx Xxxxxx Mid Cap Portfolio now known as
Xxxxx Xxxxxx Mid Cap Core Portfolio Name changed May 1, 2001
Xxxxx Xxxxxx Money Market Portfolio
Xxxxx Xxxxxx Large Cap Core Portfolio Added May 1,2001
Xxxxx Xxxxxx Premier Selection All Cap Growth Portfolio Added May 1,2001
Xxxxx Xxxxxx Small Cap Growth Opportunities Portfolio Added May 1,2001
Strategic Stock Portfolio merged into Salomon
Brothers Investors Fund Merged September 3, 2001
Xxxxxxxxx International Fund Class 2 now known as Templeton Name changed May 1, 2002
Foreign Securities Fund Class 2
Mutual Share Securities Fund - Class 2 (Templeton) Added May 1,2002
Travelers Disciplined Small Cap Stock
Portfolio merged into Salomon Brothers Investors Fund Merged September 3, 2001
Travelers Managed Income Portfolio
Xxx Xxxxxx Emerging Growth Portfolio
Xxx Xxxxxx Enterprise Portfolio
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 3
SCHEDULE B
INVESTMENT FUNDS
PORT ARCH XTRA STATUS
AIM Capital Appreciation Portfolio Added May 1, 2001
AIM V.I. Value Fund now known as AIM V.I.
Premier Equity Fund- Series I Added May 1, 2001. Name changed April 30, 2002.
Alliance Growth Portfolio
Alliance Premier Growth Portfolio Class B
Delaware Investments REIT Series now
known as VIP REIT Series - Standard Class Name changed May 1, 2002
Dreyfus Capital Appreciation
Dreyfus Small Cap
Equity Income Portfolio (Fidelity)
Federated High Yield
Federated Stock
Fidelity VIP II Contrafund Portfolio - Service Class
Fidelity VIP III Dynamic Capital Appreciation-
Service Class 2 Added May 1, 2001
Fidelity VIP III Mid Cap Portfolio- Service Class 2 Added May 1,2001
Greenwich Street Equity Index Portfolio Class II
Greenwich Street Emerging Growth Fund Added May 1, 0000
Xxxxxxxxx Xxxxxx Growth & Income Fund Added May 1,2002
Janus Balanced Portfolio
Janus Capital Appreciation
Janus Global Life Sciences Portfolio
Janus Global Technology Portfolio
Janus Worldwide Growth Portfolio
Large Cap Portfolio (Fidelity)
Lazard International Stock
MFS Emerging Growth Portfolio
MFS Mid Cap Growth
MFS Research Portfolio
MFS Total Return Portfolio
PIMCO Total Return Bond Portfolio NOW KNOWN AS PIMCO Added May 1, 2001
Total Return Portfolio - Administrative Class Name changed May 1, 2002
Xxxxxx Diversified Income Closed to new contract owners May 1, 2001
Xxxxxx VT International Growth Fund - Class IB Shares Added May 1, 2001
Xxxxxx VT Small Cap Value Fund - Class IB Shares Added May 1,2001
Xxxxxx VT Voyager II Fund - Class IB Shares Added May 1,2001
Salomon Brothers Capital Fund
Salomon Brothers Investors Fund
Salomon Brothers Variable Large Cap Growth Fund Added May 1, 2002
Salomon Brothers Small Cap Growth Fund
Strategic Stock Portfolio merged into
Salomon Brothers Investors Fund Merged September 3, 2001
Mutual Share Securities Fund - Class 2 (Templeton) Added May 1, 2002
Xxxxxxxxx Growth Securities Fund - Class 2 Added May 1,2002
TIC Convertible Bond now known as
Travelers Convertible Securities Portfolio Name changed May 1, 2002
TIC Disciplined Mid Cap Stock
TIC Money Market Portfolio
Travelers Disciplined Small Cap Stock
Portfolio merged into Salomon Brothers Investors Fund Merged September 3, 2001
Travelers Quality Bond Account
Continued on next page
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment Xx. 0
XXXXXXXX X
XXXXXXXXXX XXXXX
XXXX XXXX XTRA STATUS
Xxx Xxxxxx Xxxxxxxx Portfolio Class II Shares Added May 1,2001
Xxx Xxxxxx Enterprise Portfolio Class II Shares Added May 1,2001
Warburg Pincus Emerging Markets now known as Credit
Suisse Emerging Markets Portfolio Name changed December 12, 2001
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment Xx. 0
Xxxxxxxxx Xx. 0 to
AUTOMATIC REINSURANCE AGREEMENT NO. 99031, DATED NOVEMBER 1,1999
between
TRAVELERS INSURANCE COMPANY
and its Subsidiary
TRAVELERS LIFE AND ANNUITY COMPANY
(CEDING COMPANY)
and
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
(REINSURER)
Effective as indicated below, this Amendment is hereby attached to and becomes a
part of the above-described Reinsurance Agreement. It is mutually agreed that:
1. SCHEDULE A, PLANS OF REINSURANCE, is hereby replaced by the attached
revised Schedule A to add the PURCHASE PAYMENT CREDIT ENDORSEMENT as a
covered form hereunder. The REINSURER agrees to continue the
reinsurance hereunder, without any changes to the underlying terms, on
inforce reinsured contracts that are offered the PURCHASE PAYMENT
CREDIT ENDORSEMENT, L/TL-22375 affecting additional purchase payments
made on or after May 1, 2003.
2. SCHEDULE B, INVESTMENT FUNDS, is hereby replaced by the attached
revised Schedule B to describe revisions and additions to the fund
offerings as of the dates indicated.
This Amendment does not alter, amend or modify the Reinsurance Agreement other
than as set forth in this Amendment, and it is subject otherwise to all the
terms and conditions of the Reinsurance Agreement together with all Amendments
and supplements thereto.
TRAVELERS INSURANCE COMPANY
TRAVELERS LIFE AND ANNUITY COMPANY
By: Date: 5/8/03
--------------------------------- ----------------------
Name/Title 2d VP & Actuary
Attest:
---------------------------------
Name/Title Actuary
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
By: -s- Xxxxxxx X. Xxxxxxxx Date: April 17, 2003
--------------------------------- ----------------------
Xxxxxxx X. Xxxxxxxx, Senior Vice President
By: -s- Xxxxx XxXxx
---------------------------------
Xxxxx XxXxx, Vice President
Attest: -s- Xxxxx Xxxxxxx
---------------------------------
Xxxxx Xxxxxxx, Assistant Vice President
The Travelers Companies, Agreement No. 99031, Effective November 1,1999
Amendment No. 4
SCHEDULE A
PLANS OF REINSURANCE
A. Quota-Share Percentage: 100%
B. Issue Dates: Contracts issued on or after November 1, 1999.
C. GMDB Reinsured:
- Basic Benefit for Ages 0-80: Return of Net Considerations
- Optional Enhanced Benefit for issue ages 0-75: Annual Ratchet to
attained age 80; GMDB frozen thereafter, and reduced proportionately
for withdrawals
D. Related Contracts:
- Travelers Vintage XTRA (contract forms: TL-22240, L-22240 and State
variations)
- Travelers Portfolio Architect XTRA (contract forms: TL-22240, L-22240
and State variations)
- Effective May 1, 2003, Purchase Payment Credit Endorsement (TL-22375
and L-22375 and state variations)
The Travelers Companies, Agreement No. 99031, Effective November 1,1999
Amendment No. 4
SCHEDULE B
INVESTMENT FULDS
VINTAGE XTRA STATUS
----------------------------------------------------------- ----------------------------------------------
AIM Capital Appreciation Portfolio Added May 1, 2001
AIM V.I. Value Fund now known as AIM V.I. Added May 1, 2001. Name changed April 30, 2002.
Premier Equity Fund - Series I
Alliance Growth Portfolio
Alliance Premier Growth Portfolio Class B
Alliance Growth & Income - Class B Added May 1, 2002
American Funds Global Growth Fund
American Variable Insurance Series Growth-Income Fund
American Variable Insurance Series Growth Fund
Equity Income Portfolio (Fidelity)
Fidelity VIP II Contrafund Portfolio - Service Class
Fidelity VIP III Mid Cap Portfolio - Service Class 2 Added May 1, 2002
Franklin Small Cap Investment Fund Class 0
Xxxxxxxxx Xxxxxx Appreciation Portfolio
Greenwich Street Diversified Strategic Income Portfolio
Greenwich Street Equity Index Portfolio Class II
Greenwich Street Total Return Portfolio replaced by Greenwich
Street Series Fundamental Value Portfolio Replaced May 1, 2001
Janus Aspen Aggressive Growth Portfolio/Service Shares Added May 1, 2000
Large Cap Portfolio (Fidelity)
MFS Emerging Growth Portfolio
MFS Research Portfolio
MFS Total Return Portfolio
PIMCO Total Return Bond Portfolio now known as Added May 1, 2001 Name changed May 1, 2002
PIMCO Total Return Portfolio - Administrative Class
Xxxxxx VT International Growth Fund - Class IB Shares Added May 1, 2001
Xxxxxx VT Small Cap Value Fund - Class IB Shares Added May 1, 2001
Xxxxxx VT Voyager II Fund - Class IB Shares Added May 1, 2001
Salomon Brothers Capital Fund
Salomon Brothers Investors Fund
Salomon Brothers Small Cap Growth Fund
Xxxxx Xxxxxx Aggressive Growth Portfolio
Xxxxx Xxxxxx High Income Portfolio
Xxxxx Xxxxxx International Equity Portfolio now known Name changed February 28, 2001
as Xxxxx Xxxxxx International All Cap Growth Portfolio
Xxxxx Xxxxxx Large Cap Growth Portfolio
Xxxxx Xxxxxx Large Cap Value Portfolio
Xxxxx Xxxxxx Mid Cap Portfolio now known as Name changed May 1, 2001
Xxxxx Xxxxxx Mid Cap Core Portfolio
Xxxxx Xxxxxx Money Market Portfolio
Xxxxx Xxxxxx Large Cap Core Portfolio Added May 1, 2001
Xxxxx Xxxxxx Premier Selection All Cap Growth Portfolio Added May 1, 2001
Xxxxx Xxxxxx Small Cap Growth Opportunities Portfolio Added May 1, 2001
Xxxxx Xxxxxx Multiple Discipline Trust Added October 1, 2002
All Cap Growth and Value Portfolio
Large Cap Growth and Value Portfolio
Global All Cap Growth Portfolio
Balanced All Cap Growth and Value
Strategic Stock Portfolio merged into Salomon Merged September 3, 2001
Brothers Investors Fund
Xxxxxxxxx International Fund Class 2 now known Name changed May 1, 2002
as Xxxxxxxxx Foreign Securities Fund Class 2
Mutual Share Securities Fund - Class 2 (Templeton) Added May 1, 2002
The Travelers Companies, Agreement No. 99031, Effective November 1,1999
Amendment No. 4
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA STATUS
----------------------------------------------------------- ----------------------------------------------
Travelers Disciplined Small Cap Stock Portfolio Merged September 3, 2001
merged into Salomon Brothers Investors Fund
Travelers Managed Income Portfolio
Xxx Xxxxxx Emerging Growth Portfolio
Xxx Xxxxxx Enterprise Portfolio
PORT ARCH XTRA STATUS
----------------------------------------------------------- ----------------------------------------------
AIM Capital Appreciation Portfolio Added May 1, 2001
AIM V.I. Value Fund now known as AIM V.I. Added May 1, 2001. Name changed April 30, 2002.
Premier Equity Fund- Series I
Alliance Growth Portfolio
Alliance Premier Growth Portfolio Class B
Delaware Investments REIT Series now known Name changed May 1, 2002
as VIP REIT Series - Standard Class
Dreyfus Capital Appreciation
Dreyfus Small Cap
Equity Income Portfolio (Fidelity)
Federated High Yield
Federated Stock
Fidelity VIP II Contrafund Portfolio - Service Class
Fidelity VIP III Dynamic Capital Appreciation-Service Class 2 Added May 1, 2001
Fidelity VIP III Mid Cap Portfolio- Service Class 2 Added May 1,2001
Greenwich Street Equity Index Portfolio Class II
Greenwich Street Emerging Growth Fund Added May 1, 0000
Xxxxxxxxx Xxxxxx Growth & Income Fund Added May 1,2002
Janus Balanced Portfolio
Janus Capital Appreciation
Janus Global Life Sciences Portfolio
Janus Global Technology Portfolio
Janus Worldwide Growth Portfolio
Large Cap Portfolio (Fidelity)
Lazard International Stock
MFS Emerging Growth Portfolio
MFS Mid Cap Growth
MFS Research Portfolio
MFS Total Return Portfolio
PIMCO Total Return Bond Portfolio now known as Added May 1, 2001
PIMCO Total Return Portfolio - Administrative Class Name changed May 1, 2002
Xxxxxx Diversified Income Closed to new contract owners May 1, 2001
Xxxxxx VT International Growth Fund - Class IB Shares Added May 1,2001
Xxxxxx VT Small Cap Value Fund - Class IB Shares Added May 1, 2001
Xxxxxx VT Voyager II Fund - Class IB Shares Added May 1,2001
Salomon Brothers Capital Fund
Salomon Brothers Investors Fund
Salomon Brothers Variable Large Cap Growth Fund Added May 1,2002
Salomon Brothers Small Cap Growth Fund
Strategic Stock Portfolio merged into Salomon Merged September 3, 2001
Brothers Investors Fund
Mutual Share Securities Fund - Class 2 (Templeton) Added May 1,2002
Xxxxxxxxx Growth Securities Fund - Class 2 Added May 1,2002
TIC Convertible Bond now known as Travelers Name changed May 1, 2002
Convertible Securities Portfolio
The Travelers Companies, Agreement No. 99031, Effective November 1,1999
Amendment Xx. 0
XXXXXXXX X
XXXXXXXXXX XXXXX
XXXX XXXX XTRA STATUS
----------------------------------------------- ------------------------------
TIC Disciplined Mid Cap Stock
TIC Money Market Portfolio
Travelers Disciplined Small Cap Stock Portfolio Merged September 3, 2001
merged into Salomon Brothers Investors Fund
Travelers Quality Bond Account
Xxx Xxxxxx Xxxxxxxx Portfolio Class II Shares Added May 1,2001
Xxx Xxxxxx Enterprise Portfolio Class II Shares Added May 1,2001
Warburg Pincus Emerging Markets now known as Name changed December 12, 2001
Credit Suisse Emerging Markets Portfolio
The Travelers Companies, Agreement No. 99031, Effective November 1,1999
Amendment Xx. 0
XXXXXXXXX XX. 0 TO
AUTOMATIC REINSURANCE AGREEMENT NO. 99031, DATED NOVEMBER 1,1999
between
TRAVELERS INSURANCE COMPANY
and its Subsidiary
TRAVELERS LIFE AND ANNUITY COMPANY
(CEDING COMPANY)
and
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
(REINSURER)
Effective as indicated below, this Amendment is hereby attached to and becomes a
part of the above-described Reinsurance Agreement. It is mutually agreed that:
1. SCHEDULE B, INVESTMENT FUNDS, is hereby replaced by the attached
revised Schedule B to describe revisions and additions to the fund
offerings as of the dates indicated.
2. Effective September 1, 2003, this Agreement is hereby amended to
document the continuation of reinsurance on contracts in force
hereunder that elect the Guaranteed Minimum Withdrawal Benefit (GMWB)
available under the Guaranteed Minimum Withdrawal Rider (see Specimen
Form No. L-22369, attached hereto).
a. Contracts that make the election shall continue to be reinsured
hereunder at existing reinsurance terms unless and until
aggregate GMWB elections reach twenty million ($20,000,000) of
GMDB Value (trigger point) as measured by the reported GMDB Value
for the subject contracts at the end of each reporting month.
b. Effective beginning in the month that aggregate elections reach
the $20 million trigger point defined above, and continuing
thereafter for the duration of coverage specified in Article XX,
the contracts that have elected the GMWB will be subject to an
increase in reinsurance premiums as shown in Exhibit I.
c. The revised reinsurance premiums shall remain unchanged as long
as the cost to the contractholder for the GMWB equals the current
cost of 40 basis points. Any modification in the cost of the GMWB
Rider to the contractholder may result in revised reinsurance
premiums in accordance with Article XV. Such revised reinsurance
premiums shall not exceed the limits shown in Exhibit I.
d. The CEDING COMPANY shall monitor GMWB elections and shall employ
the revised reinsurance premiums in the month that the
above-defined trigger point is hit.
e. For monitoring purposes, the CEDING COMPANY shall indicate by
code on the seriatim data file (Schedule C) such contracts that
elect the GMWB.
f. The REINSURER does not cover any benefit resulting from the GMWB.
To document these terms:
SCHEDULE C, SUGGESTED DATA LAYOUT, is hereby replaced by the attached
revised Schedule C, to add a GMWB Indicator in order to monitor
elections.
EXHIBIT I, REINSURANCE PREMIUMS, is hereby replaced by the attached
revised Exhibit I, to set forth the reinsurance premiums applicable to
contracts that elect the GMWB effective beginning in the month that
such elections hit the trigger point as described above.
The Travelers Companies, Agreement No. 99031, Effective November 1,1999
Amendment No. 5
This Amendment does not alter, amend or modify the Reinsurance Agreement other
than as set forth in this Amendment, and it is subject otherwise to all the
terms and conditions of the Reinsurance Agreement together with all Amendments
and supplements thereto.
TRAVELERS INSURANCE COMPANY
TRAVELERS LIFE AND ANNUITY COMPANY
By: [ILLEGIBLE] Date: 9/9/03
--------------------------------- -----------------------
Name/Title [ILLEGIBLE]
Attest: [ILLEGIBLE] Date: 9/11/03
--------------------------------- -----------------------
Name/Title [ILLEGIBLE]
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
By: -s- Xxxxxxx X. Xxxxxxxx Date: July 25, 2003
--------------------------------- -----------------------
Xxxxxxx X. Xxxxxxxx, Senior Vice President
By: -s- Xxxxx X. Xxxxxx
---------------------------------
Xxxxx X. Xxxxxx Assistant Vice President
Attest: -s- Xxxxx Xxxxxxx
---------------------------------
Xxxxx Xxxxxxx, Assistant Vice President
The Travelers Companies, Agreement No. 99031, Effective November 1,1999
Amendment No. 5
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA
FUNDS AND STATUS
ALLIANCEBERNSTEIN VARIABLE PRODUCT SERIES FUND, INC.
AllianceBemstein Growth and Income Portfolio - Class B (name changed May 1,
2003; formerly Alliance Growth & Income - Class B, added May 1, 2002)
AllianceBernstein Premier Growth - Class B (name changed May 1, 2003;
formerly Alliance Premier Growth Portfolio Class B)
AMERICAN FUNDS INSURANCE SERIES
Global Growth Fund - Class 2 Shares
Growth Fund - Class 2 Shares
Growth-Income Fund - Class 2 Shares
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST
Franklin Small Cap Investment Fund - Class 2 Shares
Mutual Share Securities Fund - Class 2 Shares (added May 1, 2002)
Xxxxxxxxx Developing Markets Securities Fund - Class 2 Shares (added
May 1, 2003)
Xxxxxxxxx Foreign Securities Fund - Class 2 Shares (name changed
May 1, 2002; formerly Xxxxxxxxx International Fund Class 0)
XXXXXXXXX XXXXXX SERIES FUND
Appreciation Portfolio
Diversified Strategic Income Portfolio
Equity Index Portfolio - Class II Shares
Fundamental Value Portfolio (added May 1, 2001)
JANUS ASPEN SERIES
Mid Cap Growth Portfolio - Service Shares (name changed May 1, 2003;
formerly Janus Aspen Aggressive Growth Portfolio/Service Shares,
added May 1, 2000)
LAZARD RETIREMENT SERIES, INC.
Lazard Retirement Small Cap Portfolio (added May 1, 2003)
LORD XXXXXX SERIES FUND, INC.
Growth and Income Portfolio (added May 1, 2003)
Mid-Cap Value Portfolio (added May 1, 2003)
PIMCO VARIABLE INSURANCE TRUST
Real Return Portfolio - Administrative Class
Total Return Portfolio - Administrative Class (name changed May 1, 2002;
formerly PIMCO Total Return Bond Portfolio, added May 1, 2001)
XXXXXX VARIABLE TRUST
Xxxxxx VT International Equity Fund - Class IB Shares (name changed
April 30, 2003; formerly Xxxxxx VT International Growth Fund - Class
IB Shares, added May 1, 2001)
Xxxxxx VT Small Cap Value Fund - Class IB Shares (added May 1, 2001)
SALOMON BROTHERS VARIABLE SERIES FUNDS, INC.
All Cap Fund - Class I (name changed April 30, 2003; formerly Salomon
Brothers Capital Fund)
Investors Fund - Class I
Small Cap Growth Fund - Class I
XXXXX XXXXXX INVESTMENT SERIES
Xxxxx Xxxxxx Large Cap Core Portfolio (added May 1, 2001)
Xxxxx Xxxxxx Premier Selection All Cap Growth Portfolio (added May 1, 2001)
XXXXX XXXXXX MULTIPLE DISCIPLINE TRUST (added October 1, 2002)
All Cap Growth and Value
Balanced All Cap Growth and Value
Global All Cap Growth and Value
Large Cap Growth and Value
The Travelers Companies, Agreement No. 99031, Effective November 1,1999
Amendment No. 5
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA
FUNDS AND STATUS
THE TRAVELERS SERIES TRUST
Equity Income Portfolio (Fidelity)
Large Cap Portfolio (Fidelity)
Lazard International Stock Portfolio (added May 1, 2003)
MFS Emerging Growth Portfolio
MFS Research Portfolio
Pioneer Fund Portfolio (added May 1, 2003)
TRAVELERS SERIES FUND INC.
AIM Capital Appreciation Portfolio (added May 1, 2001)
Alliance Growth Portfolio
MFS Total Return Portfolio
Xxxxx Xxxxxx Aggressive Growth Portfolio
Xxxxx Xxxxxx High Income Portfolio
Xxxxx Xxxxxx Large Capitalization Growth Portfolio
Xxxxx Xxxxxx Mid Cap Core Portfolio (name changed May 1, 2001;
formerly Xxxxx Xxxxxx Mid Cap Portfolio)
Xxxxx Xxxxxx Money Market Portfolio
Travelers Managed Income Portfolio
Xxx Xxxxxx Enterprise Portfolio
XXX XXXXXX LIFE INVESTMENT TRUST
Emerging Growth Portfolio Class I Shares
VARIABLE ANNUITY PORTFOLIOS
Xxxxx Xxxxxx Small Cap Growth Opportunities Portfolio(added May 1, 2001)
VARIABLE INSURANCE PRODUCTS FUND II
Contrafund Portfolio - Service Class (Fidelity)
VARIABLE INSURANCE PRODUCTS FUND III
Mid Cap Portfolio - Service Class 2 (Fidelity) (added May 1, 2002)
CLOSED OR MERGED FUNDS - NO LONGER OFFERED
Strategic Stock Portfolio merged September 3, 2001 into Salomon Brothers
Investors Fund
Travelers Disciplined Small Cap Stock Portfolio merged September 3, 2001
into Salomon Brothers Investors Fund
Greenwich Street Series Fundamental Value Portfolio replaces Greenwich
Street Total Return Portfolio May 1, 2001
AIM V.I. Premier Equity Fund - Series I (closed to new contract owners
May 1, 2003; name chan ged April 30, 2002; formerly AIM V.I. Value Fund,
added May 1, 2001)
Xxxxxx VT Discovery Growth Fund- Class IB Shares (closed to new contract
owners May 1, 2003; name changed April 30, 2003; formerly Xxxxxx VT
Voyager II Fund - Class IB Shares, added May 1, 2001)
Xxxxx Xxxxxx International All Cap Growth Portfolio (closed to new contract
owners May 1, 2003; name changed February 28, 2001; formerly Xxxxx Xxxxxx
International Equity Portfolio,)
Xxxxx Xxxxxx Large Cap Value Portfolio (closed to new contract owners
May 1, 2003)
Continued on next page...
The Travelers Companies, Agreement No. 99031, Effective November 1,1999
Amendment No. 5
SCHEDULE B
INVESTMENT FUNDS
PORTFOLIO ARCHITECT XTRA
FUNDS AND STATUS
Capital Appreciation Fund (Janus)
Money Market Portfolio (Travelers)
ALLIANCEBERNSTEIN VARIABLE PRODUCT SERIES FUND, INC.
AllianceBernstein Premier Growth - Class B (name changed May 1, 2003;
formerly Alliance Premier Growth Portfolio Class B)
AMERICAN FUNDS INSURANCE SERIES
Global Growth Fund - Class 2 Shares (added May 1, 2003)
Growth Fund - Class 2 Shares (added May 1, 2003)
Growth-Income Fund - Class 2 Shares (added May 1, 2003)
DELAWARE VIP TRUST
VIP REIT Series - Standard Class (name changed May 1, 2002; formerly
Delaware Investments REIT Series)
DREYFUS VARIABLE INVESTMENT FUND
Appreciation Portfolio - Initial Shares
Developing Leaders Portfolio - Initial Shares (name changed February 2,
2003; formerly Dreyfus Small Cap)
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST
Mutual Share Securities Fund - Class 2 Shares (added May 1, 2002)
Xxxxxxxxx Developing Markets Securities Fund - Class 2 Shares (added
May 1, 2003)
Xxxxxxxxx Growth Securities Fund - Class 2 Shares (added May 1, 2002)
GREENWICH STREET SERIES FUND
Equity Index Portfolio - Class II Shares
Salomon Brothers Variable Emerging Growth Fund - Class I Shares (added
May 1, 2002)
Salomon Brothers Variable Growth & Income Fund - Class I Shares (added
May 1, 2002)
JANUS ASPEN SERIES
Balanced Portfolio - Service Shares
Global Life Sciences Portfolio - Service Shares
Global Technology Portfolio - Service Shares
Worldwide Growth Portfolio - Service Shares
LAZARD RETIREMENT SERIES, INC.
Lazard Retirement Small Cap Portfolio (added May 1, 2003)
LORD XXXXXX SERIES FUND, INC.
Growth and Income Portfolio (added May 1, 2003)
Mid-Cap Value Portfolio (added May 1, 2003)
PIMCO VARIABLE INSURANCE TRUST
Real Return Portfolio - Administrative Class
Total Return Portfolio - Administrative Class (name changed May 1, 2002;
formerly PIMCO Total Return Bond Portfolio, added May 1, 2001)
XXXXXX VARIABLE TRUST
Xxxxxx VT International Equity Fund - Class IB Shares (name changed
April 30, 2003; formerly Xxxxxx VT International Growth Fund - Class
IB Shares, added May 1, 2001)
Xxxxxx VT Small Cap Value Fund - Class IB Shares (added May 1, 2001)
SALOMON BROTHERS VA6RIABLE SERIES FUNDS, INC.
All Cap Fund - Class I (name changed April 30, 2003; formerly Salomon
Brothers Capital Fund)
Investors Fund - Class I
Large Cap Growth Fund - Class I (added May 1, 2002)
Small Cap Growth Fund - Class I
THE TRAVELERS SERIES TRUST
Convertible Securities Portfolio (name changed May 1, 2002; formerly TIC
Convertible Bond)
Disciplined Mid Cap Stock
Equity Income Portfolio (Fidelity)
Federated High Yield Portfolio
The Travelers Companies, Agreement No. 99031, Effective November 1,1999
Amendment No. 5
SCHEDULE B
INVESTMENT FUNDS
PORTFOLIO ARCHITECT XTRA
FUNDS AND STATUS
Federated Stock Portfolio
Large Cap Portfolio (Fidelity)
Lazard International Stock Portfolio
MFS Emerging Growth Portfolio
MFS Mid Cap Growth Portfolio
MFS Research Portfolio
Pioneer Fund Portfolio (added May 1, 2003)
Travelers Quality Bond Portfolio
TRAVELERS SERIES FUND INC.
AIM Capital Appreciation Portfolio (added May 1, 2001)
Alliance Growth Portfolio
MFS Total Return Portfolio
XXX XXXXXX LIFE INVESTMENT TRUST
Xxxxxxxx Portfolio Class II Shares (added May 1, 2001)
Enterprise Portfolio Class II Shares (added May 1, 2001)
VARIABLE INSURANCE PRODUCTS FUND II
Contrafund Portfolio - Service Class 2
VARIABLE INSURANCE PRODUCTS FUND III
Dynamic Capital Appreciation-Service Class 2 (added May 1, 2001)
Mid Cap Portfolio- Service Class 2 (added May 1, 2001)
CLOSED OR MERGED FUNDS - NO LONGER OFFERED
Xxxxxx Diversified Income (closed to new contract owners May 1, 2001)
Strategic Stock Portfolio merged September 3, 2001 into Salomon Brothers
Investors Fund
Travelers Disciplined Small Cap Stock Portfolio merged September 3, 2001
into Salomon Brothers Investors Fund
AIM V.I. Premier Equity Fund- Series I (closed to new contract owners
May 1, 2003; name changed April 30, 2002; formerly AIM V.I. Value Fund
added May 1, 2001)
Xxxxxx VT Discovery Growth Fund- Class IB Shares (closed to new contract
owners May 1, 2003; name changed April 30, 2003; formerly Xxxxxx VT
Voyager II Fund - Class IB Shares, added May 1, 2001)
Credit Suisse Emerging Markets Portfolio (closed to new contract owners
May 1, 2003; name changed December 12, 2001; formerly Warburg Pincus
Emerging Markets,)
The Travelers Companies, Agreement No. 99031, Effective November 1,1999
Amendment No. 5
SUGGESTED DATA LAYOUT
SCHEDULE C
FIELD DESCRIPTION COMMENTS
Annuitant's ID: Last Name
First Name
Middle Name
Sex M or F
Date of Birth YYYYMMDD
Social Security No. / Social Insurance No.
Joint Annuitant's ID: Last Name If Applicable
First Name
Middle Name
Sex M or F
Date of Birth YYYYMMDD
Social Security No. / Social Insurance No.
Owner's ID: Last Name
First Name
Middle Name
Sex M or F
Date of Birth YYYYMMDD
Social Security No. / Social Insurance No.
Joint Owner's ID: Last Name If Applicable
First Name
Middle Name
Sex M or F
Date of Birth YYYYMMDD
Social Security No. / Social Insurance No.
Policy Number
Policy Issue Date YYYYMMDD
Policy Issue Status Nl = True New Issue, SC = Spousal Continuance, EX = 1035 Exchange
Tax Status Qualified (Q), or Non-qualified (N)
The Travelers Companies, Agreement No. 99031, Effective November 1,1999
Amendment No. 5
SUGGESTED DATA LAYOUT
SCHEDULE C
(continued)
FIELD DESCRIPTION COMMENTS
GMDB SECTION
Mortality Risk Definition Indicator AV = VNAR; CV = VNAR + SCNAR
Death Claim Trigger A = Annuitant, 0 = Owner, 1 = 1st to die, 2 = 2nd to die
(e.g., A2 = payable upon death of second of joint annuitants)
Current Ratchet Value If Applicable
Current Reset Value If Applicable
Current Rollup Value If Applicable
Current Return of Premium Value If Applicable
Minimum Guaranteed Death Benefit
Contract Death Benefit Greater of Account Value and Minimum Guaranteed Death Benefit
Mortality Risk VNAR Max [Contractual Death Benefit - Account Value), 0]
SCNAR Surrender Charge, if applicable
Large Case I.D. Add identifier for policies where AV ever equal or greater than $3MM
in any month
GMIB SECTION
GMIB Indicator Y = benefit elected, N = benefit not elected, NA = not applicable
Income Benefit Elected 01 = option 1, 02 = option 2, etc.
Expiration of Waiting Period YYYYMMDD
GMIB Annuitization Date YYYYMMDD - actual date
Most Recent GMIB Step-up / Reset Date YYYYMMDD, if applicable
Cancellation Date YYYYMMDD, if applicable
Pricing Cohort Indicator
IBB Amount
GMIB IBNAR Amount Calculated using an individual life annuity form with 10 years certain
Treasury Rate Used in IBNAR calculation
GMAB SECTION
GMAB Indicator Y = benefit elected, N = benefit not elected, NA = not applicable
Accumulation Benefit Elected 01 = option 1, 02 = option 2, etc.
Maturity Date YYYYMMDD
Most Recent GMAB Step-up / Rollover Date YYYYMMDD, if applicable
Cancellation Date YYYYMMDD, if applicable
Pricing Cohort Indicator
GMAB Guaranteed Value Current Value
GMAB NAR Max [ (GMAB Guaranteed Value - Account Value), 0
Account Value Current total value
Surrender Charge If reinsured
Cumulative Deposits Total premiums
Cumulative Withdrawals Total withdrawals
GMWB SECTION
GMWB Indicator Y = benefit elected, N = benefit not elected, NA = not applicable
The Travelers Companies, Agreement No. 99031, Effective November 1,1999
Amendment No. 5
SUGGESTED DATA LAYOUT
SCHEDULE C
(continued)
FIELD DESCRIPTION COMMENTS
Funding Vehicle Values:
"MomingStar" designations (US)
Aggressive Growth
Balanced
Corporate Bond
Government Bond
Growth
Growth and Income
High Yield Bond
International Bond
International Stock
Money Market
Specialty Fund
"Financial Post" designations (Canada)
Asia-Pacific
Balanced
Bond
Canadian Equity
Dividend
European Equity
Global Equity
International Equity
North American Equity
Other
United States Equity
General Account
Note: total of funding vehicles should equal account value.
Termination Information:
Termination Date YYYYMMDD, If applicable
Reason for Termination Death (D), Annuitization (A), 1035 Exchange (X), GMIB Election (I), Other (0).
Cause of Death If applicable. Use your Cause of Death code, and provide translation
Summary Information: For reconciliation purposes (may be paper summary)
Total number of records Monthly aggregate information by GMIB Design, GMAB Design, and
Pricing Cohort (if applicable)
Total of each dollar field Monthly aggregate information by GMIB Design, GMAB Design, and
Pricing Cohort (if applicable)
Note: All values to nearest dollar
The Travelers Companies, Agreement No. 99031, Effective November 1,1999
Amendment No. 5
EXHIBIT I
REINSURANCE PREMIUMS
A. Effective as of November 1, 1999 and for contracts without a GMWB election :
REINSURANCE
ISSUE AGES PREMIUMS* GUARANTEED MAXIMUM
---------- ----------- ------------------
Return of Net Considerations 0-80 16.0 34.0
Annual Ratchet 0-75 24.0 50.0
B. Effective beginning in the month that the GMWB trigger point is reached and
applicable for contracts with a GMWB election.
REINSURANCE
ISSUE AGES PREMIUMS* GUARANTEED MAXIMUM
---------- ----------- ------------------
Return of Net Considerations 0-80 18.0 38.0
Annual Ratchet 0-75 25.0 52.0
C. The Reinsurance Premiums shown in Paragraph B, above, shall be subject to
revision should the cost of the GMWB Rider to the contractholder (currently
40 basis points) change. Such revised reinsurance premiums, however, shall
not exceed the Reinsurance Premium Limits and Guaranteed Maximum Limits
shown below.
REINSURANCE GUARANTEED
PREMIUM MAXIMUM
ISSUE AGES LIMITS* LIMITS
---------- ----------- ------------------
Return of Net Considerations 0-80 20.00 42.00
Annual Ratchet 0-75 26.75 55.50
* The current reinsurance premium rate shall be in effect for a minimum
of twenty (20) years from the Effective Date of this Reinsurance Agreement.
Thereafter, it may be increased based on expected experience but not beyond
the stated guaranteed maximum rates shown.
For contracts where the account value at any month end has ever equaled
or exceeded $3 million dollars, the Reinsurance Premiums set forth
herein represent the minimum premium rate. To calculate the maximum premium
rate for these contracts, multiply the Reinsurance Premiums by 2.25.
The Travelers Companies, Agreement No. 99031, Effective November 1,1999
Amendment No 5
GUARANTEED MINIMUM WITHDRAWAL RIDER
CONTRACT NUMBER: [SPECIMEN]
EFFECTIVE DATE: [JANUARY 1, 2003]
SUMMARY OF BENEFITS
This Rider Effective Date is the date this rider is issued for attachment to
Your Contract/Certificate (hereinafter collectively referred to as Contract.)
This rider is effective during the accumulation phase of the Contract. Loans
will not be allowed under Your Contract once this rider is effective. This rider
cannot be terminated by either You or Us after the Rider Effective Date, except
when We begin paying a benefit under an Annuity/Income Option or if this
Contract is assigned, at which time all benefits under this rider will
terminate. Except where this rider provides otherwise, it is subject to all the
conditions and limitations of the Contract.
This rider provides a guaranteed minimum withdrawal benefit that gives You the
right to make periodic partial surrenders/withdrawals (hereinafter referred to
as withdrawals) as described below, even if Your Contract Value reduces to zero.
You have the right to "Reset" Your benefits under this rider at certain
intervals as described under the section entitled "Reset of the RBB and AWB"
section. We may modify the charge for this rider if you elect to Reset as
described under the "Rider Charge" section.
RIDER EFFECTIVE DATE ANNIVERSARY
Definition: A Rider Effective Date Anniversary is defined as the yearly
recurrence of the Rider Effective Date.
REMAINING BENEFIT BASE (RBB)
Definition: The Remaining Benefit Base at any time is the total guaranteed
amount available for future partial withdrawals under this rider. However, at
any time You may withdraw an amount up to Your Contract Value, subject to the
provisions of this rider and your Contract.
At any time, Your RBB is subject to a maximum RBB of $1,000,000 without home
office approval. Your RBB is determined/updated as described below:
Initial RBB
If this rider is effective on the Contract Date, then the initial RBB equals the
initial Purchase Payment. If Rider Effective Date is later than the Contract
Date, then the initial RBB equals 100% of the Contract Value on the Rider
Effective Date, less any purchase payment credits received within the 12 months
prior to the Rider Effective Date.
When a Subsequent Purchase Payment Is Made
Upon each subsequent Purchase Payment, the RBB is recalculated to equal the sum
of the RBB immediately prior to receipt of the subsequent Purchase Payment, plus
100% of the subsequent Purchase Payment not including purchase payment credits,
if any. The Company reserves the right not to include subsequent Purchase
Payments in the calculation of the RBB.
L-22369 Rev. Date: 12-2002
When a partial withdrawal is made
Whenever a partial withdrawal is made, the RBB will be equal to the amount
determined in either (a) or (b) as follows:
(a) If the total amount of all partial withdrawals taken since the most
recent Rider Effective Date Anniversary, including the current partial
withdrawal, is equal to or less than the AWB immediately prior to the
partial withdrawal, the RBB will be recalculated to equal the RBB
immediately prior to the partial withdrawal, less the amount of the
partial withdrawal.
(b) If the total amount of all partial withdrawals taken since the most
recent Rider Effective Date Anniversary, including the current partial
withdrawal, exceeds the AWB immediately prior to the withdrawal, the
RBB will be recalculated by reducing it by a Partial Withdrawal
Reduction as described below:
The Partial Withdrawal Reduction is equal to 1) the RBB in effect
immediately prior to the reduction for the partial withdrawal, multiplied
by 2) the amount of the partial withdrawal divided by 3) the Contract
Value immediately prior to the partial withdrawal, less any purchase
payment credits received within the 12 months prior to that withdrawal.
If the total partial withdrawals since the most recent Rider Effective
Date Anniversary are in excess of any free withdrawal allowance under the
Contract, but less than or equal to the AWB, then any applicable deferred
sales charge/amount deducted on surrender will be waived on these partial
withdrawals.
For purposes of this rider, the term "partial withdrawal" includes any
applicable contingent deferred sales charges/amounts deducted on surrender and
taxes.
ANNUAL WITHDRAWAL BENEFIT (AWB)
Definition: the Annual Withdrawal Benefit is the maximum amount available for
withdrawal in each 12 month period beginning on the Rider Effective Date,
without incurring a Partial Withdrawal Reduction to the AWB. If You choose to
receive only a portion of, or none of, your AWB in any given 12 month period
since the Rider Effective Date, Your AWB will not be increased, as the AWB is
not cumulative from year to year.
Your AWB is established at the following times:
Initial AWB:
Your initial AWB will be determined at the time of the first partial withdrawal
taken under the Contract. Your initial AWB will equal 10% of the RBB immediately
prior to the first partial withdrawal, if the first partial withdrawal is taken
on or after the third Rider Effective Date Anniversary. The initial AWB will
equal 5% of Your RBB immediately prior to the first partial withdrawal, if the
first partial withdrawal is taken prior to the third Rider Effective Date
Anniversary.
L-22369 Rev. Date: 12-2002
When a subsequent Purchase Payment is made:
Upon each subsequent Purchase Payment after the first partial withdrawal, the
AWB is recalculated to equal the sum of the AWB immediately prior to receipt of
the subsequent Purchase Payment, plus a percentage of the subsequent Purchase
Payment. The percentage of the subsequent purchase payment will equal the
percentage of the RBB (5% or 10%) used in determining the initial AWB. We will
not include the subsequent Purchase Payment in the calculation of the AWB, if
that payment is not included in the calculation of the RBB.
When a partial withdrawal is made:
Whenever a partial withdrawal is made, the AWB will be equal to the amount
determined in either (c) or (d) as follows:
(c) If the total amount of all partial withdrawals taken since the most
recent Rider Effective Date Anniversary, including the current partial
withdrawal, is equal to or less than the AWB immediately prior to the
partial withdrawal, the AWB will not be recalculated.
(d) If the total amount of partial withdrawals taken since the most
recent Rider Effective Date Anniversary, including the current partial
withdrawal, exceeds the AWB immediately prior to the withdrawal, the
AWB will be recalculated by reducing it by a Partial Withdrawal
Reduction as described below:
The Partial Withdrawal Reduction is equal to 1) the AWB in effect
immediately prior to the reduction for the partial withdrawal,
multiplied by 2) the amount of the partial withdrawal divided by 3)
the Contract Value immediately prior to the partial withdrawal, less
any purchase payment credits received within the 12 months prior to
that withdrawal.
RESET OF THE RBB AND AWB
At the times determined below, You may elect in a written form acceptable to Us
to Reset the RBB and the AWB as follows:
RBB Reset
Beginning on the 5(th) Rider Effective Date Anniversary, You have the option to
reset (hereinafter referred to as the Reset) the RBB to an amount equal to 100%
of the then current Contract Value, less any purchase payment credits received
within the 12 months prior to the Reset Date. Once a Reset has been elected,
another Reset may not be elected until on or after the 5(th) anniversary of the
latest Reset Date. During the time that You are eligible to elect a Reset, We
may allow You to Reset Your RBB only on a Rider Effective Date Anniversary.
AWB Reset
Upon Reset, the AWB will be recalculated as a percentage of the Reset RBB value.
The percentage will equal the percentage of the RBB (5% or 10%) used in
determining the initial AWB.
When a partial withdrawal is made after a Reset
Whenever a partial withdrawal is made after a Reset, the recalculation of the
RBB and AWB as described above will be modified by substituting the "most recent
Reset Date Anniversary" in place of the "most recent Rider Effective Date
Anniversary." The Reset Date Anniversary is defined as the yearly recurrence of
the Reset Date.
L-22369 Rev. Date: 12-2002
CONTRACT VALUE REDUCES TO ZERO
If Your Contract Value reduces to zero, and the RBB is greater than zero, the
AWB will continue to be paid to You until the RBB is reduced to zero. The total
annual payment(s) will equal the AWB, but will not exceed the RBB.
All other rights under Your Contract cease, and We will no longer accept
subsequent Purchase Payments. All optional endorsements are terminated without
value. Upon Your death, Your Beneficiary(s) will receive the remaining scheduled
payments. No other death benefit or Enhanced Stepped-Up Provision (if any) will
be paid.
RIDER CHARGE
The charge for this rider is a daily charge equivalent to an annual charge of
0.40% (assuming a 365-day year) of the daily value of the underlying funds,
subject to a guaranteed maximum charge of 1.00%. The charge for this Rider may
change if You elect to Reset the RBB. However, the rider charge will never
exceed the guaranteed maximum charge. If the RBB is not Reset by the Contract
Owner, the charge established on the Rider Effective Date will not change. The
charge for this rider will be discontinued once We begin paying a benefit under
an Annuity/Income Option or if this Contract is assigned.
CONTRACT CONTINUATION BY SURVIVING SPOUSE OR BENEFICIARY
If the surviving spouse or Beneficiary continues the Contract under the
provisions of Spousal or Beneficiary Continuation provisions, if any, and this
rider is effective at the time of continuation, then the same terms/conditions
that applied to the Owner under this rider would continue to apply to the
surviving spouse/Beneficiary who continued the Contract.
EFFECT ON THE DEATH BENEFIT
Except as described above under the "Contract Continuation by Surviving Spouse
or Beneficiary provision," the provisions of this Rider will terminate upon the
death of the Owner and the death benefit amount will be determined under the
death benefit provisions of the Contract. However, if Your Contract provides for
a death benefit amount that is the greatest of multiple benefits including the
Adjusted Purchase Payment, the Adjusted Purchase Payment provision is deleted
and replaced with "total Purchase Payments made to the Contract, less any prior
withdrawals."
THE TRAVELERS INSURANCE COMPANY
[ILLEGIBLE]
President
L-22369 Rev. Date: 12-2002
AMENDMENT XX. 0 XX
XXXXXXXXX XXXXXXXXXXX XXXXXXXXX XX. 00000, DATED NOVEMBER 1,1999
between
TRAVELERS INSURANCE COMPANY
and its Subsidiary
TRAVELERS LIFE AND ANNUITY COMPANY
(CEDING COMPANY)
and
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
(REINSURER)
Effective as indicated below, this Amendment is hereby attached to and becomes a
part of the above-described Reinsurance Agreement. It is mutually agreed that:
SCHEDULE B, INVESTMENT FUNDS, is hereby replaced by the attached revised
Schedule B to describe revisions and additions to the fund offerings as of
the dates indicated.
This Amendment does not alter, amend or modify the Reinsurance Agreement other
than as set forth in this Amendment, and it is subject otherwise to all the
terms and conditions of the Reinsurance Agreement together with all Amendments
and supplements thereto.
TRAVELERS INSURANCE COMPANY
TRAVELERS LIFE AND ANNUITY COMPANY
By: [ILLEGIBLE] Date: 9/22/04
-------------------------------- -------
Name/Title
Attest: [ILLEGIBLE]
----------------------------
Name/Title Vice President
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
By: -s- Xxxxxxx X. Xxxxxxxx Date: 18 February 2004
---------------------------------- ----------------
Xxxxxxx X. Xxxxxxxx, Senior Vice President
By: -s- Xxxxx X. Xxxxxx
-----------------------------------------
Xxxxx X. Xxxxxx, Assistant Vice President
Attest: -s- Xxxxx Xxxxxxx
---------------------------------------
Xxxxx Xxxxxxx, Assistant Vice President
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 6
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA
FUNDS AND STATUS
ALLIANCEBERNSTEIN VARIABLE PRODUCT SERIES FUND, INC.
AllianceBernstein Growth and Income Portfolio - Class B (name changed
May 1, 2003; formerly Alliance Growth & Income - Class B, added May 1, 2002)
AllianceBernstein Premier Growth - Class B (name changed May 1, 2003;
formerly Alliance Premier Growth Portfolio Class B)
AMERICAN FUNDS INSURANCE SERIES
Global Growth Fund - Class 2 Shares
Growth Fund - Class 2 Shares
Growth-Income Fund - Class 2 Shares
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST
Franklin Small Cap Investment Fund - Class 2 Shares
Mutual Share Securities Fund - Class 2 Shares (added May 1, 2002)
Xxxxxxxxx Developing Markets Securities Fund - Class 2 Shares
(added May 1, 2003)
Xxxxxxxxx Foreign Securities Fund - Class 2 Shares (name changed May 1,
2002; formerly Xxxxxxxxx International Fund Class 0)
XXXXXXXXX XXXXXX SERIES FUND
Appreciation Portfolio
Diversified Strategic Income Portfolio
Equity Index Portfolio - Class II Shares
Fundamental Value Portfolio (added May 1, 2001)
JANUS ASPEN SERIES
Mid Cap Growth Portfolio - Service Shares (name changed
May 1, 2003; formerly Janus Aspen Aggressive Growth Portfolio/Service
Shares, added May 1, 2000)
LAZARD RETIREMENT SERIES, INC.
Lazard Retirement Small Cap Portfolio (added May 1, 2003)
LORD XXXXXX SERIES FUND, INC.
Growth and Income Portfolio (added May 1, 2003)
Mid-Cap Value Portfolio (added May 1, 2003)
XXXXXXX XXXXX VARIABLE SERIES FUNDS, INC.
Xxxxxxx Xxxxx Global Allocation Fund V.I. - Class C (added November 15,
2003)
Xxxxxxx Xxxxx Small Cap Value Fund V.I. - Class C (added November 15, 2003)
PIMCO VARIABLE INSURANCE TRUST
Real Return Portfolio - Administrative Class
Total Return Portfolio - Administrative Class (name changed May 1, 2002;
formerly PIMCO Total Return Bond Portfolio, added May 1, 2001)
XXXXXX VARIABLE TRUST
Xxxxxx VT International Equity Fund - Class IB Shares (name changed April
30, 2003; formerly Xxxxxx VT International Growth Fund - Class IB Shares,
added May 1, 2001)
Xxxxxx VT Small Cap Value Fund - Class IB Shares (added May 1, 2001)
SALOMON BROTHERS VARIABLE SERIES FUNDS, INC.
All Cap Fund - Class I (name changed April 30, 2003; formerly Salomon
Brothers Capital Fund)
Investors Fund - Class I
Small Cap Growth Fund - Class I
XXXXX XXXXXX INVESTMENT SERIES
Xxxxx Xxxxxx Large Cap Core Portfolio (added May 1, 2001)
Xxxxx Xxxxxx Premier Selection All Cap Growth Portfolio (added May 1, 2001)
Continued....
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 6
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA
FUNDS AND STATUS
XXXXX XXXXXX MULTIPLE DISCIPLINE TRUST (added October 1, 2002)
All Cap Growth and Value
Balanced All Cap Growth and Value
Global All Cap Growth and Value
Large Cap Growth and Value
THE TRAVELERS SERIES TRUST
Equity Income Portfolio (Fidelity)
Large Cap Portfolio (Fidelity)
Lazard International Stock Portfolio (added May 1, 2003)
Merrill Large Cap Core Portfolio (formerly MFS Research Portfolio; change
effective November 15, 2003)
MFS Emerging Growth Portfolio
Pioneer Fund Portfolio (added May 1, 2003)
TRAVELERS SERIES FUND INC.
AIM Capital Appreciation Portfolio (added May 1, 2001)
MFS Total Return Portfolio
SB Adjustable Rate Income Portfolio (added September 15, 2003)
Xxxxx Xxxxxx Aggressive Growth Portfolio
Xxxxx Xxxxxx High Income Portfolio
Xxxxx Xxxxxx Large Capitalization Growth Portfolio
Xxxxx Xxxxxx Mid Cap Core Portfolio (name changed May 1, 2001; formerly
Xxxxx Xxxxxx Mid Cap Portfolio)
Xxxxx Xxxxxx Money Market Portfolio
Strategic Equity Portfolio (formerly Alliance Growth Portfolio; change
effective September 15, 2003)
Travelers Managed Income Portfolio
Xxx Xxxxxx Enterprise Portfolio
XXX XXXXXX LIFE INVESTMENT TRUST
Emerging Growth Portfolio Class I Shares
VARIABLE ANNUITY PORTFOLIOS
Xxxxx Xxxxxx Small Cap Growth Opportunities Portfolio...(added May 1, 2001)
VARIABLE INSURANCE PRODUCTS FUND II
Contrafund Portfolio - Service Class (Fidelity)
VARIABLE INSURANCE PRODUCTS FUND III
Mid Cap Portfolio - Service Class 2 (Fidelity) (added May 1, 2002)
CLOSED OR MERGED FUNDS - NO LONGER OFFERED
Strategic Stock Portfolio merged September 3, 2001 into Salomon Brothers
Investors Fund
Travelers Disciplined Small Cap Stock Portfolio merged September 3, 2001
into Salomon Brothers Investors Fund
Greenwich Street Series Fundamental Value Portfolio replaces Greenwich
Street Total Return Portfolio May 1, 2001
AIM V.I. Premier Equity Fund - Series I (closed to new contract owners
May 1, 2003; name changed April 30, 2002; formerly AIM V.I. Value Fund,
added May 1, 2001)
Xxxxxx VT Discovery Growth Fund- Class IB Shares (closed to new contract
owners May 1, 2003; name changed April 30, 2003; formerly Xxxxxx VT
Voyager II Fund - Class IB Shares, added May 1, 2001)
Xxxxx Xxxxxx International All Cap Growth Portfolio (closed to new contract
owners May 1, 2003; name changed February 28, 2001; formerly Xxxxx Xxxxxx
International Equity Portfolio)
Xxxxx Xxxxxx Large Cap Value Portfolio (closed to new contract owners
May 1, 2003)
Continued on next page...
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 6
SCHEDULE B
INVESTMENT FUNDS
PORTFOLIO ARCHITECT XTRA
FUNDS AND STATUS
Capital Appreciation Fund (Janus)
Money Market Portfolio (Travelers)
ALLIANCEBERNSTEIN VARIABLE PRODUCT SERIES FUND, INC.
AllianceBernstein Premier Growth - Class B (name changed May 1, 2003;
formerly Alliance Premier Growth Portfolio Class B)
AMERICAN FUNDS INSURANCE SERIES
Global Growth Fund - Class 2 Shares (added May 1, 2003)
Growth Fund - Class 2 Shares (added May 1, 2003)
Growth-Income Fund - Class 2 Shares (added May 1, 2003)
DELAWARE VIP TRUST
VIP REIT Series - Standard Class (name changed May 1, 2002; formerly
Delaware Investments REIT Series)
DREYFUS VARIABLE INVESTMENT FUND
Appreciation Portfolio - Initial Shares
Developing Leaders Portfolio - Initial Shares (name changed February 2,
2003; formerly Dreyfus Small Cap)
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST
Mutual Share Securities Fund - Class 2 Shares (added May 1, 2002)
Xxxxxxxxx Developing Markets Securities Fund - Class 2 Shares
(added May 1, 2003)
Xxxxxxxxx Growth Securities Fund - Class 2 Shares (added May 1, 2002)
GREENWICH STREET SERIES FUND
Equity Index Portfolio - Class II Shares
Salomon Brothers Variable Emerging Growth Fund - Class I Shares
(added May 1, 2002)
Salomon Brothers Variable Growth & Income Fund - Class I Shares
(added May 1, 2002)
JANUS ASPEN SERIES
Balanced Portfolio - Service Shares
Global Life Sciences Portfolio - Service Shares
Global Technology Portfolio - Service Shares
Worldwide Growth Portfolio - Service Shares
LAZARD RETIREMENT SERIES, INC.
Lazard Retirement Small Cap Portfolio (added May 1, 2003)
LORD XXXXXX SERIES FUND, INC.
Growth and Income Portfolio (added May 1, 2003)
Mid-Cap Value Portfolio (added May 1, 2003)
XXXXXXX XXXXX VARIABLE SERIES FUNDS, INC.
Xxxxxxx Xxxxx Global Allocation Fund V.I. - Class C (added November 2003)
Xxxxxxx Xxxxx Small Cap Value Fund V.I. - Class C (added November 15, 2003)
PIMCO VARIABLE INSURANCE TRUST
Real Return Portfolio - Administrative Class
Total Return Portfolio - Administrative Class (name changed May 1, 2002;
formerly PIMCO Total Return Bond Portfolio, added May 1, 2001)
XXXXXX VARIABLE TRUST
Xxxxxx VT International Equity Fund - Class IB Shares (name changed April
30, 2003; formerly Xxxxxx VT International Growth Fund - Class IB Shares,
added May 1, 2001)
Xxxxxx VT Small Cap Value Fund - Class IB Shares (added May 1, 2001)
SALOMON BROTHERS VA6RIABLE SERIES FUNDS, INC.
All Cap Fund - Class I (name changed April 30, 2003; formerly Salomon
Brothers Capital Fund)
Investors Fund - Class I
Large Cap Growth Fund - Class I (added May 1, 2002)
Small Cap Growth Fund - Class I
Continued...
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 6
SCHEDULE B
INVESTMENT FUNDS
PORTFOLIO ARCHITECT XTRA
FUNDS AND STATUS
THE TRAVELERS SERIES TRUST
Convertible Securities Portfolio (name changed May 1, 2002; formerly TIC
Convertible Bond)
Disciplined Mid Cap Stock
Equity Income Portfolio (Fidelity)
Federated High Yield Portfolio
Federated Stock Portfolio
Large Cap Portfolio (Fidelity)
Lazard International Stock Portfolio
Merrill Large Cap Core Portfolio (formerly MFS Research Portfolio; change
effective November 15, 2003)
MFS Emerging Growth Portfolio
MFS Mid Cap Growth Portfolio
Pioneer Fund Portfolio (added May 1, 2003)
Travelers Quality Bond Portfolio
TRAVELERS SERIES FUND INC.
AIM Capital Appreciation Portfolio (added May 1, 2001)
MFS Total Return Portfolio
SB Adjustable Rate Income Portfolio (added September 15, 2003)
Strategic Equity Portfolio (formerly Alliance Growth Portfolio; change
effective September 15, 2003)
XXX XXXXXX LIFE INVESTMENT TRUST
Xxxxxxxx Portfolio Class II Shares (added May 1, 2001)
Enterprise Portfolio Class II Shares (added May 1, 2001)
VARIABLE INSURANCE PRODUCTS FUND II
Contrafund Portfolio - Service Class 2
VARIABLE INSURANCE PRODUCTS FUND III
Dynamic Capital Appreciation-Service Class 2 (added May 1, 2001)
Mid Cap Portfolio- Service Class 2 (added May 1, 2001)
CLOSED OR MERGED FUNDS - NO LONGER OFFERED
Xxxxxx Diversified Income (closed to new contract owners May 1, 2001)
Strategic Stock Portfolio merged September 3, 2001 into Salomon Brothers
Investors Fund
Travelers Disciplined Small Cap Stock Portfolio merged September 3, 2001
into Salomon Brothers Investors Fund
AIM V.I. Premier Equity Fund- Series I (closed to new contract owners May
1, 2003; name changed April 30, 2002; formerly AIM V.I. Value Fund added
May 1, 2001)
Xxxxxx VT Discovery Growth Fund- Class IB Shares (closed to new contract
owners May 1, 2003; name changed April 30, 2003; formerly Xxxxxx VT
Voyager II Fund - Class IB Shares, added May 1, 2001)
Credit Suisse Emerging Markets Portfolio (closed to new contract owners May
1, 2003; name changed December 12, 2001; formerly Warburg Pincus Emerging
Markets)
End.
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 6
AMENDMENT XX. 0 XX
XXXXXXXXX XXXXXXXXXXX XXXXXXXXX XX. 00000, DATED NOVEMBER 1,1999
between
TRAVELERS INSURANCE COMPANY
and its Subsidiary
TRAVELERS LIFE AND ANNUITY COMPANY
(CEDING COMPANY)
and
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
(REINSURER)
Effective May 3, 2004, this Amendment is hereby attached to and becomes a part
of the above-described Reinsurance Agreement. It is mutually agreed that:
SCHEDULE B, INVESTMENT FUNDS, is hereby replaced by the attached revised
Schedule B to describe revisions and additions to the fund offerings as of
the dates indicated;
This Amendment does not alter, amend or modify the Reinsurance Agreement other
than as set forth in this Amendment, and it is subject otherwise to all the
terms and conditions of the Reinsurance Agreement together with all Amendments
and supplements thereto.
TRAVELERS INSURANCE COMPANY
TRAVELERS LIFE AND ANNUITY COMPANY
By: [ILLEGIBLE] Date: 9/22/04
------------------------------------------
Name/Title
Attest: [ILLEGIBLE] 9/22/04
------------------------------------------
Name/Title Vice President
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
By: -s- Xxxxxxx X. Xxxxxxxx Date: 6 July 2004
-------------------------------------------
Xxxxxxx X. Xxxxxxxx, Senior Vice President
By: -s- Xxxxx X. Xxxxxx
-------------------------------------------
Xxxxx X. Xxxxxx, Assistant Vice President
Attest: -s- Xxxxx Xxxxxxx
-------------------------------------------
Xxxxx Xxxxxxx, Assistant Vice President
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 7
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA
FUNDS AND STATUS
ALLIANCEBERNSTEIN VARIABLE PRODUCT SERIES FUND, INC.
AllianceBernstein Growth and Income Portfolio - Class B (name changed
May 1, 2003; formerly Alliance Growth & Income - Class B, added May 1,
2002)
AllianceBernstein Premier Growth - Class B (name changed May 1, 2003;
formerly Alliance Premier Growth Portfolio Class B;
AMERICAN FUNDS INSURANCE SERIES
Global Growth Fund - Class 2 Shares
Growth Fund - Class 2 Shares
Growth-Income Fund - Class 2 Shares
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST
Franklin Small Cap Investment Fund - Class 2 Shares
Mutual Share Securities Fund - Class 2 Shares (added May 1, 2002)
Xxxxxxxxx Developing Markets Securities Fund - Class 2 Shares (added May 1,
2003)
Xxxxxxxxx Foreign Securities Fund - Class 2 Shares (name changed
May 1, 2002; formerly Xxxxxxxxx International Fund Class 2)
Templeton Growth Securities Fund - Class 2 (added May 3, 2004)
GREENWICH STREET SERIES FUND
Appreciation Portfolio
Diversified Strategic Income Portfolio
Equity Index Portfolio - Class II Shares
Fundamental Value Portfolio (added May 1, 2001)
JANUS ASPEN SERIES
Mid Cap Growth Portfolio - Service Shares (name changed May 1, 2003;
formerly Janus Aspen Aggressive Growth Portfolio/Service Shares, added
May 1, 2000)
LAZARD RETIREMENT SERIES, INC.
Lazard Retirement Small Cap Portfolio (added May 1, 2003)
LORD XXXXXX SERIES FUND, INC.
Growth and Income Portfolio (added May 1, 2003)
Mid-Cap Value Portfolio (added May 1, 2003)
XXXXXXX XXXXX VARIABLE SERIES FUNDS, INC.
Xxxxxxx Xxxxx Global Allocation Fund V.I. - Class C (added November 15,
2003)
Xxxxxxx Xxxxx Small Cap Value Fund V.I. - Class C (added November 15, 2003)
PIMCO VARIABLE INSURANCE TRUST
Real Return Portfolio - Administrative Class
Total Return Portfolio - Administrative Class (name changed May 1, 2002;
formerly PIMCO Total Return Bond Portfolio, added May 1, 2001)
XXXXXX VARIABLE TRUST
Xxxxxx VT Small Cap Value Fund - Class IB Shares (added May 1, 2001)
SALOMON BROTHERS VARIABLE SERIES FUNDS, INC.
All Cap Fund - Class I (name changed April 30, 2003; formerly Salomon
Brothers Capital Fund)
Investors Fund - Class I
Small Cap Growth Fund - Class I
XXXXX XXXXXX INVESTMENT SERIES
Xxxxx Xxxxxx Large Cap Core Portfolio (added May 1, 2001)
Xxxxx Xxxxxx Premier Selection All Cap Growth Portfolio (added May 1, 2001)
XXXXX XXXXXX MULTIPLE DISCIPLINE TRUST (added October 1, 2002)
All Cap Growth and Value
Balanced All Cap Growth and Value
Global All Cap Growth and Value
Large Cap Growth and Value
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 7 Page 1 of 4
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA
FUNDS AND STATUS
THE TRAVELERS SERIES TRUST
Equity Income Portfolio (Fidelity)
Large Cap Portfolio (Fidelity)
Lazard International Stock Portfolio (added May 1, 2003)
Merrill Large Cap Core Portfolio (formerly MFS Research Portfolio; change
effective November 15, 2003)
MFS Emerging Growth Portfolio
MFS Value Portfolio (added May 3, 2004)
Pioneer Fund Portfolio (added May 1, 2003)
Pioneer Strategic Income Portfolio (added May 3, 2004)
TRAVELERS SERIES FUND INC.
AIM Capital Appreciation Portfolio (added May 1, 2001) MFS Total Return
Portfolio
SB Adjustable Rate Income Portfolio (added September 15, 2003)
Xxxxx Xxxxxx Aggressive Growth Portfolio
Xxxxx Xxxxxx High Income Portfolio
Xxxxx Xxxxxx Large Capitalization Growth Portfolio
Xxxxx Xxxxxx Mid Cap Core Portfolio (name changed May 1, 2001; formerly
Xxxxx Xxxxxx Mid Cap Portfolio)
Xxxxx Xxxxxx Money Market Portfolio
Strategic Equity Portfolio (formerly Alliance Growth Portfolio; change
effective September 15, 2003)
Travelers Managed Income Portfolio
Xxx Xxxxxx Enterprise Portfolio
XXX XXXXXX LIFE INVESTMENT TRUST Emerging Growth Portfolio Class I Shares
VARIABLE ANNUITY PORTFOLIOS
Xxxxx Xxxxxx Small Cap Growth Opportunities Portfolio(added May 1, 2001)
VARIABLE INSURANCE PRODUCTS FUND II
Contrafund Portfolio - Service Class (Fidelity)
VARIABLE INSURANCE PRODUCTS FUND III
Mid Cap Portfolio - Service Class 2 (Fidelity) (added May 1, 2002)
CLOSED OR MERGED FUNDS - NO LONGER OFFERED
Strategic Stock Portfolio merged September 3, 2001 into Salomon Brothers
Investors Fund
Travelers Disciplined Small Cap Stock Portfolio merged September 3, 2001
into Salomon Brothers Investors Fund
Greenwich Street Series Fundamental Value Portfolio replaces Greenwich
Street Total Return Portfolio May 1, 2001
AIM V.I. Premier Equity Fund - Series I (closed to new contract owners May
1, 2003; name changed April 30, 2002; formerly AIM V.I. Value Fund,
added May 1, 2001)
Xxxxxx VT Discovery Growth Fund- Class IB Shares (closed to new contract
owners May 1, 2003; name changed April 30, 2003; formerly Xxxxxx VT
Voyager II Fund - Class IB Shares, added May 1, 2001)
Xxxxxx VT International Equity Fund - Class IB Shares (closed May 3, 2004;
name changed April 30, 2003; formerly Xxxxxx VT International Growth
Fund - Class IB Shares, added May 1, 2001)
Xxxxx Xxxxxx International All Cap Growth Portfolio (closed to new contract
owners May 1, 2003; name changed February 28, 2001; formerly Xxxxx
Xxxxxx International Equity Portfolio)
Xxxxx Xxxxxx Large Cap Value Portfolio (closed to new contract owners
May 1, 2003)
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 7 Page 2 of 4
SCHEDULE B
INVESTMENT FUNDS
PORTFOLIO ARCHITECT XTRA
FUNDS AND STATUS
Capital Appreciation Fund (Janus)
Travelers High Yield Bond Trust (added May 3, 2004)
Travelers Managed Asset Trust (added May 3, 2004)
Money Market Portfolio (Travelers)
ALLIANCEBERNSTEIN VARIABLE PRODUCT SERIES FUND, INC.
AllianceBernstein Premier Growth - Class B (name changed May 1, 2003;
formerly Alliance Premier Growth Portfolio Class B)
AMERICAN FUNDS INSURANCE SERIES
Global Growth Fund - Class 2 Shares (added May 1, 2003)
Growth Fund - Class 2 Shares (added May 1, 2003)
Growth-Income Fund - Class 2 Shares (added May 1, 2003)
DELAWARE VIP TRUST
VIP REIT Series - Standard Class (name changed May 1, 2002; formerly
Delaware Investments REIT Series)
DREYFUS VARIABLE INVESTMENT FUND
Appreciation Portfolio - Initial Shares
Developing Leaders Portfolio - Initial Shares (name changed February 2,
2003; formerly Dreyfus Small Cap)
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST
Mutual Share Securities Fund - Class 2 Shares (added May 1, 2002)
Xxxxxxxxx Developing Markets Securities Fund - Class 2 Shares (added May 1,
2003)
Xxxxxxxxx Foreign Securities Fund - Class 2 Shares (added May 3, 2004)
Xxxxxxxxx Growth Securities Fund - Class 2 Shares (added May 1, 2002)
GREENWICH STREET SERIES FUND
Equity Index Portfolio - Class II Shares
Salomon Brothers Variable Aggressive Growth Fund - Class I Shares (name
changed May 3, 2004, formerly Salomon Brothers Variable Emerging
Growth Fund - Class I Shares, added May 1, 2002)
Salomon Brothers Variable Growth & Income Fund - Class I Shares (added
May 1, 2002)
JANUS ASPEN SERIES
Global Technology Portfolio - Service Shares
LAZARD RETIREMENT SERIES, INC.
Lazard Retirement Small Cap Portfolio (added May 1, 2003)
LORD XXXXXX SERIES FUND, INC.
Growth and Income Portfolio (added May 1, 2003)
Mid-Cap Value Portfolio (added May 1, 2003)
XXXXXXX XXXXX VARIABLE SERIES FUNDS, INC.
Xxxxxxx Xxxxx Global Allocation Fund V.I. - Class C (added November 15,
2003)
Xxxxxxx Xxxxx Small Cap Value Fund V.I. - Class C (added November 15, 2003)
XXXXXXXXXXX VARIABLE ACCOUNT FUNDS
Xxxxxxxxxxx Main Street Fund/VA - Service Shares (added May 3, 2004)
PIMCO VARIABLE INSURANCE TRUST
Real Return Portfolio - Administrative Class
Total Return Portfolio - Administrative Class (name changed May 1, 2002;
formerly PIMCO Total Return Bond Portfolio, added May 1, 2001)
XXXXXX VARIABLE TRUST
Xxxxxx VT Small Cap Value Fund - Class IB Shares (added May 1, 2001)
SALOMON BROTHERS VARIABLE SERIES FUNDS, INC.
All Cap Fund - Class I (name changed April 30, 2003; formerly Salomon
Brothers Capital Fund)
Investors Fund - Class I
Large Cap Growth Fund - Class I (added May 1, 2002)
Small Cap Growth Fund - Class I
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 7 Page 3 of 4
SCHEDULE B
INVESTMENT FUNDS
PORTFOLIO ARCHITECT XTRA
FUNDS AND STATUS
THE TRAVELERS SERIES TRUST
Convertible Securities Portfolio (name changed May 1, 2002; formerly TIC
Convertible Bond)
Disciplined Mid Cap Stock
Equity Income Portfolio (Fidelity)
Federated High Yield Portfolio
Federated Stock Portfolio
Large Cap Portfolio (Fidelity)
Lazard International Stock Portfolio
Merrill Large Cap Core Portfolio (formerly MFS Research Portfolio; change
effective November 15, 2003)
MFS Emerging Growth Portfolio
MFS Mid Cap Growth Portfolio
MFS Value Portfolio (added May 3, 2004)
Pioneer Fund Portfolio (added May 1, 2003)
Pioneer Strategic Income Portfolio (added May 3, 2004)
Xxxxx Xxxxxx Social Awareness Stock Portfolio (added May 3, 2004)
Travelers Quality Bond Portfolio
Travelers U.S. Government Securities Portfolio (added May 3, 2004)
TRAVELERS SERIES FUND INC.
AIM Capital Appreciation Portfolio (added May 1, 2001) MFS Total Return
Portfolio
SB Adjustable Rate Income Portfolio (added September 15, 2003)
Strategic Equity Portfolio (formerly Alliance Growth Portfolio; change
effective September 15, 2003)
XXX XXXXXX LIFE INVESTMENT TRUST
Xxxxxxxx Portfolio Class II Shares (added May 1, 2001)
VARIABLE INSURANCE PRODUCTS FUND II
Contrafund Portfolio - Service Class 2
VARIABLE INSURANCE PRODUCTS FUND III
Dynamic Capital Appreciation-Service Class 2 (added May 1, 2001) Mid Cap
Portfolio- Service Class 2 (added May 1, 2001)
CLOSED OR MERGED FUNDS - NO LONGER OFFERED
AIM V.I. Premier Equity Fund- Series I (closed to new contract owners May
1, 2003; name changed April 30, 2002; formerly AIM V.I. Value Fund
added May 1, 2001)
Credit Suisse Emerging Markets Portfolio (closed to new contract owners
May 1, 2003; name changed December 12, 2001; formerly Warburg Pincus
Emerging Markets)
Janus Aspen Balanced Portfolio - Service Shares (closed May 3, 2004)
Janus Aspen Global Life Sciences Portfolio - Service Shares (closed May 3,
2004)
Janus Aspen Worldwide Growth Portfolio - Service Shares (closed May 3,
2004)
Xxxxxx Diversified Income (closed to new contract owners May 1, 2001)
Xxxxxx VT Discovery Growth Fund- Class IB Shares (closed to new contract
owners May 1, 2003; name changed April 30, 2003; formerly Xxxxxx VT
Voyager II Fund - Class IB Shares, added May 1, 2001)
Xxxxxx VT International Equity Fund - Class IB Shares (closed May 3, 2004;
name changed April 30, 2003; formerly Xxxxxx VT International Growth
Fund - Class IB Shares, added May 1, 2001)
Strategic Stock Portfolio merged September 3, 2001 into Salomon Brothers
Investors Fund
Travelers Disciplined Small Cap Stock Portfolio merged September 3, 2001
into Salomon Brothers Investors Fund
Xxx Xxxxxx Enterprise Portfolio Class II Shares (closed May 3, 2004; added
May 1, 2001)
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 7 Page 4 of 4
AMENDMENT XX. 0 XX
XXXXXXXXX XXXXXXXXXXX XXXXXXXXX XX. 00000, DATED NOVEMBER 1, 1999
between
TRAVELERS INSURANCE COMPANY
and its Subsidiary
TRAVELERS LIFE AND ANNUITY COMPANY
(CEDING COMPANY)
and
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
(REINSURER)
Effective May 2, 2005, this Amendment is hereby attached to and becomes a part
of the above-described Reinsurance Agreement. It is mutually agreed that:
SCHEDULE B, INVESTMENT FUNDS, is hereby replaced by the attached revised
Schedule B to describe revisions and additions to the fund offerings as of
the dates indicated.
This Amendment does not alter, amend or modify the Reinsurance Agreement other
than as set forth in this Amendment, and it is subject otherwise to all the
terms and conditions of the Reinsurance Agreement together with all Amendments
and supplements thereto.
TRAVELERS INSURANCE COMPANY TRAVELERS LIFE AND ANNUITY COMPANY
By: [ILLEGIBLE] Date: 1/19/2006
------------------------------------------
Name/Title
Attest:
------------------------------------------
Name/Title
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
By: -s- Xxxxxxx X. Xxxxxxxx Date: 12 December 2005
------------------------------------------
Xxxxxxx X. Xxxxxxxx, Senior Vice President
Attest: -s- Xxxxx Xxxxxxx
------------------------------------------
Xxxxx Xxxxxxx, Assistant Vice President
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 8
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA
FUNDS AND STATUS
Capital Appreciation Fund (Janus) (added May 2, 2005)
ALLIANCEBERNSTEIN VARIABLE PRODUCT SERIES FUND, INC.
AllianceBernstein Growth and Income Portfolio - Class B (name changed May
1, 2003; formerly Alliance Growth & Income - Class B, added May 1,
2002)
AMERICAN FUNDS INSURANCE SERIES
Global Growth Fund - Class 2 Shares
Growth Fund - Class 2 Shares
Growth-Income Fund - Class 2 Shares
DELAWARE VARIABLE INSURANCE PRODUCTS SERIES
Delaware VIP REIT Series (added May 2, 2005)
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST
Franklin Income Securities Fund - Class II Shares (added May 2, 2005)
Mutual Share Securities Fund - Class 2 Shares (added May 1, 2002)
Xxxxxxxxx Developing Markets Securities Fund - Class 2 Shares (added May 1,
2003)
Templeton Foreign Securities Fund - Class 2 Shares (name changed May 1,
2002; formerly Xxxxxxxxx International Fund Class 2)
Templeton Growth Securities Fund - Class 2 (added May 3, 2004)
GREENWICH STREET SERIES FUND
Appreciation Portfolio
Equity Index Portfolio - Class II Shares
Fundamental Value Portfolio (added May 1, 2001)
JANUS ASPEN SERIES
Mid Cap Growth Portfolio - Service Shares (name changed May 1, 2003;
formerly Janus Aspen Aggressive Growth Portfolio/Service Shares, added
May 1, 2000)
LAZARD RETIREMENT SERIES, INC.
Lazard Retirement Small Cap Portfolio (added May 1, 2003)
LORD XXXXXX SERIES FUND, INC.
Growth and Income Portfolio (added May 1, 2003)
Mid-Cap Value Portfolio (added May 1, 2003)
FAM VARIABLE SERIES FUNDS, INC. (FORMERLY XXXXXXX XXXXX VARIABLE SERIES FUNDS,
INC.)
Mercury Global Allocation Fund V.I. Fund - Class III (name changed May 2,
2005; formerly Xxxxxxx Xxxxx Global Allocation Fund V.I. - Class C;
added November 15, 2003)
Mercury Value Opportunities V.I. Fund - Class III (name changed May 2,
2005; formerly Xxxxxxx Xxxxx Value Opportunities V.I. Fund - Class
III; name changed August 16, 2004; formerly Xxxxxxx Xxxxx Small Cap
Value Fund V.I. - Class C; added November 15, 2003)
PIMCO VARIABLE INSURANCE TRUST
Real Return Portfolio - Administrative Class
Total Return Portfolio - Administrative Class (name changed May 1, 2002;
formerly PIMCO Total Return Bond Portfolio, added May I, 2001)
XXXXXX VARIABLE TRUST
Xxxxxx VT Small Cap Value Fund - Class IB Shares (added May 1, 2001)
SALOMON BROTHERS VARIABLE SERIES FUNDS, INC.
Investors Fund - Class I
XXXXX XXXXXX MULTIPLE DISCIPLINE TRUST (added October I, 2002)
All Cap Growth and Value
Balanced All Cap Growth and Value
Global All Cap Growth and Value
Large Cap Growth and Value
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 8 Page 1 of 6
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA
FUNDS AND STATUS
THE TRAVELERS SERIES TRUST
Equity Income Portfolio (Fidelity)
Large Cap Portfolio (Fidelity)
Managed Allocation Series: Aggressive Portfolio (added May 2, 2005)
Managed Allocation Series: Conservative Portfolio (added May 2, 2005)
Managed Allocation Series: Moderate-Conservative Portfolio (added May 2,
2005)
Managed Allocation Series: Moderate Portfolio (added May 2, 2005)
Managed Allocation Series: Moderate-Aggressive Portfolio (added May 2,
2005)
Mercury Large Cap Core Portfolio (name changed May 2, 2005; formerly
Merrill Large Cap Core Portfolio; formerly MFS Research Portfolio;
change effective November 15, 2003)
MFS Mid Cap Growth Portfolio (added February 25, 2005)
MFS Value Portfolio (added May 3, 2004)
Mondrian International Stock Portfolio (name changed May 2, 2005; formerly
Lazard International Stock
Portfolio; added May 1, 2003)
Pioneer Fund Portfolio (added May 1, 2003)
Pioneer Mid Cap Value Portfolio (added May 2, 2005)
Style Focus Series: Small Cap Growth Portfolio (added May 2, 2005)
Style Focus Series: Small Cap Value Portfolio (added May 2, 2005)
TRAVELERS SERIES FUND INC.
AIM Capital Appreciation Portfolio (added May 1, 2001)
MFS Total Return Portfolio
Pioneer Strategic Income Portfolio (added May 3, 2004)
SB Adjustable Rate Income Portfolio (added September 15, 2003)
Xxxxx Xxxxxx Aggressive Growth Portfolio
Xxxxx Xxxxxx High Income Portfolio
Xxxxx Xxxxxx Large Capitalization Growth Portfolio
Xxxxx Xxxxxx Mid Cap Core Portfolio (name changed May 1, 2001; formerly
Xxxxx Xxxxxx Mid Cap Portfolio)
Xxxxx Xxxxxx Money Market Portfolio
Strategic Equity Portfolio (formerly Alliance Growth Portfolio; change
effective September 15, 2003)
Travelers Managed Income Portfolio
Xxx Xxxxxx Enterprise Portfolio
VARIABLE ANNUITY PORTFOLIOS
Xxxxx Xxxxxx Small Cap Growth Opportunities Portfolio.(added May 1, 2001)
VARIABLE INSURANCE PRODUCTS FUND
Contrafund Portfolio - Service Class (Fidelity)
Mid Cap Portfolio - Service Class 2 (Fidelity) (added May 1, 2002)
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 8 Page 2 of 6
SCHEDULE B
INVESTMENT FUNDS
CLOSED OR MERGED FUNDS - NO LONGER OFFERED
AIM V.I. Premier Equity Fund - Series I (closed to new contract owners May
1, 2003; name changed April 30, 2002; formerly AIM V.I. Value Fund,
added May 1, 2001)
AllianceBernstein Large-Cap Growth - Class B (closed to new sales and name
changed May 2, 2005; formerly Alliancebernstein Premier Growth - Class
B; name changed May 1, 2003; formerly Alliance Premier Growth
Portfolio Class B)
Franklin Small-Mid Cap Growth Securities Fund - Class 2 Shares (closed to
new sales and name changed May 2. 2005; formerly Franklin Small Cap
Investment Fund - Class 2 Shares)
Greenwich Street - Diversified Strategic Income Portfolio (closed to new
sales May 2, 2005)
Greenwich Street Series Fundamental Value Portfolio replaces Greenwich
Street Total Return Portfolio May 1, 2001
MFS Emerging Growth Portfolio (merged February 25, 2005. into MFS Mid Cap
Growth Portfolio)
Xxxxxx Vt Discovery Growth Fund - Class IB Shares (closed to new contract
owners May 1, 2003; name changed April 30, 2003; formerly Xxxxxx Vt
Voyager Ii Fund - Class IB Shares, added May 1, 2001)
Xxxxxx Vt International Equity Fund - Class IB Shares (closed to new sales
May 3, 2004; name changed April 30, 2003; formerly Xxxxxx VT
International Growth Fund - Class IB Shares, added May 1, 2001)
Salomon Brothers - All Cap Fund - Class 1 (closed to new sales May 2. 2005;
name changed April 30, 2003; formerly Salomon Brothers Capital Fund)
Salomon Brothers Small Cap Growth Fund - Class I (closed to new sales May
2. 2005)
Xxxxx Xxxxxx Dividend Strategy Portfolio, (formerly Xxxxx Xxxxxx Large Cap
Core Portfolio; closed to new sales May 2, 2005; added May 1, 2001)
Xxxxx Xxxxxx International All Cap Growth Portfolio (closed to new contract
owners May 1, 2003; name changed February 28, 2001; formerly
Xxxxx Xxxxxx International Equity Portfolio)
Xxxxx Xxxxxx Large Cap Value Portfolio (closed to new contract owners May
1, 2003)
Xxxxx Xxxxxx Premier Selection All Cap Growth Portfolio (closed to new
sales May 2, 2005; added May 1, 2001) Strategic Stock Portfolio merged
September 3, 2001, into Salomon Brothers Investors Fund
Travelers Disciplined Small Cap Stock Portfolio merged September 3, 2001,
into Salomon Brothers Investors Fund
Xxx Xxxxxx - Emerging Growth Portfolio Class I Shares (closed to new sales
May 2, 2005)
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 8 Page 3 of 6
SCHEDULE B
INVESTMENT FUNDS
PORTFOLIO ARCHITECT XTRA
FUNDS AND STATUS
Capital Appreciation Fund (Janus)
Travelers High Yield Bond Trust (added May 3, 2004)
Travelers Managed Asset Trust (added May 3, 2004)
Money Market Portfolio (Travelers)
AMERICAN FUNDS INSURANCE SERIES
Global Growth Fund - Class 2 Shares (added May 1, 2003)
Growth Fund - Class 2 Shares (added May I, 2003)
Growth-Income Fund - Class 2 Shares (added May 1, 2003)
DELAWARE VIP TRUST
VIP REIT Series - Standard Class (name changed May 1, 2002; formerly
Delaware Investments REIT Series)
DREYFUS VARIABLE INVESTMENT FUND
Appreciation Portfolio - Initial Shares
Developing Leaders Portfolio - Initial Shares (name changed February 2,
2003; formerly Dreyfus Small Cap)
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST
Mutual Share Securities Fund - Class 2 Shares (added May 1, 2002)
Xxxxxxxxx Developing Markets Securities Fund - Class 2 Shares (added May 1,
2003)
Xxxxxxxxx Foreign Securities Fund - Class 2 Shares (added May 3, 2004)
Xxxxxxxxx Growth Securities Fund - Class 2 Shares (added May 1, 2002)
GREENWICH STREET SERIES FUND
Equity Index Portfolio - Class II Shares
Salomon Brothers Variable Aggressive Growth Fund - Class I Shares (name
changed May 3, 2004, formerly
Salomon Brothers Variable Emerging Growth Fund - Class I Shares, added
May 1, 2002)
Salomon Brothers Variable Growth & Income Fund - Class I
Shares (added May 1, 2002)
JANUS ASPEN SERIES
Global Technology Portfolio - Service Shares
LAZARD RETIREMENT SERIES, INC.
Lazard Retirement Small Cap Portfolio (added May 1, 2003)
LORD XXXXXX SERIES FUND, INC.
Growth and Income Portfolio (added May 1, 2003)
Mid-Cap Value Portfolio (added May 1, 2003)
FAM VARIABLE SERIES FUNDS, INC. (FORMERLY XXXXXXX XXXXX VARIABLE SERIES FUNDS,
INC.)
Mercury Global Allocation V.I. Fund - Class III (name changed May 2, 2005;
formerly Xxxxxxx Xxxxx Global Allocation Fund V.I. - Class C;
added November 15, 2003)
Mercury Value Opportunities V.I. Fund - Class III (name changed May 2,
2005; formerly Xxxxxxx Xxxxx Value Opportunities V.I. Fund - Class
III; name changed August 16, 2004; formerly Xxxxxxx Xxxxx Small Cap
Value Fund V.I. - Class C; added November 15, 2003)
XXXXXXXXXXX VARIABLE ACCOUNT FUNDS
Xxxxxxxxxxx Main Street Fund/VA - Service Shares (added May 3, 2004)
PIMCO VARIABLE INSURANCE TRUST
Real Return Portfolio - Administrative Class
Total Return Portfolio - Administrative Class (name changed May 1, 2002;
formerly PIMCO Total Return Bond Portfolio, added May 1, 2001)
XXXXXX VARIABLE TRUST
Xxxxxx VT Small Cap Value Fund - Class IB Shares (added May 1, 2001)
SALOMON BROTHERS VARIABLE SERIES FUNDS, INC.
All Cap Fund - Class I (name changed April 30, 2003; formerly Salomon
Brothers Capital Fund)
Investors Fund - Class I
Large Cap Growth Fund - Class I (added May 1, 2002)
Small Cap Growth Fund - Class I
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 8 Page 4 of 6
SCHEDULE B
INVESTMENT FUNDS
PORTFOLIO ARCHITECT XTRA
FUNDS AND STATUS
THE TRAVELERS SERIES TRUST
Convertible Securities Portfolio (name changed May 1, 2002; formerly TIC
Convertible Bond)
Disciplined Mid Cap Stock
Equity Income Portfolio (Fidelity)
Federated High Yield Portfolio
Large Cap Portfolio (Fidelity)
Managed Allocation Series: Conservative Portfolio (added May 2, 2005)
Managed Allocation Series: Moderate-Conservative Portfolio (added May 2,
2005)
Managed Allocation Series: Moderate Portfolio (added May 2, 2005)
Managed Allocation Series: Moderate-Aggressive Portfolio (added May 2,
2005)
Managed Allocation Series: Aggressive Portfolio (added May 2, 2005)
Mercury Large Cap Core Portfolio (name changed May 2, 2003; formerly
Merrill Large Cap Core Portfolio; formerly MFS Research Portfolio;
change effective November 15, 2003)
MFS Mid Cap Growth Portfolio
MFS Value Portfolio (added May 3, 2004)
Mondrian International Stock Portfolio (name changed May 2, 2005; formerly
Lazard International Stock Portfolio
Pioneer Fund Portfolio (added May 1, 2003)
Pioneer Mid Cap Value Portfolio (added May 2, 2005)
Xxxxx Xxxxxx Social Awareness Stock Portfolio (added May 3, 2004)
Style Focus Series: Small Cap Growth Portfolio (added May 2, 2005)
Style Focus Series: Small Cap Value Portfolio (added May 2, 2005)
Travelers Quality Bond Portfolio
Travelers U.S. Government Securities Portfolio (added May 3, 2004)
TRAVELERS SERIES FUND INC.
AIM Capital Appreciation Portfolio (added May 1, 2001)
MFS Total Return Portfolio
Pioneer Strategic Income Portfolio (added May 3, 2004)
SB Adjustable Rate Income Portfolio (added September 15, 2003)
Strategic Equity Portfolio (formerly Alliance Growth Portfolio; change
effective September 15, 2003)
XXX XXXXXX LIFE INVESTMENT TRUST
Xxxxxxxx Portfolio Class II Shares (added May 1, 2001)
VARIABLE INSURANCE PRODUCTS FUND
Contrafund Portfolio - Service Class 2
Mid Cap Portfolio- Service Class 2 (added May 1, 2001)
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 8 Page 5 of 6
SCHEDULE B
INVESTMENT FUNDS
CLOSED OR MERGED FUNDS - NO LONGER OFFERED
AIM V.I. Premier Equity Fund- Series I (closed to new contract owners May
1, 2003; name changed April 30, 2002; formerly AIM V.I. Value Fund
added May 1, 2001)
Alliancebernstein Large-Cap Growth - Class B (closed to new sales and name
changed May 2, 2005; formerly Alliancebernstein Premier Growth - Class B;
name changed May 1, 2003; formerly Alliance Premier Growth Portfolio
Class B)
Credit Suisse Emerging Markets Portfolio (closed to new contract owners May 1,
2003; name changed December 12, 2001; formerly Warburg Pincus Emerging
Markets)
Dynamic Capital Appreciation-Service Class 2 (closed to new sales May 2,
2005: added May 1, 2001)
Federated Stock Portfolio (closed to new sales May 2. 2005)
Janus Aspen Balanced Portfolio - Service Shares (closed to new sales May 3.
2004)
Janus Aspen Global Life Sciences Portfolio - Service Shares (closed to new sales
May 3, 2004)
Janus Aspen Worldwide Growth Portfolio - Service Shares (closed to new sales
May 3, 2004)
MFS Emerging Growth Portfolio (merged February 25, 2005 into Mfs Mid Cap Growth
Portfolio)
Xxxxxx Diversified Income (closed to new contract owners May 1, 2001)
Xxxxxx Vt Discovery Growth Fund- Class IB Shares (closed to new contract owners
May 1, 2003; name changed April 30, 2003; formerly Xxxxxx Vt Voyager II
Fund - Class IB SHARES, added May 1, 2001)
Xxxxxx Vt International Equity Fund - Class IB Shares (closed to new sales May
3, 2004; name changed April 30, 2003; formerly Xxxxxx Vt International
Growth Fund - Class IB Shares, added May 1, 2001)
Strategic Stock Portfolio merged September 3, 2001, into Salomon Brothers
Investors Fund
Travelers Disciplined Small Cap Stock Portfolio merged September 3, 2001, into
Salomon Brothers Investors Fund
Xxx Xxxxxx Enterprise Portfolio Class II Shares (closed to new sales May 3,
2004; added May 1, 2001)
The Travelers Companies, Agreement No. 99031, Effective November 1, 1999
Amendment No. 8 Page 6 of 6
AMENDMENT XX. 0 XX
XXXXXXXXX XXXXXXXXXXX XXXXXXXXX XX. 00000, DATED NOVEMBER 1, 1999
between
TRAVELERS INSURANCE COMPANY*
and its Subsidiary
TRAVELERS LIFE AND ANNUITY COMPANY**
(CEDING COMPANY)
and
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
(REINSURER)
Effective May 1, 2006, this Amendment is hereby attached to and becomes a part
of the above-described Reinsurance Agreement. It is mutually agreed that:
As of the effective date of this Amendment, The Travelers Insurance Company
has changed its name to MetLife Insurance Company of Connecticut, and The
Travelers Life and Annuity Company has changed its name to MetLife Life and
Annuity Company of Connecticut. Therefore this Agreement shall be deemed to
be between MetLife Insurance Company of Connecticut and MetLife Life and
Annuity Company of Connecticut, collectively the CEDING COMPANY, and AXA
Corporate Solutions Life Reinsurance Company. All references to the CEDING
COMPANY in the Agreement, including any amendments and supplements, shall
be deemed to be references collectively to MetLife Life Insurance Company
of Connecticut and MetLife Life and Annuity Company of Connecticut.
SCHEDULE B, INVESTMENT FUNDS, is hereby replaced by the attached revised
Schedule B to reflect the current fund offerings. Due to the extensive
mergers, substitutions, and name changes resulting from the acquisition of
the CEDING COMPANY by MetLife, Schedule B has been completely replaced
rather than updated. See Amendment 8 to this Agreement for prior fund
status information.
This Amendment does not alter, amend or modify the Reinsurance Agreement other
than as set forth in this Amendment, and it is subject otherwise to all the
terms and conditions of the Reinsurance Agreement together with all Amendments
and supplements thereto.
METLIFE INSURANCE COMPANY OF CONNECTICUT
METLIFE LIFE AND ANNUITY COMPANY OF CONNECTICUT
By: [ILLEGIBLE] Date: 8/1/06
---------------------------------------------
Name/Title
Attest: [ILLEGIBLE]
---------------------------------------------
Name/Title
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
By: -s- Xxxxxx X. Xxxxxx Date: June/15/2006
---------------------------------------------
Xxxxxx X. Xxxxxx, Senior Vice President & CFO
Attest: -s- Xxxxx Xxxxxxx
---------------------------------------------
Xxxxx Xxxxxxx, Assistant/Vice President
* Effective 5/1/06, name changed to MetLife insurance Company of Connecticut
** Effective 5/1/06, name changed to MetLife Life & Annuity Company of
Connecticut
MetLife of Connecticut Companies (formerly The Travelers Companies),
Agreement No. 99031, Effective November 1, 1999
Amendment No. 9
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA
FUNDS AND STATUS
AMERICAN FUNDS INSURANCE SERIES - CLASS 2
Global Growth Fund
Growth Fund
Growth-Income Fund
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST - CLASS 2
Franklin Income Securities Fund
Xxxxxxxxx Developing Markets Securities Fund
Xxxxxxxxx Foreign Securities Fund
JANUS ASPEN SERIES - SERVICE SHARES
Mid Cap Growth Portfolio
LAZARD RETIREMENT SERIES, INC.
Lazard Retirement Small Cap Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS I, INC.
Xxxx Xxxxx Partners Variable Investors Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS II
Xxxx Xxxxx Partners Variable Appreciation Portfolio
Xxxx Xxxxx Partners Variable Equity Index Portfolio - Class II
Xxxx Xxxxx Partners Variable Fundamental Value Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS III, INC.
Xxxx Xxxxx Partners Variable Adjustable Rate Income Portfolio
Xxxx Xxxxx Partners Variable Aggressive Growth Portfolio
Xxxx Xxxxx Partners Variable High Income Portfolio
Xxxx Xxxxx Partners Variable Large Cap Growth Portfolio
Xxxx Xxxxx Partners Variable Mid Cap Core Portfolio
Xxxx Xxxxx Partners Variable Money Market Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS IV
Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio - All Cap Growth
and Value
Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio - Balanced All
Cap Growth and Value
Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio - Global All
Cap Growth and Value
Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio - Large Cap
Growth and Value
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS V
Xxxx Xxxxx Partners Variable Small Cap Growth Opportunities Portfolio
MET INVESTORS SERIES TRUST
Dreman Small-Cap Value Portfolio - Class A
Xxxxxx Oakmark International Portfolio - Class A
Janus Capital Appreciation Portfolio - Class A
Lord Xxxxxx Growth and Income Portfolio - Class B
Lord Xxxxxx Mid-Cap Value Portfolio - Class B
Mercury Large-Cap Core Portfolio - Class A
Met/AIM Capital Appreciation Portfolio - Class A
Met/AIM Small Cap Growth Portfolio - Class A
MFS(R) Value Portfolio - Class A
Xxxxxxxxx Xxxxxx Real Estate Portfolio - Class A
Pioneer Fund Portfolio - Class A
Pioneer Mid-Cap Value Portfolio - Class A
Pioneer Strategic Income Portfolio - Class A
Third Avenue Small Cap Value Portfolio - Class B
MetLife of Connecticut Companies (formerly The Travelers Companies),
Agreement No. 99031, Effective November 1, 1999
Amendment No. 9 Page 1 of 4
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA
FUNDS AND STATUS
METROPOLITAN SERIES FUND, INC.
BlackRock Aggressive Growth Portfolio - Class D
BlackRock Bond Income Portfolio - Class E
Capital Guardian U.S. Equity Portfolio - Class A
FI Large Cap Portfolio - Class A
FI Value Leaders Portfolio - Class D
MFS(R) Total Return Portfolio - Class F
Xxxxxxxxxxx Global Equity Portfolio - Class B
PIMCO VARIABLE INSURANCE TRUST - ADMINISTRATIVE CLASS
Real Return Portfolio
Total Return Portfolio
XXXXXX VARIABLE TRUST - CLASS XX
Xxxxxx VT Small Cap Value Fund
VARIABLE INSURANCE PRODUCTS FUND
VIP Contrafund Portfolio - Service Class
VIP Mid Cap Portfolio - Service Class 2
METROPOLITAN SERIES FUND, INC. - ASSET ALLOCATION PORTFOLIOS - CLASS B
MetLife Conservative Allocation Portfolio
MetLife Conservative to Moderate Allocation Portfolio
MetLife Moderate Allocation Portfolio
MetLife Moderate to Aggressive Allocation Portfolio
MetLife Aggressive Allocation Portfolio
CLOSED TO NEW CONTRACT OWNERS
AIM VARIABLE INSURANCE FUND
AIM VI Core Equity Fund
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST
Franklin Small-Mid Cap Growth Securities Fund - Class 2 Shares
XXXX XXXXX PARTNERS INVESTMENT SERIES
Xxxx Xxxxx Partners Variable Dividend Strategy Portfolio
Xxxx Xxxxx Partners Variable Premier Selection All Cap Growth Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS I, INC.
Xxxx Xxxxx Partners Variable All Cap Portfolio
Xxxx Xxxxx Partners Variable Small Cap Growth Opportunities Fund
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS II
Xxxx Xxxxx Partners Variable Diversified Strategic Income Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS III, INC.
Xxxx Xxxxx Partners Variable International All Cap Growth Portfolio
Xxxx Xxxxx Partners Variable Large Cap Value Portfolio
METROPOLITAN SERIES FUND, INC.
X. Xxxx Price Large Cap Growth Portfolio - Class B
XXXXXX VARIABLE TRUST
Xxxxxx VT Discovery Growth Fund - Class IB Shares
Xxxxxx VT International Equity Fund - Class IB Shares
XXX XXXXXX LIFE INVESTMENT TRUST
Xxx Xxxxxx Emerging Growth Portfolio - Class I Shares
MetLife of Connecticut Companies (formerly The Travelers Companies),
Agreement No. 99031, Effective November 1, 1999
Amendment No. 9 Page 2 of 4
SCHEDULE B
INVESTMENT FUNDS
PORTFOLIO ARCHITECT XTRA
FUNDS AND STATUS
AMERICAN FUNDS INSURANCE SERIES - CLASS 2
Global Growth Fund
Growth Fund
Growth-Income Fund
DREYFUS VARIABLE INVESTMENT FUND - INITIAL SHARES
Appreciation Portfolio
Developing Leaders Portfolio
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST - CLASS 2
Xxxxxxxxx Developing Markets Securities Fund
Xxxxxxxxx Foreign Securities Fund
JANUS ASPEN SERIES - SERVICE SHARES
Global Technology Portfolio
LAZARD RETIREMENT SERIES, INC.
Lazard Retirement Small Cap Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS I, INC. - CLASS I
Xxxx Xxxxx Partners Variable All Cap Portfolio
Xxxx Xxxxx Partners Variable Investors Portfolio
Xxxx Xxxxx Partners Variable Large Cap Growth Portfolio
Xxxx Xxxxx Partners Variable Small Cap Growth Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS II
Xxxx Xxxxx Partners Variable Aggressive Growth Portfolio - Class I
Xxxx Xxxxx Partners Variable Equity Index Portfolio - Class II
Xxxx Xxxxx Partners Variable Growth and Income Portfolio - Class I
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS III, INC.
Xxxx Xxxxx Partners Variable Adjustable Rate Income Portfolio
Xxxx Xxxxx Partners Variable Social Awareness Stock Portfolio
MET INVESTORS SERIES TRUST
Batterymarch Mid-Cap Stock Portfolio - Class A
Dreman Small-Cap Value Portfolio - Class A
Federated High Yield Portfolio - Class A
Xxxxxx Oakmark International Portfolio - Class A
Janus Capital Appreciation Portfolio - Class A
Xxxx Xxxxx Partners Managed Assets Portfolio - Class A
Lord Xxxxxx Bond Debenture Portfolio - Class A
Lord Xxxxxx Growth and Income Portfolio - Class B
Lord Xxxxxx Mid-Cap Value Portfolio - Class B
Mercury Large-Cap Core Portfolio - Class A
Met/AIM Capital Appreciation Portfolio - Class A
Met/AIM Small Cap Growth Portfolio - Class A
MFS(R) Value Portfolio - Class A
Xxxxxxxxx Xxxxxx Real Estate Portfolio - Class A
Pioneer Fund Portfolio - Class A
Pioneer Mid-Cap Value Portfolio - Class A
Pioneer Strategic Income Portfolio - Class A
Third Avenue Small Cap Value Portfolio - Class B
METROPOLITAN SERIES FUND, INC.
BlackRock Aggressive Growth Portfolio - Class D
BlackRock Bond Income Portfolio - Class A
BlackRock Money Market Portfolio - Class A
FI Large Cap Portfolio - Class A
FI Value Leaders Portfolio - Class D
MFS(R) Total Return Portfolio - Class F
MetLife of Connecticut Companies (formerly The Travelers Companies),
Agreement No. 99031, Effective November 1, 1999
Amendment No. 9 Page 3 of 4
SCHEDULE B
INVESTMENT FUNDS
PORTFOLIO ARCHITECT XTRA
FUNDS AND STATUS
Xxxxxxxxxxx Global Equity Portfolio - Class B
Western Asset Management High Yield Bond Portfolio - Class A
Western Asset Management U.S. Government Portfolio - Class A
PIMCO VARIABLE INSURANCE TRUST - ADMINISTRATIVE CLASS
Real Return Portfolio
Total Return Portfolio
XXXXXX VARIABLE TRUST - CLASS XX
Xxxxxx VT Small Cap Value Fund
XXX XXXXXX LIFE INVESTMENT TRUST - CLASS II
Xxxxxxxx Portfolio
VARIABLE INSURANCE PRODUCTS FUND - SERVICE CLASS 2
VIP Contrafund(R) Portfolio
VIP Mid Cap Portfolio
METROPOLITAN SERIES FUND, INC. - ASSET ALLOCATION PORTFOLIOS - CLASS B
MetLife Conservative Allocation Portfolio
MetLife Conservative to Moderate Allocation Portfolio
MetLife Moderate Allocation Portfolio
MetLife Moderate to Aggressive Allocation Portfolio
MetLife Aggressive Allocation Portfolio
CLOSED TO NEW CONTRACT OWNERS
AIM VARIABLE INSURANCE FUND
AIM VI Core Equity Fund
CREDIT SUISSE TRUST
Credit Suisse Emerging Markets Portfolio
JANUS ASPEN SERIES
Janus Aspen Balanced Portfolio - Service Shares
Janus Aspen Global Life Sciences Portfolio - Service Shares
Janus Aspen Worldwide Growth Portfolio - Service Shares
METROPOLITAN SERIES FUND, INC.
X. Xxxx Price Large Cap Growth Portfolio - Class B
MFS(R) Total Return Portfolio
XXXXXX VARIABLE TRUST
Xxxxxx Diversified Income
Xxxxxx VT Discovery Growth Fund- Class IB Shares
Xxxxxx VT International Equity Fund - Class IB Shares
VARIABLE INSURANCE PRODUCTS FUND
Dynamic Capital Appreciation-Service Class 2
MetLife of Connecticut Companies (formerly The Travelers Companies),
Agreement No. 99031, Effective November 1, 1999
Amendment No. 9 Page 4 of 4
AMENDMENT XX. 00 XX
XXXXXXXXX XXXXXXXXXXX XXXXXXXXX XX. 00000, DATED NOVEMBER 1, 1999
between
METLIFE INSURANCE COMPANY OF CONNECTICUT
and its Subsidiary
METLIFE LIFE AND ANNUITY COMPANY OF CONNECTICUT
(CEDING COMPANY)
and
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
(REINSURER)
Effective as indicated below, this Amendment is hereby attached to and becomes a
part of the above-described Reinsurance Agreement. It is mutually agreed that:
SCHEDULE B, INVESTMENT FUNDS, is hereby replaced by the attached revised
Schedule B to describe revisions and additions to the fund offerings as of
the dates indicated.
This Amendment does not alter, amend or modify the Reinsurance Agreement other
than as set forth in this Amendment, and it is subject otherwise to all the
terms and conditions of the Reinsurance Agreement together with all Amendments
and supplements thereto.
METLIFE INSURANCE COMPANY OF CONNECTICUT
METLIFE LIFE AND ANNUITY COMPANY OF CONNECTICUT
By: -s- Xxxxxxxxxxx X. Xxxxxx Date: 11/30/06
---------------------------------------------------- ------------
Xxxxxxxxxxx X. Xxxxxx, Assistant Vice President & Actuary
Attest: -s- Xxxxxxxx X. Xxx
--------------------------
Xxxxxxxx X. Xxx, Actuary
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
By: -s- Xxxxx X. Xxxxxx Date: 11/6/2006
---------------------- -----------
Xxxxx X. Xxxxxx, Vice President & Chief Actuary
Attest: -s- Xxxxx Xxxxxxx
--------------------------
Xxxxx Xxxxxxx, Assistant Viae President
MetLife of Connecticut Companies (formerly The Travelers Companies), Agreement
No. 99031, Effective November 1, 1999 Amendment No. 10
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA
FUNDS AND STATUS
AMERICAN FUNDS INSURANCE SERIES - CLASS 2
Global Growth Fund
Growth Fund
Growth-Income Fund
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST - CLASS 2
Franklin Income Securities Fund
Xxxxxxxxx Developing Markets Securities Fund
Templeton Foreign Securities Fund
JANUS ASPEN SERIES - SERVICE SHARES
Mid Cap Growth Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS I, INC.
Xxxx Xxxxx Partners Variable Investors Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS II
Xxxx Xxxxx Partners Variable Appreciation Portfolio
Xxxx Xxxxx Partners Variable Equity Index Portfolio - Class II
Xxxx Xxxxx Partners Variable Fundamental Value Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS III, INC.
Xxxx Xxxxx Partners Variable Adjustable Rate Income Portfolio
Xxxx Xxxxx Partners Variable Aggressive Growth Portfolio
Xxxx Xxxxx Partners Variable High Income Portfolio
Xxxx Xxxxx Partners Variable Large Cap Growth Portfolio
Xxxx Xxxxx Partners Variable Mid Cap Core Portfolio
Xxxx Xxxxx Partners Variable Money Market Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS IV
Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio - All Cap
Growth and Value
Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio - Balanced
All Cap Growth and Value
Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio - Global All Cap
Growth and Value
Xxxx Xxxxx Partners Variable Multiple Discipline Portfolio - Large Cap
Growth and Value
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS V
Xxxx Xxxxx Partners Variable Small Cap Growth Opportunities Portfolio
MET INVESTORS SERIES TRUST
BlackRock Large-Cap Core Portfolio - Class A (name changed October 1, 2006;
formerly Mercury Large-Cap
Core Portfolio - Class A)
Dreman Small-Cap Value Portfolio - Class A
Xxxxxx Oakmark International Portfolio - Class A
Janus Capital Appreciation Portfolio - Class A
Lord Xxxxxx Growth and Income Portfolio - Class B
Lord Xxxxxx Mid-Cap Value Portfolio - Class B
Met/AIM Capital Appreciation Portfolio - Class A
Met/ATM Small Cap Growth Portfolio - Class A
MFS(R) Value Portfolio - Class A
Xxxxxxxxx Xxxxxx Real Estate Portfolio - Class A
Pioneer Fund Portfolio - Class A
Pioneer Mid-Cap Value Portfolio - Class A
Pioneer Strategic Income Portfolio - Class A
Third Avenue Small Cap Value Portfolio - Class B
METROPOLITAN SERIES FUND, INC.
BlackRock Aggressive Growth Portfolio - Class D
BlackRock Bond Income Portfolio - Class E
Capital Guardian U.S. Equity Portfolio - Class A
MetLife of Connecticut Companies (formerly The Travelers Companies),
Agreement No. 99031, Effective November 1, 1999
Amendment No. 10 Page 1 of 4
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA
FUNDS AND STATUS
FI Large Cap Portfolio - Class A
FI Value Leaders Portfolio - Class D
MFS(R) Total Return Portfolio - Class F
Xxxxxxxxxxx Global Equity Portfolio - Class B
PIMCO VARIABLE INSURANCE TRUST - ADMINISTRATIVE CLASS
Real Return Portfolio
Total Return Portfolio
XXXXXX VARIABLE TRUST - CLASS XX
Xxxxxx VT Small Cap Value Fund
VARIABLE INSURANCE PRODUCTS FUND
VIP Contrafund Portfolio - Service Class
VIP Mid Cap Portfolio - Service Class 2
METROPOLITAN SERIES FUND, INC. - ASSET ALLOCATION PORTFOLIOS - CLASS B
MetLife Conservative Allocation Portfolio
MetLife Conservative to Moderate Allocation Portfolio
MetLife Moderate Allocation Portfolio
MetLife Moderate to Aggressive Allocation Portfolio
MetLife Aggressive Allocation Portfolio
CLOSED TO NEW CONTRACT OWNERS OR OTHERWISE ENDED
AIM VARIABLE INSURANCE FUND
AIM VI Core Equity Fund
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST
Franklin Small-Mid Cap Growth Securities Fund - Class 2 Shares
LAZARD RETIREMENT SERIES, INC.
Lazard Retirement Small Cap Portfolio (November 13, 2006, substituted by an
existing fund: Third Avenue Small Cap Value Portfolio)
XXXX XXXXX PARTNERS INVESTMENT SERIES
Xxxx Xxxxx Partners Variable Dividend Strategy Portfolio
Xxxx Xxxxx Partners Variable Premier Selection All Cap Growth Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS I, INC.
Xxxx Xxxxx Partners Variable All Cap Portfolio
Xxxx Xxxxx Partners Variable Small Cap Growth Opportunities Fund
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS II
Xxxx Xxxxx Partners Variable Diversified Strategic Income Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS III, INC.
Xxxx Xxxxx Partners Variable International All Cap Growth Portfolio
Xxxx Xxxxx Partners Variable Large Cap Value Portfolio
METROPOLITAN SERIES FUND, INC.
X. Xxxx Price Large Cap Growth Portfolio - Class B
XXXXXX VARIABLE TRUST
Xxxxxx VT Discovery Growth Fund- Class IB Shares
Xxxxxx VT International Equity Fund - Class IB Shares
XXX XXXXXX LIFE INVESTMENT TRUST
Xxx Xxxxxx LIT Strategic Growth Portfolio (name changed August 15, 2006;
formerly Xxx Xxxxxx Emerging Growth Portfolio - Class I Shares)
MetLife of Connecticut Companies (formerly The Travelers Companies),
Agreement No. 99031, Effective November 1, 1999
Amendment No. 10 Page 2 of 4
SCHEDULE B
INVESTMENT FUNDS
PORTFOLIO ARCHITECT XTRA
FUNDS AND STATUS
AMERICAN FUNDS INSURANCE SERIES - CLASS 2
Global Growth Fund
Growth Fund
Growth-Income Fund
DREYFUS VARIABLE INVESTMENT FUND - INITIAL SHARES
Appreciation Portfolio
Developing Leaders Portfolio
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST - CLASS 2
Xxxxxxxxx Developing Markets Securities Fund
Xxxxxxxxx Foreign Securities Fund
JANUS ASPEN SERIES - SERVICE SHARES
Global Technology Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS I, INC. - CLASS I
Xxxx Xxxxx Partners Variable All Cap Portfolio
Xxxx Xxxxx Partners Variable Investors Portfolio
Xxxx Xxxxx Partners Variable Large Cap Growth Portfolio
Xxxx Xxxxx Partners Variable Small Cap Growth Portfolio
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS II
Xxxx Xxxxx Partners Variable Aggressive Growth Portfolio - Class I
Xxxx Xxxxx Partners Variable Equity Index Portfolio - Class II
Xxxx Xxxxx Partners Variable Growth and Income Portfolio - Class I
XXXX XXXXX PARTNERS VARIABLE PORTFOLIOS III, INC.
Xxxx Xxxxx Partners Variable Adjustable Rate Income Portfolio
Xxxx Xxxxx Partners Variable Social Awareness Stock Portfolio
MET INVESTORS SERIES TRUST
Batterymarch Mid-Cap Stock Portfolio - Class A
BlackRock High Yield Portfolio - Class A (name changed August 21, 2006;
formerly Federated High Yield Portfolio - Class A)[X]
BlackRock Large-Cap Core Portfolio - Class A (name changed October 1, 2006;
formerly Mercury Large-Cap Core Portfolio - Class A) [X]
Dreman Small-Cap Value Portfolio - Class A
Xxxxxx Oakmark International Portfolio - Class A
Janus Capital Appreciation Portfolio - Class A
Xxxx Xxxxx Partners Managed Assets Portfolio - Class A
Lord Xxxxxx Bond Debenture Portfolio - Class A
Lord Xxxxxx Growth and Income Portfolio - Class B
Lord Xxxxxx Mid-Cap Value Portfolio - Class B
Met/AIM Capital Appreciation Portfolio - Class A
Met/AIM Small Cap Growth Portfolio - Class A
MFS(R) Value Portfolio - Class A
Xxxxxxxxx Xxxxxx Real Estate Portfolio - Class A
Pioneer Fund Portfolio - Class A
Pioneer Mid-Cap Value Portfolio - Class A
Pioneer Strategic Income Portfolio - Class A
Third Avenue Small Cap Value Portfolio - Class B
METROPOLITAN SERIES FUND, INC.
BlackRock Aggressive Growth Portfolio - Class D
BlackRock Bond Income Portfolio - Class A
BlackRock Money Market Portfolio - Class A
FI Large Cap Portfolio - Class A
FI Value Leaders Portfolio - Class D
MFS(R) Total Return Portfolio - Class F
MetLife of Connecticut Companies (formerly The Travelers Companies),
Agreement No. 99031, Effective November 1, 1999
Amendment No. 10 Page 3 of 4
SCHEDULE B
INVESTMENT FUNDS
PORTFOLIO ARCHITECT XTRA
FUNDS AND STATUS
Xxxxxxxxxxx Global Equity Portfolio - Class B
Western Asset Management High Yield Bond Portfolio - Class A
Western Asset Management U.S. Government Portfolio - Class A
PIMCO VARIABLE INSURANCE TRUST - ADMINISTRATIVE CLASS
Real Return Portfolio
Total Return Portfolio
PUTNAM VARIABLE TRUST - CLASS IB
Putnam VT Small Cap Value Fund
VAN KAMPEN LIFE INVESTMENT TRUST - CLASS II
Comstock Portfolio
VARIABLE INSURANCE PRODUCTS FUND - SERVICE CLASS 2
VIP Contrafund(R) Portfolio
VIP Mid Cap Portfolio
METROPOLITAN SERIES FUND, INC. - ASSET ALLOCATION PORTFOLIOS - CLASS B
MetLife Conservative Allocation Portfolio
MetLife Conservative to Moderate Allocation Portfolio
MetLife Moderate Allocation Portfolio
MetLife Moderate to Aggressive Allocation Portfolio
MetLife Aggressive Allocation Portfolio
CLOSED TO NEW CONTRACT OWNERS OR OTHERWISE ENDED
AIM VARIABLE INSURANCE FUND
[X] AIM VI Core Equity Fund
CREDIT SUISSE TRUST
[X] Credit Suisse Emerging Markets Portfolio
JANUS ASPEN SERIES
Janus Aspen Balanced Portfolio - Service Shares
[X] Janus Aspen Global Life Sciences Portfolio - Service Shares
[X] Janus Aspen Worldwide Growth Portfolio - Service Shares
LAZARD RETIREMENT SERIES, INC.
Lazard Retirement Small Cap Portfolio (November 13, 2006, substituted by an
existing fund: Third Avenue Small Cap Value Portfolio) [X]
METROPOLITAN SERIES FUND, INC.
[X] T. Rowe Price Large Cap Growth Portfolio - Class B
MFS(R) Total Return Portfolio
PUTNAM VARIABLE TRUST
Putnam Diversified Income
[X] Putnam VT Discovery Growth Fund- Class IB Shares
[X] Putnam VT International Equity Fund - Class IB Shares
VARIABLE INSURANCE PRODUCTS FUND
Dynamic Capital Appreciation-Service Class 2
MetLife of Connecticut Companies (formerly The Travelers Companies),
Agreement No. 99031, Effective November 1, 1999
Amendment No. 10 Page 4 of 4
[GRAPHIC] Debra A. Udicious
Senior Vice President & CFO
Phone (212) 314-2064
Fax (212)707-1504
Debbie.Udicious@axa-equitable.com
May 9, 2007
VIA DHL 21467748050
Mr. Christopher A. Kremer
Assistant Vice President & Actuary
MetLife Insurance Company of Connecticut
501 Boylston Street
6th Floor
Boston, MA 02116
Re: Treaties with U.S. Ceding Companies and Ceding Companies that qualify as
U.S. "persons" under OFAC regulations.
Dear Mr. Kremer:
AXA Corporate Solutions Life Reinsurance Company (AXA CS Life) intends this
communication to become a Letter Amendment to our Reinsurance Treaty(ies),
listed on page 2, to outline AXA CS Life's compliance with OFAC regulations and
to request that you keep us informed of OFAC-related matters that may arise
under our treaties, as described hereunder.
It is the intention of the Ceding Company and the Reinsurer to comply with all
laws, statutes, regulations and rules applicable to the business reinsured under
this Agreement, including, but not limited to, the requirements of the United
States Department of the Treasury's Office of Foreign Asset Control ("OFAC").
For the purposes of this Letter Amendment, a "Prohibited Person" is a Specially
Designated National and Blocked Person as defined by OFAC and a "Sanctioned
Country" is collectively a department, agency, branch, instrumentality,
government-owned entity or representative of the government of a sanctioned or
an embargoed country as identified by OFAC.
Should either party receive information after the date of this Letter Amendment
that an underlying policy or coverage which is part of the business reinsured
under this Agreement may insure or be owned, or in any way or right controlled
by, a Prohibited Person or a department, agency, branch, instrumentality,
government-owned entity or representative of the government of a Sanctioned
Country that party shall promptly provide such information to the other party.
The Reinsurer's payment or disbursement in relation to any reinsurance claim,
and the Ceding Company's payment of any premium or other amount, with respect to
any such underlying policy or coverage involving a Prohibited Person or
Sanctioned Country shall be only as permitted by OFAC regulatory requirements or
specific instruction from OFAC. The parties will cooperate with each other to
promptly obtain any required OFAC license or other action.
Page 1 of 2
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
1290 Avenue of the Americas, New York, New York 10104
Telephone: (212) 314-4167 Fax: (212) 314-4205
AXA Corporate Solutions Life Reinsurance Company May 9, 2007
This Letter Amendment has been prepared in duplicate original. Kindly secure
signatures on behalf of MetLife Insurance Company of Connecticut, retain one
original and return one original to AXA CS Life Re. As evidence of our
understanding, please file a fully executed copy in your copy of our Reinsurance
Treaty(ies) and we will do likewise.
If you have any questions or concerns, please let us know.
Signed for AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY:
-s- Debra A. Udicious
-------------------------------------------
Debra A. Udicious, Senior Vice President & CFO
Signed for Metalife Life Annuity Company Of Connecticut
[ILLEGIBLE]
---------------------------------------------
AVP & Actuary
Signed for METLIFE INSURANCE COMPANY OF CONNECTICUT:
[ILLEGIBLE]
-----------------------------
Name, Title
[ILLEGIBLE]
REINSURANCE TREATY(IES) LIST
MEtLife Trety Id Treaty Number Effective Date
---------------- ------------- ----------------
17502/17503 99031 November 1, 1999
17504/17505 200002 November 1, 1999
17572/17573 200015 May 18, 2000
17514/17575 200018 August 1, 2000
Page 2 of 2
AMENDMENT NO. 11 TO
AUTOMATIC REINSURANCE AGREEMENT NO. 99031, DATED NOVEMBER 1, 1999
between
METLIFE INSURANCE COMPANY OF CONNECTICUT
and its Subsidiary
METLIFE LIFE AND ANNUITY COMPANY OF CONNECTICUT
(CEDING COMPANY)
and
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
(REINSURER)
Effective as indicated below, this Amendment is hereby attached to and becomes a
part of the above-described Reinsurance Agreement. It is mutually agreed that:
SCHEDULE B, INVESTMENT FUNDS, is hereby replaced by the attached revised
Schedule B to describe revisions and additions to the fund offerings as of
the dates indicated.
This Amendment does not alter, amend or modify the Reinsurance Agreement other
than as set forth in this Amendment, and it is subject otherwise to all the
terms and conditions of the Reinsurance Agreement together with all Amendments
and supplements thereto.
METLIFE INSURANCE COMPANY OF CONNECTICUT
METLIFE LIFE AND ANNUITY COMPANY OF CONNECTICUT
By: -s- Christopher A. Kremer Date: 7/17/07
-----------------------------
Christopher A. Kremer, Assistant Vice President & Actuary
Attest: -s- Patrisha R. Cox
--------------------------
Patrisha R. Cox, Actuary
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
By: -s- Keith E. Floman Date: 6/27/2007
-------------------------------------
Keith E. Floman, Senior Vice President & Chief Actuary
Attest: -s- Julia Cornely
-----------------------------
Julia Cornely, Assistant Vice President
MetLife of Connecticut Companies (formerly The Travelers Companies),
Agreement No. 99031, Effective November 1, 1999
Amendment No. 11
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA
FUNDS AND STATUS
AMERICAN FUNDS INSURANCE SERIES - CLASS 2
Global Growth Fund
Growth Fund
Growth-Income Fund
FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST - CLASS 2
Franklin Income Securities Fund
Templeton Developing Markets Securities Fund
Templeton Foreign Securities Fund
JANUS ASPEN SERIES - SERVICE SHARES
Mid Cap Growth Portfolio
LEGG MASON PARTNERS VARIABLE EQUITY TRUST (NAME CHANGED TO EQUITY TRUST
APRIL 30, 2007)
Legg Mason Partners Variable Aggressive Growth Portfolio - Class I
(April 30, 2007, new assets moved into fund due to merger from Legg Mason
Partners Variable Premier Selection All Cap Growth Portfolio)
Legg Mason Partners Variable Appreciation Portfolio
Legg Mason Partners Variable Capital and Income Portfolio - Class II
(name changed April 30, 2007; formerly Legg Mason Partners Variable
Multiple
Discipline Portfolio - Balanced All Cap Growth and Value)
Legg Mason Partners Variable Equity Index Portfolio - Class II
Legg Mason Partners Variable Fundamental Value Portfolio (April 30, 2007,
new assets moved into fund due to merger from Legg Mason Partners
Variable All Cap Portfolio)
Legg Mason Partners Variable Investors Portfolio (April 30, 2007, new
assets moved into fund due to merger from Legg Mason Partners Variable
Large Cap Value Portfolio)
Legg Mason Partners Variable Large Cap Growth Portfolio
Legg Mason Partners Variable Mid Cap Core Portfolio Legg Mason Partners
Variable Multiple Discipline Portfolio - All Cap Growth and Value
Legg Mason Partners Variable Multiple Discipline Portfolio - Global All
Cap Growth and Value
Legg Mason Partners Variable Multiple Discipline Portfolio - Large Cap
Growth and Value
LEGG MASON PARTNERS VARIABLE INCOME TRUST (NAME CHANGED TO INCOME TRUST,
APRIL 30, 2007)
Legg Mason Partners Variable Adjustable Rate Income Portfolio
Legg Mason Partners Variable High Income Portfolio
Legg Mason Partners Variable Money Market Portfolio
MET INVESTORS SERIES TRUST
BlackRock Large-Cap Core Portfolio-Class E(changed from Class A to Class E,
April 30, 2007; name changed October 1, 2006; formerly Mercury Large-Cap
Core Portfolio - Class A)
Dreman Small-Cap Value Portfolio - Class A
Harris Oakmark International Portfolio - Class A
Janus Forty Portfolio - Class A (name changed April 30, 2007; formerly
Janus Capital Appreciation Portfolio -Class A)
Lazard Mid-Cap Portfolio - Class B (added April 30, 2007, due to merger
from Pioneer Mid-Cap Value Portfolio -Class A)
Lord Abbett Growth and Income Portfolio - Class B
Lord Abbett Mid-Cap Value Portfolio - Class B
Met/AIM Capital Appreciation Portfolio - Class A
Met/AIM Small Cap Growth Portfolio - Class A
MFS(R) Value Portfolio - Class A
Neuberger Berman Real Estate Portfolio - Class A
PIMCO Inflation Protected Bond Portfolio - Class A (added April 30, 2007,as
substitution for PIMCO Real Return Portfolio)
Pioneer Fund Portfolio - Class A
Pioneer Strategic Income Portfolio - Class A
Third Avenue Small Cap Value Portfolio - Class B
MetLife of Connecticut Companies (formerly The Travelers Companies),
Agreement No. 99031, Effective November 1, 1999
Amendment No. 11 Page 1 of 4
SCHEDULE B
INVESTMENT FUNDS
VINTAGE XTRA
FUNDS AND STATUS
METROPOLITAN SERIES FUND, INC.
BlackRock Aggressive Growth Portfolio - Class D
BlackRock Bond Income Portfolio - Class E
Capital Guardian U.S. Equity Portfolio - Class A
FI Large Cap Portfolio - Class A
FI Value Leaders Portfolio - Class D
MFS(R) Total Return Portfolio - Class F
Oppenheimer Global Equity Portfolio - Class B
PIMCO VARIABLE INSURANCE TRUST - ADMINISTRATIVE CLASS
Total Return Portfolio
VARIABLE INSURANCE PRODUCTS FUND
VIP Contrafund Portfolio - Service Class
VIP Mid Cap Portfolio - Service Class 2
METROPOLITAN SERIES FUND, INC. - ASSET ALLOCATION PORTFOLIOS - CLASS B
MetLife Conservative Allocation Portfolio
MetLife Conservative to Moderate Allocation Portfolio
MetLife Moderate Allocation Portfolio
MetLife Moderate to Aggressive Allocation Portfolio
MetLife Aggressive Allocation Portfolio
CLOSED TO NEW CONTRACT OWNERS OR OTHERWISE ENDED
AIM VARIABLE INSURANCE FUND
AIM VI Core Equity Fund (April 30, 2007, substituted by an existing fund:
Capital Guardian U.S. Equity Portfolio)
FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST
Franklin Small-Mid Cap Growth Securities Fund - Class 2 Shares
LAZARD RETIREMENT SERIES, INC.
Lazard Retirement Small Cap Portfolio (November 13, 2006, substituted by an
existing fund: Third Avenue Small Cap Value Portfolio)
LEGG MASON PARTNERS INVESTMENT SERIES
Legg Mason Partners Variable Dividend Strategy Portfolio
LEGG MASON PARTNERS VARIABLE EQUITY TRUST
Legg Mason Partners Variable Diversified Strategic Income Portfolio
Legg Mason Partners Variable International All Cap Opportunity Portfolio
(name changed April 30, 2007; formerly Legg Mason Partners Variable
International All Cap Growth Portfolio)
Legg Mason Partners Variable Small Cap Growth Fund (merge April 30, 2007,
from Legg Mason Partners Variable Small Cap Growth Opportunities Portfolio)
METROPOLITAN SERIES FUND, INC.
T. Rowe Price Large Cap Growth Portfolio - Class B
MET INVESTORS SERIES TRUST
MFS Research International Portfolio - Class B (added April 30, 2007, as a
substitution for Putnam VT International Equity Fund - Class IB Shares)
PUTNAM VARIABLE TRUST
Putnam VT Discovery Growth Fund- Class IB Shares
Putnam VT Small Cap Value Fund (April 30, 2007, substituted by an existing
fund: Third Avenue Small Cap Value Portfolio)
VAN KAMPEN LIFE INVESTMENT TRUST
Van Kampen LIT Strategic Growth Portfolio (name changed August 15, 2006;
formerly Van Kampen Emerging Growth Portfolio - Class I Shares)
MetLife of Connecticut Companies (formerly The Travelers Companies), Agreement
No. 99031, Effective November 1, 1999
Amendment No. 11 Page 2 of 4
SCHEDULE B
INVESTMENT FUNDS
PORTFOLIO ARCHITECT XTRA
FUNDS AND STATUS
AMERICAN FUNDS INSURANCE SERIES - CLASS 2
Global Growth Fund
Growth Fund
Growth-Income Fund
DREYFUS VARIABLE INVESTMENT FUND - INITIAL SHARES
Appreciation Portfolio
Developing Leaders Portfolio
FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST - CLASS 2
Templeton Developing Markets Securities Fund
Templeton Foreign Securities Fund
JANUS ASPEN SERIES- SERVICE SHARES
Global Technology Portfolio
LEGG MASON PARTNERS VARIABLE EQUITY TRUST (NAME CHANGED TO EQUITY TRUST,
APRIL 30, 2007)
Legg Mason Partners Variable Aggressive Growth Portfolio - Class I
Legg Mason Partners Variable Appreciation Portfolio - Class I (added April
30, 2007, due to merger from Legg Mason Partners Variable Growth and Income
Portfolio - Class I)
Legg Mason Partners Variable Equity Index Portfolio - Class II
Legg Mason Partners Variable Fundamental Value Portfolio - Class I (added
April 30, 2007, due to merger from Legg Mason Partners Variable All Cap
Portfolio)
Legg Mason Partners Variable Investors Portfolio
Legg Mason Partners Variable Large Cap Growth Portfolio - Single Share
Class
Legg Mason Partners Variable Small Cap Growth Portfolio
Legg Mason Partners Variable Social Awareness Portfolio (name changed April
30, 2007; formerly Legg Mason Partners Variable Social Awareness Stock
Portfolio)
LEGG MASON PARTNERS VARIABLE INCOME TRUST (NAME CHANGED TO INCOME TRUST,
APRIL 30, 2007)
Legg Mason Partners Variable Adjustable Rate Income Portfolio
MET INVESTORS SERIES TRUST
Batterymarch Mid-Cap Stock Portfolio - Class A
BlackRock High Yield Portfolio - Class A (name changed August 21, 2006;
formerly Federated High Yield Portfolio - Class A)
BlackRock Large-Cap Core Portfolio - Class E (changed from Class A to Class
E, April 30, 2007; name changed October 1, 2006; formerly Mercury
Large-Cap Core Portfolio - Class A)
Dreman Small-Cap Value Portfolio - Class A
Harris Oakmark International Portfolio -Class A
Janus Forty Portfolio - Class A (name changed April 30, 2007; formerly
Janus Capital Appreciation Portfolio -Class A)
Lazard Mid-Cap Portfolio - Class B (added April 30, 2007, due to merger
from Pioneer Mid-Cap Value Portfolio -Class A)
Legg Mason Partners Managed Assets Portfolio - Class A
Lord Abbett Bond Debenture Portfolio - Class A
Lord Abbett Growth and Income Portfolio
Lord Abbett Mid-Cap Value Portfolio
Met/AIM Capital Appreciation Portfolio - Class A
Met/AIM Small Cap Growth Portfolio - Class A
MFS(R) Value Portfolio - Class A
Neuberger Berman Real Estate Portfolio - Class A
PIMCO Inflation Protected Bond Portfolio - Class A (added April 30, 2007,
as substitution for PIMCO Real Return Portfolio)
Pioneer Fund Portfolio - Class A
Pioneer Strategic Income Portfolio - Class A
Third Avenue Small Cap Value Portfolio - Class B
MetLife of Connecticut Companies (formerly The Travelers Companies), Agreement
No. 99031, Effective November 1, 1999
Amendment No. 11 Page 3 of 4
SCHEDULE B
INVESTMENT FUNDS
PORTFOLIO ARCHITECT XTRA
FUNDS AND STATUS
METROPOLITAN SERIES FUND, INC.
BlackRock Aggressive Growth Portfolio - Class D
BlackRock Bond Income Portfolio - Class A
BlackRock Money Market Portfolio - Class A
FI Large Cap Portfolio - Class A
FI Value Leaders Portfolio - Class D
MFS(R) Total Return Portfolio - Class F
Oppenheimer Global Equity Portfolio - Class B
Western Asset Management U.S. Government Portfolio - Class A
PIMCO VARIABLE INSURANCE TRUST - ADMINISTRATIVE CLASS
Total Return Portfolio
VAN KAMPEN LIFE INVESTMENT TRUST - CLASS II
Comstock Portfolio
VARIABLE INSURANCE PRODUCTS FUND - SERVICE CLASS 2
VIP Contrafund(R) Portfolio
VIP Mid Cap Portfolio
METROPOLITAN SERIES FUND, INC. - ASSET ALLOCATION PORTFOLIOS - CLASS B
MetLife Conservative Allocation Portfolio
MetLife Conservative to Moderate Allocation Portfolio
MetLife Moderate Allocation Portfolio
MetLife Moderate to Aggressive Allocation Portfolio
MetLife Aggressive Allocation Portfolio
CLOSED TO NEW CONTRACT OWNERS OR OTHERWISE ENDED
JANUS ASPEN SERIES
Janus Aspen Balanced Portfolio - Service Shares (no assets remain)
Janus Aspen Global Life Sciences Portfolio - Service Shares
Janus Aspen Worldwide Growth Portfolio - Service Shares
LAZARD RETIREMENT SERIES, INC.
Lazard Retirement Small Cap Portfolio (November 13, 2006, substituted by an
existing fund: Third Avenue Small Cap Value Portfolio)
MET INVESTORS SERIES TRUST
MFS Emerging Markets Equity Portfolio - Class A (added April 30, 2007 as
substitution for Credit Suisse Emerging Markets Portfolio)
MFS Research International Portfolio - Class B (added April 30, 2007, as a
substitution for Putnam VT International Equity Fund - Class IB Shares)
METROPOLITAN SERIES FUND, INC.
Capital Guardian U.S. Equity Portfolio - Class A (added April 30, 2007 as
substitution for AIM VI Core Equity Fund)
T. Rowe Price Large Cap Growth Portfolio - Class B
Western Asset Management High Yield Bond Portfolio - Class A (merged April
30, 2007, into existing fund BlackRock High Yield Portfolio)
PUTNAM VARIABLE TRUST
Putnam Diversified Income (no assets remain)
Putnam VT Discovery Growth Fund- Class IB Shares
Putnam VT Small Cap Value Fund (April 30, 2007, substituted by an existing
fund: Third Avenue Small Cap Value Portfolio;
VAN KAMPEN LIFE INVESTMENT TRUST
Van Kampen Enterprise Portfolio Class II Shares (closed to new sales May 3,
2004; added May 1, 2001)
VARIABLE INSURANCE PRODUCTS FUND
Dynamic Capital Appreciation-Service Class 2
MetLife of Connecticut Companies (formerly The Travelers Companies), Agreement
No. 99031, Effective November 1, 1999
Amendment No. 11 Page 4 of 4
AMENDMENT NO. 12 TO
AUTOMATIC REINSURANCE AGREEMENT NO. 99031, DATED NOVEMBER 1, 1999
between
METLIFE INSURANCE COMPANY OF CONNECTICUT
and its Subsidiary
METLIFE LIFE AND ANNUITY COMPANY OF CONNECTICUT
(CEDING COMPANY)
and
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
(REINSURER)
Effective as indicated below, this Amendment is hereby attached to and becomes a
part of the above-described Reinsurance Agreement. It is mutually agreed that:
1. SCHEDULE B, INVESTMENT FUNDS, is hereby replaced by the attached revised
Schedule B to describe revisions and additions to the fund offerings as
of the dates indicated. Funds pertaining to the Reinsurance Agreement
have been identified in the column headings, by Related Contract
(as shown in Schedule A), and by Applicable Treaty.
2. MetLife Life & Annuity Company of Connecticut ("MLAC") merged into
MetLife Insurance Company of Connecticut ("MICC"), effective
December 7, 2007. All the rights and obligations of MLAC under the
Reinsurance Agreement have become the rights and obligations of MICC.
Therefore this Agreement shall be deemed to be between MetLife Insurance
Company of Connecticut, the CEDING COMPANY, and AXA Corporate Solutions
Life Reinsurance Company. All references to the CEDING COMPANY in the
Agreement, including any amendments and supplements, shall be deemed to
be references to MetLife Insurance Company of Connecticut.
This Amendment does not alter, amend or modify the Reinsurance Agreement other
than as set forth in this Amendment, and it is subject otherwise to all the
terms and conditions of the Reinsurance Agreement together with all Amendments
and supplements thereto.
METLIFE INSURANCE COMPANY OF CONNECTICUT
METLIFE INSURANCE COMPANY OF CONNECTICUT, AS SUCCESSOR IN INTEREST TO METLIFE
LIFE AND ANNUITY COMPANY OF CONNECTICUT
By: -s- Christopher A. Kremer Date: 2/08/08
-------------------------------------------- -------------
Christopher A. Kremer, Assistant Vice President & Actuary
Attest: -s- Patrisha R. Cox
--------------------------------------------
Patrisha R. Cox, Actuary
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
By: -s- Keith E. Floman Date: 2.08.08
-------------------------------------------- -------------
Keith E. Floman, Senior Vice President & Chief Actuary
Attest: -s- Julia Cornely
--------------------------------------------
Julia Cornely, Assistant Vice President
MetLife of Connecticut (formerly The Travelers Companies). Agreement No. 99031,
Effective November 1, 1999
Amendment No. 12
Schedule B
Investment Funds
(as of November 12, 2007)
RELATED CONTRACT & APPLICABLE TREAT
-----------------------------------
PORTFOLIO
VINTAGE ARCHITECT
XTRA XTRA VINTAGE II MRA
FUND NAME SHARE CLASS (99031) (99031) (2000-02) (2000-15)
------------------------------------------ -------------- ------- ---------- ----------- ----------
AMERICAN FUNDS INSURANCE SERIES TRUST
American Funds Global Growth Fund Class 2 Shares Y Y Y Y
American Funds Growth Fund Class 2 Shares Y Y Y Y
American Funds Growth-Income Fund Class 2 Shares Y Y Y Y
DELAWARE VIP TRUST
Delaware VIP Small Cap Value Series Standard Class N N N Y
DREYFUS VARIABLE INVESTMENT FUND
Dreyfus Variable Investment Fund
Appreciation Portfolio Initial Shares N Y N Y
Dreyfus Variable Investment Fund
Developing Leaders Portfolio Initial Shares N Y N Y
FRANKLIN TEMPLETON VARIABLE INSURANCE
PRODUCTS TRUST
Franklin Income Securities Fund Class 2 Shares Y N Y N
Templeton Developing Markets Securities Fund Class 2 Shares Y * Y Y
Templeton Foreign Securities Fund Class 2 Shares Y Y Y Y
*See closed section below
JANUS ASPEN SERIES
Mid Cap Growth Portfolio Service Shares Y N Y Y
Global Technology Portfolio Service Shares N Y N N
LEGG MASON PARTNERS VARIABLE EQUITY TRUST
Legg Mason Partners Variable
Aggressive Growth Portfolio Class I Y Y Y *
Legg Mason Partners Variable
Appreciation Portfolio Class I Y Y Y Y
Legg Mason Partners Variable
Capital Portfolio (name changed
11/12/2007; formerly LMP Variable
Multiple Discipline Portfolio - No Share Class Y N Y N
All Cap Growth and Value)
Legg Mason Partners Variable
Capital and Income Portfolio Class II Y N Y *
Legg Mason Partners Variable
Equity Index Portfolio Class II Y Y Y Y
Legg Mason Partners Variable
Fundamental Value Portfolio Class I Y Y Y Y
Legg Mason Partners Variable
Global Equity Portfolio (name changed
11/12/2007; formerly LMP Variable
Multiple Discipline Portfolio - No Share Class Y N Y N
Global All Cap Growth and Value)
Legg Mason Partners Variable
International All Cap Opportunity Portfolio N N N Y
Legg Mason Partners Variable
Investors Portfolio Class I Y Y Y N
Legg Mason Partners Variable
Large Cap Growth Portfolio Class I Y Y Y Y
Legg Mason Partners Variable
Mid Cap Core Portfolio Class I Y N Y N
Legg Mason Partners Variable
Small Cap Growth Portfolio Class I N Y N Y
Legg Mason Partners Variable
Social Awareness Portfolio No Share Class N Y N Y
*See closed section below
LEGG MASON PARTNERS VARIABLE INCOME TRUST
Legg Mason Partners Variable
Adjustable Rate Income Portfolio No Share Class Y Y Y Y
Legg Mason Partners Variable
High Income Portfolio No Share Class Y N Y Y
Legg Mason Partners Variable
Investors Portfolio Class I N N N Y
Legg Mason Partners Variable
Money Market Portfolio No Share Class Y N Y N
MetLife of CT (formerly The Travelers Companies), No. 99031
Amendment No. 12 Page 1 of 3
Schedule B
Investment Funds
(as of November 12, 2007)
RELATED CONTRACT & APPLICABLE TREATY
------------------------------------
PORTFOLIO
VINTAGE ARCHITECT
XTRA XTRA VINTAGE II MRA
FUND NAME SHARE CLASS (99031) (99031) (2000-02) (2000-15)
------------------------------------------------------------------- --------------- ------- ---------- --------- --------
MET INVESTORS SERIES TRUST
Batterymarch Mid-Cap Stock Portfolio Class A N Y N Y
BlackRock High Yield Portfolio Class A N Y N Y
BlackRock Large-Cap Core Portfolio Class E Y Y Y Y
Dreman Small-Cap Value Portfolio Class A Y Y Y Y
Harris Oakmark International Portfolio Class A Y Y Y Y
Janus Forty Portfolio Class A Y Y Y Y
Lazard Mid-Cap Portfolio Class B Y Y Y Y
Legg Mason Partners Managed Assets Portfolio Class A N Y N Y
Lord Abbett Bond Debenture Portfolio Class A N Y N Y
Lord Abbett Growth and Income Portfolio Class B Y Y Y Y
Lord Abbett Mid-Cap Value Portfolio Class B Y Y Y Y
Met/AIM Capital Appreciation Portfolio Class A Y Y Y Y
Met/AIM Small Cap Growth Portfolio Class A Y Y Y Y
MFS(R) Value Portfolio Class A Y Y Y Y
Neuberger Berman Real Estate Portfolio Class A Y Y Y Y
PIMCO Inflation Protected Bond Portfolio Class A Y Y Y Y
Pioneer Fund Portfolio Class A Y Y Y Y
Pioneer Strategic Income Portfolio Class A Y Y Y Y
Third Avenue Small Cap Value Portfolio Class B Y Y Y Y
METROPOLITAN SERIES FUND, INC.
BlackRock Aggressive Growth Portfolio Class D Y Y Y Y
BlackRock Bond Income Portfolio Class E Y Y Y Y
BlackRock Money Market Portfolio Class A N Y N Y
Capital Guardian U.S. Equity Portfolio Class A Y * Y *
Fl Large Cap Portfolio Class A Y Y Y Y
Fl Value Leaders Portfolio Class D Y Y Y Y
Lehman Brothers(R) Aggregate Bond Index Portfolio (substituted Class A N N N Y
11/12/2007 for MetLife Investment Diversified Bond Fund)
MetLife Stock Index Portfolio (substituted 11/12/2007 for MetLife
Investment Large Company Stock Fund) Class A N N N Y
MFS(R) Total Return Portfolio Class F Y Y Y Y
Morgan Stanley EAFE(R) Index Portfolio (substituted 11/12/2007 for Class A N N N Y
MetLife Investment International Stock Fund)
Oppenheimer Global Equity Portfolio Class B Y Y Y Y
Russell 2000(R) Index Portfolio (substituted 11/12/2007 for MetLife
Investment Small Company Stock Fund) Class A N N N Y
Western Asset Management U.S. Government Portfolio Class A N Y N Y
*See closed section below
METROPOLITAN SERIES FUND, INC. - ASSET ALLOCATION PORTFOLIOS
MetLife Aggressive Allocation Portfolio Class B Y Y Y Y
MetLife Conservative Allocation Portfolio Class B Y Y Y Y
MetLife Conservative to Moderate Allocation Portfolio Class B Y Y Y Y
MetLife Moderate Allocation Portfolio Class B Y Y Y Y
MetLife Moderate to Aggressive Allocation Portfolio Class B Y Y Y Y
PIMCO VARIABLE INSURANCE TRUST
Total Return Portfolio Admin Class Y Y Y Y
VAN KAMPEN LIFE INVESTMENT TRUST
Van Kampen LIT Comstock Portfolio Class II Shares N Y N Y
FIDELITY(R) VARIABLE INSURANCE PRODUCTS TRUST
VIP Contrafund(R) Portfolio Service Class Y Y Y Y
VIP Mid Cap Portfolio Service Class 2 Y Y Y Y
FIXED ACCOUNT Y
MetLife of CT (formerly The Travelers Companies), No. 99031
Amendment No. 12 Page 2 of 3
Schedule B
Investment Funds
(as of November 12, 2007)
RELATED CONTRACT & APPLICABLE TREATY
------------------------------------
PORTFOLIO
VINTAGE ARCHITECT
XTRA XTRA VINTAGE II MRA
FUND NAME SHARE CLASS (99031) (99031) (2000-02) (2000-15)
----------------------------------------------------------- ---------------- -------- ---------- ---------- ---------
THE FOLLOWING FUNDS REMAIN CLOSED TO NEW INVESTORS:
FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST
Franklin Small-Mid Cap Growth Securities Fund Class 2 Y N Y N
FIDELITY(R) VARIABLE INSURANCE PRODUCTS TRUST
VIP Dynamic Capital Appreciation Portfolio Service Class 2 N Y N Y
JANUS ASPEN SERIES
Global Life Sciences Portfolio Service Shares N Y N N
Worldwide Growth Portfolio Service Shares N Y N Y
LEGG MASON PARTNERS INVESTMENT SERIES
Legg Mason Partners Variable Dividend Strategy Portfolio No Share Class Y N Y N
LEGG MASON PARTNERS VARIABLE EQUITY TRUST
Legg Mason Partners Variable Aggressive Growth Portfolio Class I N N N Y
Legg Mason Partners Variable Capital and Income Portfolio Class II N N N Y
Legg Mason Partners Variable Diversified Strategic
Income Portfolio No Share Class Y N Y N
Legg Mason Partners Variable Dividend Strategy Portfolio N N N Y
Legg Mason Partners Variable International All Cap
Opportunity Portfolio No Share Class Y N Y Y
Legg Mason Partners Variable Small Cap Growth Portfolio Class I Y N Y N
MET INVESTORS SERIES TRUST
MFS(R) Emerging Equity Markets Portfolio Class A N Y N Y
MFS(R) Research International Portfolio Class B Y Y Y Y
METROPOLITAN SERIES FUND
T. Rowe Price Large Cap Growth Portfolio Class B Y Y Y N
Capital Guardian U.S. Equity Portfolio Class A N Y N Y
PUTNAM VARIABLE TRUST
Putnam VT Discovery Growth Fund Class IB Shares Y Y Y Y
VAN KAMPEN LIFE INVESTMENT TRUST
Van Kampen LIT Enterprise Portfolio Class II Shares N Y N Y
Van Kampen LIT Strategic Growth Portfolio Class I Y N Y Y
WELLS FARGO VARIABLE TRUST
Wells Fargo VT Advantage Small/Mid Cap Value Fund N N N Y
CLOSED TO NEW DEPOSITS (HARD CLOSE - MLI DEFINITION):
FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST
Templeton Developing Markets Securities
Fund (Closed 11/12/07) Class 2 N Y N N
LEGG MASON PARTNERS VARIABLE EQUITY TRUST
Legg Mason Partners Variable Appreciation Portfolio
Class II added 11/12/2007 as merge-to fund for LMP
Variable Multiple Discipline Portfolio - Large Cap
Growth and Value, then immediately closed 11/07) Class II Y N Y N
MetLife of CT (formerly The Travelers Companies), No. 99031
Amendment No. 12 Page 3 of 3
AMENDMENT NO. 13 TO
AUTOMATIC REINSURANCE AGREEMENT NO. 99031, DATED NOVEMBER 1, 1999
between
METLIFE INSURANCE COMPANY OF CONNECTICUT
(CEDING COMPANY)
and
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
(REINSURER)
Effective as indicated below, this Amendment is hereby attached to and becomes a
part of the above-described Reinsurance Agreement. It is mutually agreed that:
SCHEDULE B, INVESTMENT FUNDS, is hereby replaced by the attached revised
Schedule B to describe revisions and additions to the fund offerings as of
the dates indicated. Funds pertaining to the Reinsurance Agreement have
been identified in the column headings, by Related Contract (as shown in
Schedule A), and by Applicable Treaty.
This Amendment does not alter, amend or modify the Reinsurance Agreement other
than as set forth in this Amendment, and it is subject otherwise to all the
terms and conditions of the Reinsurance Agreement together with all Amendments
and supplements thereto.
METLIFE INSURANCE COMPANY OF CONNECTICUT
By: -s- Christopher A. Kremer Date: 6/14/08
-------------------------------------------- -------------
Christopher A. Kremer, Assistant Vice President & Actuary
Attest: -s- Patrisha R. Cox
--------------------------------------------
Patrisha R. Cox, Actuary
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
By: -s- Keith E. Floman Date: 6.13.08
-------------------------------------------- -------------
Keith E. Floman, Senior Vice President & Chief Actuary
Attest: -s- Julia Cornely
--------------------------------------------
Julia Cornely, Assistant Vice President
MetLife of Connecticut, Agreement No. 99031, Effective November 1, 1999
Amendment No. 13
Schedule B
Investment Funds
(as of April 28, 2008)
RELATED CONTRACT & APPLICABLE TREATY
------------------------------------
PORTFOLIO
VINTAGE ARCHITECT
XTRA XTRA VINTAGE II MRA
FUND NAME SHARE CLASS (99031) (99031) (2000-02) (2000-15)
---------------------------------------------------------------- ----------------- ------- ---------- ---------- -------
AMERICAN FUNDS INSURANCE SERIES TRUST
American Funds Global Growth Fund Class 2 Shares Y Y Y Y
American Funds Growth Fund Class 2 Shares Y Y Y Y
American Funds Growth-Income Fund Class 2 Shares Y Y Y Y
DELAWARE VIP TRUST
Delaware VIP Small Cap Value Series Standard Class N N N Y
FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST
Franklin Income Securities Fund Class 2 Shares Y N Y N
TEMPLETON Developing Markets Securities Fund Class 2 Shares N N N Y
Templeton Foreign Securities Fund Class 2 Shares Y Y Y Y
JANUS ASPEN SERIES
Mid Cap Growth Portfolio Service Shares Y N Y Y
Global Technology Portfolio Service Shares N Y N N
LEGG MASON PARTNERS VARIABLE EQUITY TRUST
Legg Mason Partners Variable Aggressive Growth Portfolio Class 1 Y Y Y *
Legg Mason Partners Variable Appreciation Portfolio Class 1 Y Y Y Y
Legg Mason Partners Variable Capital and Income Portfolio Class II Y N Y *
Legg Mason Partners Variable Equity Index Portfolio Class II Y Y Y Y
Legg Mason Partners Variable Fundamental Value Portfolio Class 1 - Y - Y
Legg Mason Partners Variable Global Equity Portfolio Single Share Class Y N Y N
Legg Mason Partners Variable Investors Portfolio Class 1 Y Y Y Y
Legg Mason Partners Variable Large Cap Growth Portfolio Class 1 * Y - Y
Legg Mason Partners Variable Mid Cap Core Portfolio Class 1 Y N Y N
Legg Mason Partners Variable Small Cap Growth Portfolio Class 1 N Y N Y
Legg Mason Partners Variable Social Awareness Portfolio Single Share Class N Y N Y
*See closed section below
LEGG MASON PARTNERS VARIABLE INCOME TRUST
Legg Mason Partners Variable Adjustable Rate Income Portfolio Single Share Class Y Y Y Y
Legg Mason Partners Variable High Income Portfolio Single Share Class Y N Y Y
Legg Mason Partners Variable Money Market Portfolio Single Share Class Y N Y N
MET INVESTORS SERIES TRUST
BlackRock High Yield Portfolio Class A N Y N Y
BlackRock Large-Cap Core Portfolio Class E Y Y Y Y
Clarion Global Real Estate Portfolio (name changed 04/28/2008;
formerly Neuberger Berman Real Estate Portfolio) CLASS A Y Y I Y
Dreman Small-Cap Value Portfolio Class A Y Y Y Y
Harris Oakmark International Portfolio Class A Y Y Y Y
Janus Forty Portfolio Class A Y Y Y Y
Lazard Mid-Cap Portfolio (substituted 04/28/2008, for
Batterymarch Mid-Cap Stock Portfolio) Class A N N N Y
Lazard Mid-Cap Portfolio Class B Y Y Y N
Legg Mason Partners Managed Assets Portfolio Class A N Y N Y
Lord Abbett Bond Debenture Portfolio Class A N Y N Y
Lord Abbett Growth and Income Portfolio Class B Y Y Y Y
Lord Abbett Mid-Cap Value Portfolio Class B Y Y Y Y
Met/AIM Capital Appreciation Portfolio Class A Y Y Y Y
Met/AIM Small Cap Growth Portfolio Class A Y Y Y Y
MFS Emerging Markets Equity Portfolio (added 04/28/2008, as
substitution for Templeton Developing Markets Securities Fund) Class B Y Y N
PIMCO Inflation Protected Bond Portfolio Class A Y Y Y Y
Pioneer Fund Portfolio Class A Y Y Y Y
Pioneer Strategic Income Portfolio Class A Y Y Y Y
Third Avenue Small Cap Value Portfolio Class B Y Y Y Y
*See closed section below
MetLife of Connecticut, No. 99031,
Amendment No. 13 Page 1 of 3
Schedule B
Investment Funds
(as of April 28, 2008)
RELATED CONTRACT & APPLICABLE TREATY
------------------------------------
PORTFOLIO
VINTAGE ARCHITECT
XTRA XTRA VINTAGE II MRA
FUND NAME SHARE CLASS (99031) (99031) (2000-02) (2000-15)
---------------------------------------------------------------------- ------------- ------- ---------- ---------- -------
METROPOLITAN SERIES FUND, INC.
BlackRock Aggressive Growth Portfolio Class D Y Y Y Y
BlackRock Bond Income Portfolio Class A N Y N Y
BlackRock Bond Income Portfolio Class E Y N Y N
BlackRock Money Market Portfolio Class A N Y N Y
Capital Guardian U.S. Equity Portfolio Class A Y * Y *
Davis Venture Value Portfolio (added 04/28/2008, as substitution for
Dreyfus VIF Appreciation Portfolio) Class A N Y N Y
Fl Large Cap Portfolio Class A Y Y Y Y
Fl Value Leaders Portfolio Class D Y Y Y Y
Lehman Brothers(R) Aggregate Bond Index Portfolio Class A N N N Y
MetLife Stock Index Portfolio Class A N N N Y
MFS(R) Total Return Portfolio Class F Y Y Y Y
MFS(R) Value Portfolio (moved 04/28/2008, from Met Investors Series to Class A Y Y Y Y
Metropolitan Series)
Morgan Stanley EAFE(R) Index Portfolio Class A N N N Y
Oppenheimer Global Equity Portfolio (assets added 04/28/2008, from CLASS B Y Y Y Y
Janus Aspen Worldwide Growth Portfolio)
Russell 2000(R) Index Portfolio Class A N N N Y
T. Rowe Price Small Cap Growth Portfolio (added 04/28/2008,
as substitution for Dreyfus VIF Developing Leaders Portfolio) Class B N Y N Y
Western Asset Management U.S. Government Portfolio Class A N Y N Y
*See closed section below
METROPOLITAN SERIES FUND, INC. - ASSET ALLOCATION PORTFOLIOS
MetLife Aggressive Allocation Portfolio Class B Y Y Y Y
MetLife Conservative Allocation Portfolio Class B Y Y Y Y
MetLife Conservative to Moderate Allocation Portfolio Class B Y Y Y Y
MetLife Moderate Allocation Portfolio Class B Y Y Y Y
MetLife Moderate to Aggressive Allocation Portfolio Class B Y Y Y Y
PIMCO VARIABLE INSURANCE TRUST
Total Return Portfolio Admin Class Y Y Y Y
VAN KAMPEN LIFE INVESTMENT TRUST
Van Kampen LIT Comstock Portfolio Class II Shares N Y N Y
FIDELITY(R) VARIABLE INSURANCE PRODUCTS TRUST
VIP Contrafund(R) Portfolio Service Class Y Y Y Y
VIP Mid Cap Portfolio Service Class 2 Y Y Y Y
FIXED ACCOUNT Y
MetLife of Connecticut, No. 99031,
Amendment No. 13 Page 2 of 3
Schedule B
Investment Funds
(as of April 28, 2008)
RELATED CONTRACT & APPLICABLE TREATY
PORTFOLIO
VINTAGE ARCHITECT
XTRA XTRA VINTAGE II MRA
FUND NAME SHARE CLASS (99031) (99031) (2000-02) (2000-15)
------------------------------------------------------------------------ ----------------- ------- ---------- ---------- -------
CLOSED TO NEW SALES (SOFT CLOSE - TLA DEFINITION)
FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST
Franklin Small-Mid Cap Growth Securities Fund Class 2 Y N Y N
FIDELITY(R) VARIABLE INSURANCE PRODUCTS TRUST
VIP Dynamic Capital Appreciation Portfolio Service Class 2 N Y N Y
JANUS ASPEN SERIES
Global Life Sciences Portfolio Service Shares N Y N N
LEGG MASON PARTNERS VARIABLE EQUITY TRUST
Legg Mason Partners Variable Aggressive Growth Portfolio Class 1 N N N Y
Legg Mason Partners Variable Capital and Income Portfolio Class II N N N Y
Legg Mason Partners Variable Diversified Strategic Income Portfolio Single Share Class Y N Y N
Legg Mason Partners Variable Dividend Strategy Portfolio N N N Y
Legg Mason Partners Variable International All Cap Opportunity Portfolio Single Share Class Y N Y Y
Legg Mason Partners Variable Small Cap Growth Portfolio Class 1 Y N Y N
MET INVESTORS SERIES TRUST
MFS(R) Emerging Equity Markets Portfolio Class A N Y N Y
MFS(R) Research International Portfolio Class B Y Y Y Y
Van Kampen Mid Cap Growth Portfolio (added 04/28/2008, as
substitution for Putnam VT Discovery Growth Fund) Class B Y Y Y Y
METROPOLITAN SERIES FUND
Capital Guardian U.S. Equity Portfolio Class A N Y N Y
Jennison Growth Portfolio (added 04/28/2008, as substitution for
Van Kampen LIT Strategic Growth Portfolio) Class A Y N Y N
Jennison Growth Portfolio (added 04/28/2008, as substitution for
Van Kampen LIT Strategic Growth Portfolio) Class B N N N Y
T. Rowe Price Large Cap Growth Portfolio Class B Y Y Y N
VAN KAMPEN LIFE INVESTMENT TRUST
Van Kampen LIT Enterprise Portfolio Class II Shares N Y N Y
WELLS FARGO VARIABLE TRUST
Wells Fargo VT Advantage Small/Mid Cap Value Fund N N N Y
CLOSED TO NEW DEPOSITS (HARD CLOSE - MLI DEFINITION):
MET INVESTORS SERIES TRUST
MFS Emerging Markets Equity Portfolio (added 04/28/2008, as
substitution for Templeton Developing Markets Securities Fund) Class B N Y N N
Lazard Mid Cap Portfolio (closed 04/28/2008, after merger from
Batterymarch Mid-Cap Stock Portfolio) Class A N Y N N
LEGG MASON PARTNERS VARIABLE EQUITY TRUST
Legg Mason Partners Variable Appreciation Portfolio Class II Y N Y N
Legg Mason Partners Variable Capital Portfolio (closed to new
deposits, 04/28/2008) Single Share Class Y N Y N
Legg Mason Partners Variable Dividend Strategy Portfolio (as of
04/28/2008, closed status changed to "hard close") Single Share Class Y N Y N
Legg Mason Partners Variable Fundamental Value Portfolio
(closed 04/28/2008) Class I Y N Y N
Legg Mason Partners Variable Large Cap Growth Portfolio
(closed 04/28/2008) Class I Y N Y N
MetLife of Connecticut, No. 99031,
Amendment No. 13 Page 3 of 3
AMENDMENT NO. 14 TO
AUTOMATIC REINSURANCE AGREEMENT NO. 99031, DATED NOVEMBER 1, 1999
between
METLIFE INSURANCE COMPANY OF CONNECTICUT
(CEDING COMPANY)
and
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
(REINSURER)
Effective as indicated below, this Amendment is hereby attached to and becomes a
part of the above-described Reinsurance Agreement. It is mutually agreed that:
SCHEDULE B, INVESTMENT FUNDS, is hereby replaced by the attached
revised Schedule B to describe revisions and additions to the fund
offerings as of the dates indicated. Funds pertaining to the Reinsurance
Agreement have been identified in the column headings, by Related Contract
(as shown in Schedule A), and by Applicable Treaty.
This Amendment does not alter, amend or modify the Reinsurance Agreement other
than as set forth in this Amendment, and it is subject otherwise to all the
terms and conditions of the Reinsurance Agreement together with all Amendments
and supplements thereto.
METLIFE INSURANCE COMPANY OF CONNECTICUT
By: -s- Christopher A. Kremer Date: 9/2/09
--------------------------------- -------
Christopher A. Kremer, Assistant
Vice President & Actuary
Attest: -s- Patrisha R. Cox
---------------------------------
Patrisha R. Cox, Actuary
AXA CORPORATE SOLUTIONS LIFE REINSURANCE COMPANY
By: -s- Albert Zlogar Date: 6/17/09
--------------------------------- -------
Albert Zlogar,Senior Vice President & Chief Actuary
Attest: -s- Julia Cornely
---------------------------------
Julia Cornely, Assistant Vice President
Metlife of Connecticut, Agreement No. 99031, Effective November 1,1999
Amendment No. 14
Schedule B
Investment Funds
(as of May 4, 2009)
RELATED CONTRACT & APPLICABLE TREATY
PORTFOLIO
VINTAGE ARCHITECT
XTRA XTRA VINTAGE II MRA
FUND NAME SHARE CLASS (99031) (99031) (2000-02) (2000-15)
--------------------------------------------------- ---------------- ------- --------- ----------- ------
AMERICAN FUNDS INSURANCE SERIES TRUST
American Funds Global Growth Fund Class 2 Shares Y Y Y Y
American Funds Growth Fund Class 2 Shares Y Y Y Y
American Funds Growth-Income Fund Class 2 Shares Y Y Y y
DELAWARE VIP TRUST
Delaware VIP Small Cap Value Series Standard Class N N N Y
FRANKLIN TEMPLETON VARIABLE INSURANCE
Products Trust
Franklin Income Securities Fund Class 2 Shares Y N Y N
Templeton Developing Markets Securities Fund Class 2 Shares N N N Y
Templeton Foreign Securities Fund Class 2 Shares Y Y Y
JANUS ASPEN SERIES
Enterprise Portfolio (name changed
05/04/2009; formerly Mid
Cap Growth Portfolio) Service Shares Y N Y Y
Global Technology Portfolio Service Shares N Y N N
Legg Mason Partners Variable Equity Trust
Legg Mason Partners Variable
Aggressive Growth Portfolio Class I Y Y Y *
Legg Mason Partners Variable
Appreciation Portfolio Class I Y Y Y Y
Legg Mason Partners Variable
Capital and Income Portfolio Class II Y N Y *
Legg Mason Partners Variable
Fundamental Value Portfolio Class I * Y * Y
Legg Mason Partners Variable
Global Equity Portfolio Single Share Class Y N Y N
Legg Mason Partners Variable
Investors Portfolio Class I Y Y Y Y
Legg Mason Partners Variable
Large Cap Growth Portfolio Class I * Y * Y
Legg Mason Partners Variable
Mid Cap Core Portfolio Class I y N Y N
Legg Mason Partners Variable
Small Cap Growth Portfolio Class I N Y N Y
Legg Mason Partners Variable
Social Awareness Portfolio Single Share Class N Y N Y
* See closed section below
LEGG MASON PARTNERS VARIABLE INCOME TRUST
Legg Mason Partners Variable
Adjustable Rate Income Portfolio Single Share Class y Y Y Y
Legg Mason Partners Variable
High Income Portfolio Single Share Class y N Y Y
Legg Mason Partners Variable
Money Market Portfolio Single Share Class y N Y N
MET INVESTORS SERIES TRUST
BlackRock High Yield Portfolio Class A N Y N Y
BlackRock Large-Cap Core Portfolio Class E Y Y Y Y
Clarion Global Real Estate Portfolio
(name changed 04/28/2008; formerly Neuberger
Berman Real Estate Portfolio) Class A y Y Y Y
Dreman Small-Cap Value Portfolio Class A y y Y Y
Harris Oakmark International Portfolio Class A y Y Y
Janus Forty Portfolio Class A Y Y Y Y
Lazard Mid-Cap Portfolio
(substituted 04/28/2008, for
Batterymarch Mid-Cap Stock Portfolio) Class A N N N Y
Lazard Mid-Cap Portfolio Class B y Y Y N
Lord Abbett Bond Debenture Portfolio Class A N Y N Y
Lord Abbett Growth and Income Portfolio Class B Y Y Y Y
Lord Abbett Mid-Cap Value Portfolio Class B Y Y Y y
Met/AIM Small Cap Growth Portfolio Class A Y Y Y Y
MFS Emerging Markets Equity Portfolio
(added 04/28/2008, as substitution for Templeton
Developing Markets Securities Fund) Class B Y * y *
PIMCO Inflation Protected Bond Portfolio Class A Y Y Y Y
PIMCO Total Return Portfolio
(moved 05/04/2009, from PIMCO
Trust to Met Investors Trust due to substitution.) Class B Y Y Y Y
Pioneer Fund Portfolio Class A y Y Y Y
Pioneer Strategic Income Portfolio Class A y Y Y Y
Third Avenue Small Cap Value Portfolio Class B Y Y y Y
Van Kampen Comstock Portfolio
(moved 05/04/2009, from Van Kampen Trust to
Met Investors Trust due to substitution.) Class B N Y N Y
* See closed section below
MetLife of Connecticut, No. 99031 Page 1 of 3
Amendment No. 14
SCHEDULE B
INVESTMENT FUNDS
(AS OF MAY 4, 2009)
RELATED CONTRACT & APPLICABLE TREATY
PORTFOLIO
VINTAGE ARCHITECT
XTRA XTRA VINTAGE II MRA
FUND NAME SHARE CLASS (99031) (99031) (2000-02) (2000-15)
--------------------------------------------------- ---------------- ------- --------- ----------- --------
METROPOLITAN SERIES FUND, INC.
Barclays Capital Aggregate
Bond Index Portfolio
(name changed 05/04/2009; formerly Lehman Brothers
Aggregate Bond Index
Portfolio) Class A N N N Y
BlackRock Aggressive Growth Portfolio Class D Y y Y y
BlackRock Bond Income Portfolio Class A N Y N y
BlackRock Bond Income Portfolio Class E Y N y N
BlackRock Diversified Portfolio
(added 05/04/2009 due to merger
from Legg Mason Partners
Managed Assets Portfolio) Class A N Y N Y
BlackRock Legacy Large Cap
Growth Portfolio
(added 05/04/2006 as merger from
FI Large Cap Portfolio and Met/AIM
Capital Appreciation Portfolio) Class A y Y Y y
BlackRock Money Market Portfolio Class A N Y N Y
Davis Venture Value Portfolio
(added 04/28/2008, as
substitution for Dreyfus VIF
Appreciation Portfolio) Class A N Y N Y
FI Value Leaders Portfolio Class D y y Y y
MetLife Stock Index Portfolio Class A Y Y Y y
MFS Total Return Portfolio Class F y Y y y
MFS Value Portfolio
(moved 04/28/2008, from Met
Investors Series to Metropolitan Series) Class A Y Y y Y
Morgan Stanley EAFE Index Portfolio Class A N N N Y
Oppenheimer Global Equity Portfolio
(assets added 04/28/2008, from Janus Aspen
Worldwide Growth Portfolio) Class B y Y Y Y
Russell 2000 Index Portfolio Class A N N N y
T. Rowe Price Small Cap Growth Portfolio
(added 04/28/2008, as substitution for Dreyfus
VIF Developing Leaders Portfolio) Class B N y N Y
Western Asset Management U.S. Government Portfolio Class A N y N
*See closed section below
METROPOLITAN SERIES FUND, INC. - ASSET ALLOCATION
PORTFOLIOS
MetLife Aggressive Allocation Portfolio Class B y Y Y Y
MetLife Conservative Allocation Portfolio Class B Y Y y Y
MetLife Conservative to Moderate
Allocation Portfolio Class B Y Y Y Y
MetLife Moderate Allocation Portfolio Class B Y Y Y Y
MetLife Moderate to Aggressive
Allocation Portfolio Class B y Y Y Y
FIDELITY(R) VARIABLE INSURANCE PRODUCTS TRUST
VIP Contrafund Portfolio Service Class 2 Y Y y Y
VIP Mid Cap Portfolio Service Class 2 Y Y y Y
FIXED ACCOUNT Y
MetLife of Connecticut, No. 99031 Page 2 of 3
Amendment No. 14
Schedule B
Investment Funds
(as of May 4, 2009)
RELATED CONTRACT & APPLICABLE TREATY
PORTFOLIO
VINTAGE ARCHITECT
XTRA XTRA VINTAGE II MRA
FUND NAME SHARE CLASS (99031) (99031) (2000-02) (2000-15)
--------------------------------------------------- ---------------- ------- --------- ----------- --------
CLOSED TO NEW SALES (SOFT CLOSE - TLA DEFINITION)
FRANKLIN TEMPLETON VARIABLE
INSURANCE PRODUCTS TRUST
Franklin Small-Mid Cap Growth
Securities Fund Class 2 Y N y N
FIDELITY(R) VARIABLE INSURANCE PRODUCTS TRUST
VIP Dynamic Capital Appreciation Portfolio Service Class 2 N Y N y
JANUS ASPEN SERIES
Global Life Sciences Portfolio Service Shares N y N N
LEGG MASON PARTNERS VARIABLE EQUITY TRUST
Legg Mason Partners Variable
Aggressive Growth Portfolio Class I N N N Y
Legg Mason Partners Variable
Capital and Income Portfolio Class II N N N Y
Legg Mason Partners Variable
Diversified Strategic Income Portfolio Single Share Class y N Y N
Legg Mason Partners Variable
Dividend Strategy Portfolio N N N y
Legg Mason Partners Variable
International All Cap Opportunity Portfolio Single Share Class Y N y Y
Legg Mason Partners Variable
Small Cap Growth Portfolio Class I Y N Y N
MET INVESTORS SERIES TRUST
MFS(R) Emerging Equity Markets Portfolio Class A N y N Y
MFS(R) Research International Portfolio Class B Y Y Y Y
Van Kampen Mid Cap Growth Portfolio
(added 04/28/2008, as substitution for Putnam
VT Discovery Growth Fund) Class B Y Y Y Y
METROPOLITAN SERIES FUND
Jennison Growth Portfolio
(added 04/28/2008,
as substitution for Van Kampen LIT
Strategic Growth Portfolio) Class A Y N Y N
Jennison Growth Portfolio
(added 04/28/2008, as substitution for Van
Kampen LIT Strategic Growth Portfolio) Class B N N N Y
T. Rowe Price Large Cap Growth Portfolio Class B Y y Y N
WELLS FARGO VARIABLE TRUST
Wells Fargo VT Advantage Small/Mid
Cap Value Fund N N N Y
CLOSED TO NEW DEPOSITS (HARD CLOSE - MLI DEFINITION):
MET INVESTORS SERIES TRUST
MFS Emerging Markets Equity Portfolio
(added 04/28/2008, as substitution for Templeton
Developing Markets Securities Fund) Class B N y N N
Lazard Mid Cap Portfolio
(closed 04/28/2008, after merger
from Batterymarch Mid-Cap Stock Portfolio) Class A N y N N
LEGG MASON PARTNERS VARIABLE EQUITY TRUST
Legg Mason Partners Variable Capital Portfolio
(closed to new deposits, 04/28/2008) Single Share Class Y N Y N
Legg Mason Partners Variable Dividend Strategy
Portfolio (as of 04/28/2008, closed
status changed to "hard close") Single Share Class Y N Y N
Legg Mason Partners Variable Fundamental
Value Portfolio (closed 04/28/2008) Class I Y N y N
Legg Mason Partners Variable Large Cap Growth
Portfolio (closed 04/28/2008 Class I y N Y N
NO ASSETS REMAIN
METROPOLITAN SERIES FUND
Capital Guardian U.S. Equity Portfolio
(merged 05/04/2009 into Pioneer Fund Portfolio) Class A
VAN KAMPEN LIFE INVESTMENT TRUST
Van Kampen LIT Enterprise Portfolio
(portfolio liquidated 05/04/2009; assets moved
to BlackRock Money Market Portfolio) Class II Shares
LEGG MASON PARTNERS VARIABLE EQUITY TRUST
Legg Mason Partners Variable
Appreciation Portfolio (Class II shares
exchanged 05/04/2009 into Class I) Class II
Legg Mason Partners Variable
Equity Index Portfolio (substituted 05/04/2009)
into MetLife Stock Index Portfolio) Class II
MetLife of Connecticut, No. 99031 Page 3 of 3
Amendment No. 14
