OFUnited Cannabis Corp • June 24th, 2019 • Pharmaceutical preparations • Puerto Rico
Company FiledJune 24th, 2019 Industry Jurisdiction
Warrant Shares: 10,000,000 Initial Exercise Date: June 30, 2015 Issue Date: December 30, 2014Stevia Corp • December 31st, 2014 • Agricultural services
Company FiledDecember 31st, 2014 Industry
ORIGINAL ISSUE DISCOUNT SENIOR CONVERTIBLE DEBENTURE DUE JUNE 30, 2016 THIS ORIGINAL ISSUE DISCOUNT SENIOR CONVERTIBLE DEBENTURE is one of a series of duly authorized and validly issued Original Issue Discount Senior Convertible Debentures of Stevia...Stevia Corp • December 31st, 2014 • Agricultural services
Company FiledDecember 31st, 2014 Industry
Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION...Independence Energy Corp. • November 17th, 2014 • Crude petroleum & natural gas
Company FiledNovember 17th, 2014 Industry
Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION...Stevia Corp • May 6th, 2013 • Agricultural services
Company FiledMay 6th, 2013 Industry
MORTGAGE AND DEED OF TRUSTIpalco Enterprises, Inc. • October 11th, 2011 • Electric services
Company FiledOctober 11th, 2011 IndustryIndenture, made as of the first day of May, 1940 between INDIANAPOLIS POWER & LIGHT COMPANY, a corporation of the State of Indiana, hereinafter sometimes called the Company, party of the first part, and AMERICAN NATIONAL BANK AND TRUST COMPANY OF CHICAGO, a national banking association, hereinafter sometimes called the Trustee, party of the second part;
ANDValeant Pharmaceuticals International, Inc. • October 1st, 2010 • Pharmaceutical preparations • New York
Company FiledOctober 1st, 2010 Industry Jurisdiction
500,000 June 1, 2010 THIRD AMENDED AND RESTATED CONVERTIBLE TERM NOTE FOR VALUE RECEIVED, ALANCO TECHNOLOGIES, INC., an Arizona corporation (the "Maker"), hereby promises to pay to ComVest Capital LLC, a Delaware limited liability company ("ComVest"),...Alanco Technologies Inc • June 3rd, 2010 • Computer storage devices • New York
Company FiledJune 3rd, 2010 Industry Jurisdiction
ARTICLE IAethlon Medical Inc • January 2nd, 2009 • Laboratory analytical instruments • New York
Company FiledJanuary 2nd, 2009 Industry Jurisdiction
Issuer andAqua America Inc • December 10th, 2008 • Water supply • Pennsylvania
Company FiledDecember 10th, 2008 Industry Jurisdiction
EXHIBIT 10.1 THIS NOTE AND THE SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THE NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS. NEITHER THE NOTE NOR SUCH SHARES OF COMMON STOCK...Aethlon Medical Inc • August 12th, 2008 • Laboratory analytical instruments • Nevada
Company FiledAugust 12th, 2008 Industry Jurisdiction
AS ISSUERSolarfun Power Holdings Co., Ltd. • June 27th, 2008 • Semiconductors & related devices • New York
Company FiledJune 27th, 2008 Industry Jurisdiction
EXHIBIT 99.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR UNDER ANY STATE SECURITIES OR BLUE SKY LAWS. THIS NOTE IS SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE...Microislet Inc • January 31st, 2008 • Biological products, (no disgnostic substances) • California
Company FiledJanuary 31st, 2008 Industry Jurisdiction
ARTICLE 2 EXERCISENutradyne, Inc. • November 26th, 2007 • Services-prepackaged software • California
Company FiledNovember 26th, 2007 Industry Jurisdiction
Exhibit 10.2(b) THE SECURITY REPRESENTED BY THIS INSTRUMENT HAS RESULTED FROM A DISTRIBUTION AND SPLITTING UP OF A SECURITY THAT WAS ORIGINALLY ISSUED ON JULY 3, 2006, AND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THE...Ultralife Batteries Inc • October 5th, 2007 • Miscellaneous electrical machinery, equipment & supplies • New York
Company FiledOctober 5th, 2007 Industry Jurisdiction
Exhibit 10.2(a) THE SECURITY REPRESENTED BY THIS INSTRUMENT HAS RESULTED FROM A DISTRIBUTION AND SPLITTING UP OF A SECURITY THAT WAS ORIGINALLY ISSUED ON JULY 3, 2006, AND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THE...Ultralife Batteries Inc • October 5th, 2007 • Miscellaneous electrical machinery, equipment & supplies • New York
Company FiledOctober 5th, 2007 Industry Jurisdiction
EXHIBIT 10.4 NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE...Harvey Electronics Inc • August 28th, 2007 • Retail-radio, tv & consumer electronics stores
Company FiledAugust 28th, 2007 Industry
EXHIBIT 10.20 THIS NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION HEREOF OR IN PAYMENT OF INTEREST HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND MAY NOT BE OFFERED, SOLD, PLEDGED OR...Performance Health Technologies Inc • May 14th, 2007 • Electromedical & electrotherapeutic apparatus • New York
Company FiledMay 14th, 2007 Industry Jurisdiction
ARTICLE IDiamond Entertainment Corp • May 10th, 2007 • Services-motion picture & video tape distribution • New York
Company FiledMay 10th, 2007 Industry Jurisdiction
ARTICLE IDiamond Entertainment Corp • May 10th, 2007 • Services-motion picture & video tape distribution • New York
Company FiledMay 10th, 2007 Industry Jurisdiction
ARTICLE I CONTRACT RATE AND AMORTIZATIONAmerican Technologies Group Inc • April 9th, 2007 • Fabricated structural metal products
Company FiledApril 9th, 2007 Industry
INDENTUREInvacare Corp • February 13th, 2007 • Orthopedic, prosthetic & surgical appliances & supplies • New York
Company FiledFebruary 13th, 2007 Industry Jurisdiction
EXHIBIT 10.14 PROMISSORY NOTE GREEN MOUNTAIN CAPITAL, INC. Miami, Florida US $____________________ _____________ ___, 2007 FOR VALUE RECEIVED, the undersigned, GREEN MOUNTAIN CAPITAL, INC., a Nevada corporation (the "Company"), hereby promises to pay...Green Mountain Capital Inc. • January 18th, 2007 • Railroad equipment
Company FiledJanuary 18th, 2007 Industry
Exhibit 10.21 THIS WARRANT HAS BEEN, AND THE SHARES OF COMMON STOCK WHICH MAY BE PURCHASED PURSUANT TO THE EXERCISE OF THIS WARRANT (THE "SHARES") WILL BE, ACQUIRED SOLELY FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR RESALE IN CONNECTION WITH, ANY...Magnitude Information Systems Inc • January 3rd, 2007 • Services-prepackaged software
Company FiledJanuary 3rd, 2007 Industry
EXHIBIT 4.3 THIS WARRANT AND THE UNDERLYING SHARES OF COMMON STOCK HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE "SECURITIES ACT"), OR ANY OTHER SECURITIES LAWS, HAVE BEEN TAKEN FOR INVESTMENT, AND MAY NOT BE SOLD OR TRANSFERRED OR...Ecosphere Technologies Inc • December 20th, 2006 • Construction, mining & materials handling machinery & equip • Delaware
Company FiledDecember 20th, 2006 Industry Jurisdiction
EXHIBIT B ---------Zoltek Companies Inc • December 18th, 2006 • Electrical industrial apparatus • New York
Company FiledDecember 18th, 2006 Industry Jurisdiction
AS ISSUER ANDSmith & Wesson Holding Corp • December 18th, 2006 • Ordnance & accessories, (no vehicles/guided missiles) • New York
Company FiledDecember 18th, 2006 Industry Jurisdiction
ANNEX I BRIDGE LOAN AGREEMENT FORM OF NOTE THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR OFFERED FOR SALE IN THE ABSENCE OF AN EFFECTIVE REGISTRATION...Sonoma College Inc • November 14th, 2006 • Services-educational services • New York
Company FiledNovember 14th, 2006 Industry Jurisdiction
EXHIBIT 10.21 THIS NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION HEREOF OR IN PAYMENT OF INTEREST HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND MAY NOT BE OFFERED, SOLD, PLEDGED OR...Performance Health Technologies Inc • November 14th, 2006 • New York
Company FiledNovember 14th, 2006 Jurisdiction
Exhibit 4.4 NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. NO SALE OR DISPOSITION MAY BE EFFECTED EXCEPT IN COMPLIANCE WITH RULE 144 UNDER SAID ACT OR...EPIX Pharmaceuticals, Inc. • November 9th, 2006 • In vitro & in vivo diagnostic substances • Delaware
Company FiledNovember 9th, 2006 Industry Jurisdiction
No. [ ] $[ ] Date: October 12, 2006 BIOPHAN TECHNOLOGIES, INC. SENIOR SECURED CONVERTIBLE NOTE DUE October 12, 2009 THIS NOTE is one of a series of duly authorized and issued Notes of Biophan Technologies, Inc., a Nevada corporation (the "Company"),...Biophan Technologies Inc • October 13th, 2006 • Surgical & medical instruments & apparatus
Company FiledOctober 13th, 2006 Industry
JUNIOR SUBORDINATED INDENTURETemecula Valley Bancorp Inc • October 3rd, 2006 • National commercial banks • New York
Company FiledOctober 3rd, 2006 Industry Jurisdiction
781,250 UNITS OFGranahan McCourt Acquisition CORP • September 28th, 2006 • Blank checks • New York
Company FiledSeptember 28th, 2006 Industry Jurisdiction
EXHIBIT 10.2 AMERICAN TONERSERV CORP. 10% CONVERTIBLE PROMISSORY NOTE ____________________ THIS NOTE AND ANY SECURITIES INTO WHICH IT IS CONVERTIBLE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES...American Tonerserv Corp. • September 22nd, 2006 • Services-computer programming, data processing, etc.
Company FiledSeptember 22nd, 2006 Industry
INDENTURE DATED AS OF SEPTEMBER 19, 2006 LASALLE BANK NATIONAL ASSOCIATION, AS TRUSTEEPolymedica Corp • September 19th, 2006 • Pharmaceutical preparations • New York
Company FiledSeptember 19th, 2006 Industry Jurisdiction