Common Contracts

Investment Advisory Agreement

Investment Advisory Agreement • November 1st, 2022 • Texas

• Contract Type
  Investment Advisory Agreement
• Filed
  November 1st, 2022
• Jurisdiction
  Texas

THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is entered into on , 20 , by the undersigned client set forth on Exhibit “A” (“Client”), and GBM Wealth Management, Inc. (“GBM Wealth Management” or “Adviser”), an investment adviser registered with the Texas State Securities Board (“TSSB”). Pursuant to the terms and conditions set forth herein, Client hereby employs GBM Wealth Management as an investment adviser for all assets contained in the investment account or accounts designated on Exhibit “A” (referred to, individually or collectively, as the “Account” or “Client Account”). GBM Wealth Management's duties shall commence, and the compensation referred herein shall begin to accrue, on the earlier to occur of the following (the “Effective Date”): (i) the date on which either broker or custodian, both designated on Exhibit “A” (the “Broker” and the “Custodian”, respectively) notifies GBM Wealth Management that monies, stocks, bonds, fixed income instruments and securities, ETFs, m

Investment Advisory Agreement

Investment Advisory Agreement • September 12th, 2022 • Texas

• Contract Type
  Investment Advisory Agreement
• Filed
  September 12th, 2022
• Jurisdiction
  Texas

THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is entered into on , 20 , by the undersigned client set forth on Exhibit “A” (“Client”), and GBM Wealth Management, Inc. (“GBM Wealth Management”), an investment adviser registered with the Texas State Securities Board (“TSSB”) .Pursuant to the terms and conditions set forth herein, Client hereby employs GBM Wealth Management as an investment adviser for all assets contained in the investment account or accounts designated on Exhibit “A” (referred to, individually or collectively, as the “Account” or “Client Account”). GBM Wealth Management's duties shall commence, and the compensation referred herein shall begin to accrue, on the earlier to occur of the following (the “Effective Date”): (i) the date on which either broker or custodian, both designated on Exhibit “A” (the “Broker” and the “Custodian”, respectively) notifies GBM Wealth Management that monies, stocks, bonds, fixed income instruments and securities, ETFs, mutual funds,

Investment Advisory Agreement

Investment Advisory Agreement • July 12th, 2022 • Texas

• Contract Type
  Investment Advisory Agreement
• Filed
  July 12th, 2022
• Jurisdiction
  Texas

THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is entered into on , 20 , by the undersigned client set forth on Exhibit “A” (“Client”), and GBM Wealth Management, Inc. (“GBM Wealth Management”), an investment adviser registered with the Texas State Securities Board (“TSSB”) .Pursuant to the terms and conditions set forth herein, Client hereby employs GBM Wealth Management as an investment adviser for all assets contained in the investment account or accounts designated on Exhibit “A” (referred to, individually or collectively, as the “Account” or “Client Account”). GBM Wealth Management's duties shall commence, and the compensation referred herein shall begin to accrue, on the earlier to occur of the following (the “Effective Date”): (i) the date on which either broker or custodian, both designated on Exhibit “A” (the “Broker” and the “Custodian”, respectively) notifies GBM Wealth Management that monies, stocks, bonds, fixed income instruments and securities, EFTs, mutual funds,