FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND UP TO 5,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND(TM) SALES AGREEMENTFirst Trust New Opportunities MLP & Energy Fund • September 29th, 2016 • New York
Company FiledSeptember 29th, 2016 Jurisdiction
EXHIBIT 1.1 8,800,000 SHARES OF COMMON STOCK AND 2,200,000 WARRANTS TO PURCHASE COMMON STOCK OF CEL-SCI CORPORATION UNDERWRITING AGREEMENTCel Sci Corp • April 15th, 2014 • Biological products, (no disgnostic substances) • New York
Company FiledApril 15th, 2014 Industry Jurisdiction
FIRST TRUST ENERGY INCOME AND GROWTH FUND UP TO 2,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND(TM) SALES AGREEMENTFirst Trust Energy Income & Growth Fund • September 23rd, 2013 • New York
Company FiledSeptember 23rd, 2013 Jurisdiction
January 25, 2012 CONFIDENTIAL Mr. Geert Kersten Director and Chief Executive Office CEL-SCI Corporation PostalCodePostalCode8229 Boone Boulevard Suite 802 PostalCodeVienna, PostalCodeVA PostalCode22182 Dear Mr. Kersten: This letter (the "Agreement")...Cel Sci Corp • January 27th, 2012 • Biological products, (no disgnostic substances) • New York
Company FiledJanuary 27th, 2012 Industry Jurisdiction
AMONGCorporate Property Associates 17 - Global INC • April 2nd, 2009 • Real estate investment trusts • New York
Company FiledApril 2nd, 2009 Industry Jurisdiction
Rodman & RenshawEpicept Corp • August 6th, 2008 • Pharmaceutical preparations • New York
Company FiledAugust 6th, 2008 Industry Jurisdiction
993,923,000 (approximate) J.P. MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES TRUST 2008-C2 Commercial Mortgage Pass-Through Certificates, Series 2008-C2 Classes A-1, A-2, A-3, A-4, A-4FL, A-SB, A-1A, X, A-M & A-JJ.P. Morgan Chase Commercial Mortgage Securities Trust 2008-C2 • May 23rd, 2008 • Asset-backed securities
Company FiledMay 23rd, 2008 Industry
WITNESSETH:Pacific Energy Resources LTD • February 12th, 2008 • Alaska
Company FiledFebruary 12th, 2008 Jurisdiction
WITNESSETH:Pacific Energy Resources LTD • February 12th, 2008 • Alaska
Company FiledFebruary 12th, 2008 Jurisdiction
Exhibit 1 $995,664,000 (approximate) J.P. MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES TRUST 2007-C1 Commercial Mortgage Pass-Through Certificates, Series 2007-C1 Classes A-1, A-2, A-3, A-4, A-SB, X-2, A-M & A-JJ.P. Morgan Chase Commercial Mortgage Securities Trust 2007-C1 • January 4th, 2008 • Asset-backed securities • New York
Company FiledJanuary 4th, 2008 Industry Jurisdiction
2,187,168,000 (approximate) J.P. MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES TRUST 2007-CIBC20 Commercial Mortgage Pass-Through Certificates, Series 2007-CIBC20 Classes A-1, A-2, A-3, A-4, A-SB, A-1A, X-2, A-M & A-JJ.P. Morgan Chase Commercial Mortgage Securities Trust 2007-Cibc20 • October 16th, 2007 • Asset-backed securities
Company FiledOctober 16th, 2007 Industry
FORM OF INSURANCE FUND PARTICIPATION AGREEMENT (SERVICE SHARES)Merrill Lynch Life Variable Annuity Separate Account A • April 24th, 2007 • New York
Company FiledApril 24th, 2007 Jurisdiction
EXHIBIT 1.1 The Valspar Corporation $200,000,000 5.625% Notes due 2012 $150,000,000 6.050% Notes due 2017 UNDERWRITING AGREEMENTValspar Corp • April 18th, 2007 • Paints, varnishes, lacquers, enamels & allied prods • New York
Company FiledApril 18th, 2007 Industry Jurisdiction
EXHIBIT 1.01 TOWER GROUP, INC. 2,704,000 SHARES OF COMMON STOCK UNDERWRITING AGREEMENTTower Group, Inc. • January 26th, 2007 • Fire, marine & casualty insurance • New York
Company FiledJanuary 26th, 2007 Industry Jurisdiction
betweenValidus Holdings LTD • January 16th, 2007 • New York
Company FiledJanuary 16th, 2007 Jurisdiction
December 5, 2006 MORGAN STANLEY & CO. INCORPORATED Acting on behalf of itself and as the Representative of the several Underwriters named in Schedule I hereto (in either such capacity sometimes herein the "Representative") 1585 Broadway New York, New...GE Equipment Midticket LLC, Series 2006-1 • December 22nd, 2006 • Asset-backed securities • New York
Company FiledDecember 22nd, 2006 Industry Jurisdiction
2,330,773,000 (approximate)J.P. Morgan Chase Commercial Mortgage Securities Trust 2006-Cibc17 • December 15th, 2006 • Asset-backed securities
Company FiledDecember 15th, 2006 Industry
Common StockColor Kinetics Inc • November 13th, 2006 • Electric lighting & wiring equipment • New York
Company FiledNovember 13th, 2006 Industry Jurisdiction
EXHIBIT 10.17 (JPMORGAN LOGO) CREDIT AGREEMENTVisteon Corp • November 7th, 2006 • Motor vehicle parts & accessories • New York
Company FiledNovember 7th, 2006 Industry Jurisdiction
FORM OF CERTIFICATE UNDERWRITING AGREEMENTDaimlerChrysler Financial Services Americas LLC • October 23rd, 2006 • Asset-backed securities • New York
Company FiledOctober 23rd, 2006 Industry Jurisdiction
among LUCENT TECHNOLOGIES INC., as BorrowerLucent Technologies Inc • August 15th, 2006 • Telephone & telegraph apparatus • New York
Company FiledAugust 15th, 2006 Industry Jurisdiction
SUPPLEMENTING THE COLLATERAL TRUST INDENTURE DATED AS OF JUNE 30, 1993 PROVIDING FOR 2006 SERIES A 6.625% SENIOR NOTES DUE 2036Detroit Edison Co • August 9th, 2006 • Electric services • New York
Company FiledAugust 9th, 2006 Industry Jurisdiction
1,943,542,000 (approximate)J.P. Morgan Chase Commercial Mortgage Securities Trust 2006-Cibc15 • July 5th, 2006 • Asset-backed securities
Company FiledJuly 5th, 2006 Industry
Exhibit 10.2 CREDIT AGREEMENTVisteon Corp • June 19th, 2006 • Motor vehicle parts & accessories • New York
Company FiledJune 19th, 2006 Industry Jurisdiction
EXHIBIT 1.1 FORM OF UNDERWRITING AGREEMENT AMERICAN EXPRESS CREDIT ACCOUNT MASTER TRUST $[______] CLASS A SERIES 200[_]-[_] FLOATING RATE ASSET BACKED CERTIFICATES $[______] CLASS B SERIES 200[_]-[_] FLOATING RATE ASSET BACKED CERTIFICATESAmerican Express Receivables Financing Corp Iv LLC • June 16th, 2006 • Asset-backed securities • New York
Company FiledJune 16th, 2006 Industry Jurisdiction
AMERIPRISE FINANCIAL, INC. 7.518% JUNIOR SUBORDINATED NOTES DUE 2066 UNDERWRITING AGREEMENTAmeriprise Financial Inc • May 26th, 2006 • New York
Company FiledMay 26th, 2006 Jurisdiction
LEASE FOR WILES ROAD PLAZA, LLCCygene Laboratories Inc • May 25th, 2006 • Surgical & medical instruments & apparatus • Florida
Company FiledMay 25th, 2006 Industry Jurisdiction
betweenMortgageIT Holdings, Inc. • May 9th, 2006 • Real estate investment trusts • New York
Company FiledMay 9th, 2006 Industry Jurisdiction
EXHIBIT 1.1 PENSON WORLDWIDE, INC. 7,465,759 Shares of Common Stock Underwriting AgreementPenson Worldwide Inc • May 9th, 2006 • Security brokers, dealers & flotation companies • New York
Company FiledMay 9th, 2006 Industry Jurisdiction
COMMON STOCKWarrior Energy Services CORP • April 24th, 2006 • Oil & gas field services, nec • Florida
Company FiledApril 24th, 2006 Industry Jurisdiction
ALLERGAN, INC.Allergan Inc • April 12th, 2006 • Pharmaceutical preparations • New York
Company FiledApril 12th, 2006 Industry Jurisdiction
COMMON STOCKOrmat Technologies, Inc. • April 5th, 2006 • Electric services • New York
Company FiledApril 5th, 2006 Industry Jurisdiction
Exhibit 99(h) BlackRock Long-Term Municipal Advantage Trust (a Delaware statutory trust) [o] Common Shares of Beneficial Interest $15.00 per Share (Par Value $0.001 Per Share) PURCHASE AGREEMENTBlackRock Long-Term Municipal Advantage Trust • February 23rd, 2006 • New York
Company FiledFebruary 23rd, 2006 Jurisdiction
(approximate) [________] [________] Classes A-1, A-2, A-2FL, A-3, A-4, A-SB, A-M, A-J, X-2, B, C & DJp Morgan Chase Commercial Mortgage Securities Corp • February 21st, 2006 • Asset-backed securities • New York
Company FiledFebruary 21st, 2006 Industry Jurisdiction
COMMON SHARES PAR VALUE $0.01 PER SHARECRM Holdings, Ltd. • January 6th, 2006 • Services-management services • New York
Company FiledJanuary 6th, 2006 Industry Jurisdiction