Nastech Pharmaceutical Company Inc. 1,725,000 Shares Common Stock ($0.006 par value)Underwriting Agreement • August 30th, 2005 • Nastech Pharmaceutical Co Inc • Pharmaceutical preparations • New York
Contract Type FiledAugust 30th, 2005 Company Industry Jurisdiction
EXHIBIT 1.3 KINDER MORGAN ENERGY PARTNERS, L.P. UNDERWRITING AGREEMENT STANDARD PROVISIONSUnderwriting Agreement • January 31st, 2005 • Kinder Morgan Energy Partners L P • Natural gas transmission • New York
Contract Type FiledJanuary 31st, 2005 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • June 14th, 2004 • Color Kinetics Inc • Electric lighting & wiring equipment • New York
Contract Type FiledJune 14th, 2004 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • June 2nd, 2004 • Color Kinetics Inc • Electric lighting & wiring equipment • New York
Contract Type FiledJune 2nd, 2004 Company Industry Jurisdiction
17,250,000 Shares JOURNAL COMMUNICATIONS, INC. CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT September 23, 2003Underwriting Agreement • September 24th, 2003 • Journal Co • Newspapers: publishing or publishing & printing • New York
Contract Type FiledSeptember 24th, 2003 Company Industry Jurisdiction
Exhibit 1 ______________ Shares JOURNAL COMMUNICATIONS, INC. CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • July 11th, 2003 • Journal Co • Newspapers: publishing or publishing & printing • New York
Contract Type FiledJuly 11th, 2003 Company Industry Jurisdiction
September 1, 2001 UNDERWRITING AGREEMENT ---------------------- 1. Introductory. Kraft Foods Inc., a Virginia corporation (the "Company"), proposes to issue and sell from time to time certain of its unsecured debt securities and warrants to purchase...Underwriting Agreement • April 18th, 2002 • Kraft Foods Inc • Food and kindred products • Virginia
Contract Type FiledApril 18th, 2002 Company Industry Jurisdiction
GAIAM, INC. 2,200,000 SHARES OF CLASS A COMMON STOCK*Underwriting Agreement • July 24th, 2001 • Gaiam Inc • Retail-catalog & mail-order houses
Contract Type FiledJuly 24th, 2001 Company Industry
1 EXHIBIT 1.1 2,800,000 SHARES SKILLSOFT CORPORATION COMMON STOCK, PAR VALUE $.001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • July 5th, 2001 • Skillsoft Corp • Services-prepackaged software • New York
Contract Type FiledJuly 5th, 2001 Company Industry Jurisdiction
1 EXHIBIT 1.1 UNDERWRITING AGREEMENTUnderwriting Agreement • March 22nd, 2001 • Apartment Investment & Management Co • Real estate investment trusts • New York
Contract Type FiledMarch 22nd, 2001 Company Industry Jurisdiction
1 EXHIBIT 1.3 CHINA MOBILE (HONG KONG) LIMITED --% CONVERTIBLE NOTES DUE 2005 UNDERWRITING AGREEMENTUnderwriting Agreement • October 25th, 2000 • China Mobile Hong Kong LTD • New York
Contract Type FiledOctober 25th, 2000 Company Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • September 1st, 2000 • Axt Inc • Semiconductors & related devices • New York
Contract Type FiledSeptember 1st, 2000 Company Industry Jurisdiction
OSCA, Inc.Underwriting Agreement • May 5th, 2000 • Osca Inc • Oil & gas field services, nec • New York
Contract Type FiledMay 5th, 2000 Company Industry Jurisdiction
Exhibit 1.1 USFREIGHTWAYS CORPORATION UNDERWRITING AGREEMENT ---------------------- 1. Introductory. USFreightways Corporation, a Delaware corporation ("Company"), proposes to issue and sell from time to time certain of its unsecured debt securities...Underwriting Agreement • April 26th, 2000 • Usfreightways Corp • Trucking (no local) • Delaware
Contract Type FiledApril 26th, 2000 Company Industry Jurisdiction
EXHIBIT 1.1 HALL, KINION & ASSOCIATES, INC. [__________] Shares of Common Stock/*/ FORM OF UNDERWRITING AGREEMENT ------------------------------ ROBERT W. BAIRD & CO. INCORPORATED [Name(s) of Other Representatives] As Representatives of the Several...Underwriting Agreement • March 7th, 2000 • Hall Kinion & Associates Inc • Services-computer programming services
Contract Type FiledMarch 7th, 2000 Company Industry
UNDERWRITING AGREEMENTUnderwriting Agreement • February 14th, 2000 • Watchguard Technologies Inc • Services-prepackaged software • New York
Contract Type FiledFebruary 14th, 2000 Company Industry Jurisdiction
EXHIBIT 1.1 USFREIGHTWAYS CORPORATION UNDERWRITING AGREEMENT ---------------------- 1. Introductory. USFreightways Corporation, a Delaware corporation ("Company"), proposes to issue and sell from time to time certain of its unsecured debt securities...Underwriting Agreement • January 31st, 2000 • Cuxhaven Group Inc • Trucking (no local) • Delaware
Contract Type FiledJanuary 31st, 2000 Company Industry Jurisdiction
EXHIBIT 1.1 3,500,000 Shares NetIQ Corporation Common Stock, par value $0.001 per share UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • November 29th, 1999 • Netiq Corp • Services-prepackaged software • New York
Contract Type FiledNovember 29th, 1999 Company Industry Jurisdiction
EXHIBIT 1.1 3,500,000 Shares NetIQ Corporation Common Stock, par value $0.001 per share UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • November 15th, 1999 • Netiq Corp • Services-prepackaged software • New York
Contract Type FiledNovember 15th, 1999 Company Industry Jurisdiction
KMZ DRAFT: APRIL 29, 1999 3,333,000 SHARES NETRADIO CORPORATION COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • April 30th, 1999 • Net Radio Corp • Radio broadcasting stations • Illinois
Contract Type FiledApril 30th, 1999 Company Industry Jurisdiction
2,500,000 SHARESUnderwriting Agreement • January 11th, 1999 • Earthlink Network Inc /De/ • Services-computer programming, data processing, etc. • New York
Contract Type FiledJanuary 11th, 1999 Company Industry Jurisdiction
KOALA CORPORATION 1,200,000 SHARES OF COMMON STOCK/*/ UNDERWRITING AGREEMENT ---------------------- DECEMBER ____, 1998 CLEARY GULL REILAND & McDEVITT INC. TUCKER ANTHONY INCORPORATED CRAIG-HALLUM CAPITAL GROUP, INC. As Representatives of the Several...Underwriting Agreement • December 1st, 1998 • Koala Corp /Co/ • Miscellaneous furniture & fixtures
Contract Type FiledDecember 1st, 1998 Company Industry
COMMON STOCKUnderwriting Agreement • July 17th, 1998 • Scientific Learning Corp • Services-educational services • New York
Contract Type FiledJuly 17th, 1998 Company Industry Jurisdiction
QUAKER FABRIC CORPORATION 3,750,000 Shares* Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 3rd, 1998 • Quaker Fabric Corp /De/ • Broadwoven fabric mills, man made fiber & silk • New York
Contract Type FiledJune 3rd, 1998 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • March 6th, 1998 • Decrane Aircraft Holdings Inc • Aircraft parts & auxiliary equipment, nec • Maryland
Contract Type FiledMarch 6th, 1998 Company Industry Jurisdiction
EXHIBIT 1.1 5,200,000 Shares ORTHODONTIC CENTERS OF AMERICA, INC. COMMON STOCK, PAR VALUE $.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • October 31st, 1997 • Orthodontic Centers of America Inc /De/ • Services-specialty outpatient facilities, nec • New York
Contract Type FiledOctober 31st, 1997 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • October 22nd, 1997 • American Disposal Services Inc • Refuse systems • New York
Contract Type FiledOctober 22nd, 1997 Company Industry Jurisdiction
ARCADIA FINANCIAL LTD. 11 1/2% Senior Notes due 2007 UNDERWRITING AGREEMENTUnderwriting Agreement • October 6th, 1997 • Arcadia Financial LTD • Short-term business credit institutions • New York
Contract Type FiledOctober 6th, 1997 Company Industry Jurisdiction
EXHIBIT 1.1 ELMWOOD FUNDING LIMITED TRUST CERTIFICATES UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • July 23rd, 1997 • Elmwood Funding LTD • Asset-backed securities • New York
Contract Type FiledJuly 23rd, 1997 Company Industry Jurisdiction
1 Exhibit 1.1 1,500,000 Shares COLE NATIONAL CORPORATION (a Delaware corporation) Class A Common Stock (Par Value $.001 Per Share) UNDERWRITING AGREEMENT ---------------------- July _____, 1997 SMITH BARNEY INC. McDONALD & COMPANY SECURITIES, INC....Underwriting Agreement • June 30th, 1997 • Cole National Corp /De/ • Retail-retail stores, nec • Ohio
Contract Type FiledJune 30th, 1997 Company Industry Jurisdiction
2. Agreements to Sell and Purchase. On the basis of the ------------------------------- representations and warranties contained in this Agreement, and subject to its terms and conditions, the Trust agrees to issue and sell and each Underwriter...Underwriting Agreement • June 11th, 1997 • CNF Transportation Inc • Trucking (no local) • Delaware
Contract Type FiledJune 11th, 1997 Company Industry Jurisdiction
Draft dated 6/2/97 3,000,000 Shares POWERWAVE TECHNOLOGIES, INC. Common Stock ($.0001 Par Value) UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • June 4th, 1997 • Powerwave Technologies Inc • Radio & tv broadcasting & communications equipment • Maryland
Contract Type FiledJune 4th, 1997 Company Industry Jurisdiction
1 UNDERWRITING AGREEMENT SERVICE CORPORATION INTERNATIONAL Debt SecuritiesUnderwriting Agreement • April 16th, 1997 • Service Corporation International • Services-personal services • Texas
Contract Type FiledApril 16th, 1997 Company Industry Jurisdiction
2,591,000 SHARES OF COMMON STOCKUnderwriting Agreement • April 15th, 1997 • Res Care Inc /Ky/ • Services-nursing & personal care facilities • Tennessee
Contract Type FiledApril 15th, 1997 Company Industry Jurisdiction
UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • March 20th, 1997 • Hamilton Bancorp Inc • Savings institution, federally chartered • New York
Contract Type FiledMarch 20th, 1997 Company Industry Jurisdiction