EXHIBIT 1.1 5,200,000 Shares ORTHODONTIC CENTERS OF AMERICA, INC. COMMON STOCK, PAR VALUE $.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • October 31st, 1997 • Orthodontic Centers of America Inc /De/ • Services-specialty outpatient facilities, nec • New York
Contract Type FiledOctober 31st, 1997 Company Industry Jurisdiction
EXHIBIT 10.15 ASSET PURCHASE AGREEMENT DATED AS OF APRIL 7, 2000Asset Purchase Agreement • April 17th, 2001 • Orthodontic Centers of America Inc /De/ • Services-health services • Delaware
Contract Type FiledApril 17th, 2001 Company Industry Jurisdiction
EXHIBIT 10.1 LEASE AGREEMENT This Lease Agreement (the "Lease") is made and entered into as of the 4th day of August 2004 (the "Effective Date") by and between CDB, LLC, a Florida Limited Liability Company (the "Landlord"), and ORTHODONTIC CENTERS OF...Lease Agreement • December 23rd, 2004 • Oca, Inc. / De / • Services-health services
Contract Type FiledDecember 23rd, 2004 Company Industry
RECITALS:Rights Agreement • May 28th, 2004 • Orthodontic Centers of America Inc /De/ • Services-health services • Delaware
Contract Type FiledMay 28th, 2004 Company Industry Jurisdiction
ANDCredit Agreement • March 31st, 2003 • Orthodontic Centers of America Inc /De/ • Services-health services • New York
Contract Type FiledMarch 31st, 2003 Company Industry Jurisdiction
EXHIBIT 10.13 SECOND AMENDMENT TO CREDIT AGREEMENT AND CREDIT DOCUMENTSCredit Agreement • March 25th, 2002 • Orthodontic Centers of America Inc /De/ • Services-health services • New York
Contract Type FiledMarch 25th, 2002 Company Industry Jurisdiction
RECITALSCredit Agreement • August 14th, 2003 • Orthodontic Centers of America Inc /De/ • Services-health services • New York
Contract Type FiledAugust 14th, 2003 Company Industry Jurisdiction
EXHIBIT 10.16 CREDIT AGREEMENTCredit Agreement • April 1st, 1999 • Orthodontic Centers of America Inc /De/ • Services-specialty outpatient facilities, nec • Florida
Contract Type FiledApril 1st, 1999 Company Industry Jurisdiction
EXHIBIT 10.8 ORTHODONTIC CENTERS OF AMERICA, INC. PARTICIPATION AGREEMENTParticipation Agreement • October 26th, 2001 • Orthodontic Centers of America Inc /De/ • Services-health services • Louisiana
Contract Type FiledOctober 26th, 2001 Company Industry Jurisdiction
EXHIBIT 10.14 BRIDGE CREDIT AGREEMENTBridge Credit Agreement • March 25th, 2002 • Orthodontic Centers of America Inc /De/ • Services-health services • New York
Contract Type FiledMarch 25th, 2002 Company Industry Jurisdiction
1 EXHIBIT 99.3 AGREEMENT AND PLAN OF MERGER DATED AS OF MAY 16, 2001Agreement and Plan of Merger • May 18th, 2001 • Orthodontic Centers of America Inc /De/ • Services-health services • Delaware
Contract Type FiledMay 18th, 2001 Company Industry Jurisdiction
EXHIBIT 10.25 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT ("Agreement"), dated as of August 1, 1996, between ORTHODONTIC CENTERS OF AMERICA, INC., a Delaware corporation (the "Company"), and GEOFFREY L. FAUX, a resident of the State of Georgia...Employment Agreement • March 31st, 1997 • Orthodontic Centers of America Inc /De/ • Services-specialty outpatient facilities, nec • Florida
Contract Type FiledMarch 31st, 1997 Company Industry Jurisdiction
RECITALS:Business Services Agreement • March 25th, 2002 • Orthodontic Centers of America Inc /De/ • Services-health services • Georgia
Contract Type FiledMarch 25th, 2002 Company Industry Jurisdiction
RECITALS:Participation Agreement • April 1st, 1999 • Orthodontic Centers of America Inc /De/ • Services-specialty outpatient facilities, nec • Florida
Contract Type FiledApril 1st, 1999 Company Industry Jurisdiction
PREAMBLEOrthodontic Centers of America Inc /De/ • October 26th, 2001 • Services-health services
Company FiledOctober 26th, 2001 Industry
EXHIBIT 4.1 RIGHTS AGREEMENTRights Agreement • March 4th, 2004 • Orthodontic Centers of America Inc /De/ • Services-health services • Delaware
Contract Type FiledMarch 4th, 2004 Company Industry Jurisdiction
I. RECITALSBusiness Services Agreement • March 25th, 2002 • Orthodontic Centers of America Inc /De/ • Services-health services • Louisiana
Contract Type FiledMarch 25th, 2002 Company Industry Jurisdiction
WITNESSETH:Employment Agreement • March 31st, 2003 • Orthodontic Centers of America Inc /De/ • Services-health services
Contract Type FiledMarch 31st, 2003 Company Industry
1 EXHIBIT 10.4 ORTHODONTIC CENTERS OF AMERICA, INC. HIGH PARTICIPATION BONUS PROGRAM 2 ORTHODONTIC CENTERS OF AMERICA, INC. HIGH PARTICIPATION BONUS PROGRAMOrthodontic Centers of America Inc /De/ • August 8th, 2001 • Services-health services
Company FiledAugust 8th, 2001 Industry
WITNESSETH:Indemnification Agreement • March 31st, 2003 • Orthodontic Centers of America Inc /De/ • Services-health services • Delaware
Contract Type FiledMarch 31st, 2003 Company Industry Jurisdiction
EXHIBIT 10.30 MANAGEMENT SERVICE AGREEMENTManagement Service Agreement • March 25th, 2002 • Orthodontic Centers of America Inc /De/ • Services-health services
Contract Type FiledMarch 25th, 2002 Company Industry
WITNESSETH:Employment Agreement • April 17th, 2001 • Orthodontic Centers of America Inc /De/ • Services-health services • Florida
Contract Type FiledApril 17th, 2001 Company Industry Jurisdiction
RECITALSCredit Agreement • March 25th, 2002 • Orthodontic Centers of America Inc /De/ • Services-health services • Florida
Contract Type FiledMarch 25th, 2002 Company Industry Jurisdiction
OCA, INC. 1994 INCENTIVE STOCK PLAN STOCK OPTION AGREEMENT (INCENTIVE)Incentive Stock Plan Stock Option Agreement • January 6th, 2005 • Oca, Inc. / De / • Services-health services • Louisiana
Contract Type FiledJanuary 6th, 2005 Company Industry Jurisdiction
RECITALS:Business Services Agreement • March 25th, 2002 • Orthodontic Centers of America Inc /De/ • Services-health services • Florida
Contract Type FiledMarch 25th, 2002 Company Industry Jurisdiction
OCA INTERNATIONAL, LLC CAPITALIZATION AGREEMENTOca International, LLC Capitalization Agreement • January 17th, 2006 • Oca, Inc. / De / • Services-health services • Louisiana
Contract Type FiledJanuary 17th, 2006 Company Industry JurisdictionTHIS CAPITALIZATION AGREEMENT (“Agreement”) is made as of December 1, 2005, between Gimili, LLC, a Louisiana limited liability company (“Gimili”) and OCA, Inc., a Delaware corporation ( “OCA”). Gimili and OCA are sometimes referred to collectively herein as the “Parties” or individually as a “Party.”
PRIVATE AND CONFIDENTIALPrivate and Confidential • January 17th, 2006 • Oca, Inc. / De / • Services-health services
Contract Type FiledJanuary 17th, 2006 Company IndustryThis letter agreement (the “Agreement”) confirms the engagement of Conway, Del Genio, Gries & Co., LLC (“CDG”) by OCA, Inc. (“OCA” or the “Company”) on behalf of the Company and its Board of Directors to provide restructuring management services with respect to OCA and its wholly owned subsidiaries, including the scope of the services to be performed and the basis of compensation for those services. Upon your execution, this letter will constitute an agreement between OCA and CDG.
PREAMBLEOrthodontic Centers of America Inc /De/ • August 8th, 2001 • Services-health services
Company FiledAugust 8th, 2001 Industry
SIXTH AMENDMENT TO CREDIT AGREEMENT AND FORBEARANCECredit Agreement and Forbearance • August 24th, 2005 • Oca, Inc. / De / • Services-health services • New York
Contract Type FiledAugust 24th, 2005 Company Industry JurisdictionThis SIXTH AMENDMENT TO CREDIT AGREEMENT AND FORBEARANCE (this “Amendment”) is entered into as of August 19, 2005 among OCA, INC., a Delaware corporation (the “Borrower”), certain Domestic Subsidiaries of the Borrower (the “Guarantors”), the Lenders party hereto and BANK OF AMERICA, N.A., as Administrative Agent, L/C Issuer and Alternative Rate Lender (the “Administrative Agent”). Capitalized terms used herein and not otherwise defined shall have the meanings set forth in the Credit Agreement (as defined below).
OCA INTERNATIONAL, LLC MANAGEMENT AGREEMENTManagement Agreement • January 17th, 2006 • Oca, Inc. / De / • Services-health services • Louisiana
Contract Type FiledJanuary 17th, 2006 Company Industry JurisdictionTHIS MANAGEMENT AGREEMENT is made this 1st day of December, 2005 between OCA INTERNATIONAL, LLC, a Florida limited liability company (“OCAI”) and GIMILI, LLC , a Louisiana limited liability company (“GIMILI”) as follows:
PREAMBLEOrthodontic Centers of America Inc /De/ • August 8th, 2001 • Services-health services
Company FiledAugust 8th, 2001 Industry