TWO HARBORS INVESTMENT CORP. 10,000,000 Shares Common Stock UNDERWRITING AGREEMENT February 2, 2023 UNDERWRITING AGREEMENTUnderwriting Agreement • February 6th, 2023 • Two Harbors Investment Corp. • Real estate investment trusts • New York
Contract Type FiledFebruary 6th, 2023 Company Industry JurisdictionTwo Harbors Investment Corp., a Maryland corporation (the “Company”), agrees to issue and sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom Goldman Sachs & Co. LLC (“Goldman Sachs”), J.P. Morgan Securities LLC (“J.P. Morgan”) and Citigroup Global Markets Inc. (“Citigroup”) are acting as representatives (the “Representatives”), 10,000,000 shares (the “Firm Securities”) of its common stock, par value $0.01 per share (“Common Stock”). The Company also proposes to issue and sell to the Underwriters, at the option of the Underwriters, not more than 1,500,000 additional shares of its Common Stock (the “Additional Securities”), upon the terms and conditions set forth in Section 1 hereof. The Firm Securities and the Additional Securities are hereinafter collectively sometimes referred to as the “Offered Securities.”
TWO HARBORS INVESTMENT CORP. 30,000,000 Shares Common Stock UNDERWRITING AGREEMENT October 25, 2021 UNDERWRITING AGREEMENTUnderwriting Agreement • October 28th, 2021 • Two Harbors Investment Corp. • Real estate investment trusts • New York
Contract Type FiledOctober 28th, 2021 Company Industry JurisdictionTwo Harbors Investment Corp., a Maryland corporation (the “Company”), agrees to issue and sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom Citigroup Global Markets Inc. (“Citigroup” and Credit Suisse Securities (USA) LLC (“CS”) are acting as representatives (the “Representatives”), 30,000,000 shares (the “Firm Securities”) of its common stock, par value $0.01 per share (“Common Stock”). The Company also proposes to issue and sell to the Underwriters, at the option of the Underwriters, not more than 4,500,000 additional shares of its Common Stock (the “Additional Securities”), upon the terms and conditions set forth in Section 1 hereof. The Firm Securities and the Additional Securities are hereinafter collectively sometimes referred to as the “Offered Securities.”
TWO HARBORS INVESTMENT CORP. 40,000,000 Shares Common Stock UNDERWRITING AGREEMENT July 12, 2021 UNDERWRITING AGREEMENTUnderwriting Agreement • July 14th, 2021 • Two Harbors Investment Corp. • Real estate investment trusts • New York
Contract Type FiledJuly 14th, 2021 Company Industry JurisdictionTwo Harbors Investment Corp., a Maryland corporation (the “Company”), agrees to issue and sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom Goldman Sachs & Co. LLC (“Goldman Sachs”) and J.P. Morgan Securities LLC (“J.P. Morgan”) are acting as representatives (the “Representatives”), 40,000,000 shares (the “Firm Securities”) of its common stock, par value $0.01 per share (“Common Stock”). The Company also proposes to issue and sell to the Underwriters, at the option of the Underwriters, not more than 6,000,000 additional shares of its Common Stock (the “Additional Securities”), upon the terms and conditions set forth in Section 1 hereof. The Firm Securities and the Additional Securities are hereinafter collectively sometimes referred to as the “Offered Securities.”
ANNALY CAPITAL MANAGEMENT, INC. UNDERWRITING AGREEMENT September 6, 2012Underwriting Agreement • September 7th, 2012 • Annaly Capital Management Inc • Real estate investment trusts • New York
Contract Type FiledSeptember 7th, 2012 Company Industry JurisdictionAnnaly Capital Management, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith