EXHIBIT 10.6.1 Form of Convertible Note used in Company's Private Offering of Convertible Notes and Series C Warrants 8% SECURED NOTESynergy Resources Corp • June 3rd, 2011 • Oil & gas field exploration services • Colorado
Company FiledJune 3rd, 2011 Industry Jurisdiction
EXHIBIT 10.6 8% SECURED NOTESynergy Resources Corp • May 10th, 2011 • Oil & gas field exploration services • Colorado
Company FiledMay 10th, 2011 Industry Jurisdiction
EXHIBIT 4.7 THIS NOTE AND THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR QUALIFIED UNDER APPLICABLE STATE SECURITIES LAWS AND HAVE BEEN TAKEN FOR INVESTMENT PURPOSES ONLY AND NOT WITH A VIEW...Delta Mutual Inc • May 2nd, 2007 • Services-business services, nec • Pennsylvania
Company FiledMay 2nd, 2007 Industry Jurisdiction
THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT"), OR UNDER THE PROVISIONS OF ANY APPLICABLE STATE SECURITIES LAWS, BUT HAS BEEN ACQUIRED BY THE REGISTERED HOLDER HEREOF FOR PURPOSES OF INVESTMENT AND IN...IFSA Strongman, Inc. • November 22nd, 2006 • Services-amusement & recreation services
Company FiledNovember 22nd, 2006 Industry
EXHIBIT 4.2 THIS WARRANT AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION...SGX Pharmaceuticals, Inc. • September 2nd, 2005 • California
Company FiledSeptember 2nd, 2005 Jurisdiction
RECITALSOccidental Petroleum Corp /De/ • April 25th, 2005 • Crude petroleum & natural gas • New York
Company FiledApril 25th, 2005 Industry Jurisdiction
DAIMLERCHRYSLER AUTO TRUST 200_-_ Issuer andDaimlerchrysler Services North America LLC • March 24th, 2005 • Asset-backed securities • New York
Company FiledMarch 24th, 2005 Industry Jurisdiction
US $15,000,000.00 August 13, 2004 WHEREAS, Greenwich Capital Financial Products, Inc. is the owner and holder of those certain promissory notes described on Exhibit A attached hereto (collectively, the "EXISTING NOTES"); WHEREAS, as of the date...Acadia Realty Trust • March 16th, 2005 • Real estate investment trusts • New York
Company FiledMarch 16th, 2005 Industry Jurisdiction
ARTICLE 1 PAYMENTSFastfunds Financial Corp • December 21st, 2004 • Blank checks • Nevada
Company FiledDecember 21st, 2004 Industry Jurisdiction
EXHIBIT 4.1 NEITHER THIS NOTE NOR ANY SECURITIES ISSUABLE UPON THE CONVERSION OR EXCHANGE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE. NEITHER THIS NOTE NOR ANY SECURITIES ISSUABLE UPON...Comforce Corp • December 13th, 2004 • Services-help supply services • New York
Company FiledDecember 13th, 2004 Industry Jurisdiction
EXHIBIT 10.5 THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. IT MAY NOT BE TRANSFERRED, RESOLD, HYPOTHECATED OR OTHERWISE DISPOSED OF UNLESS IT HAS BEEN REGISTERED UNDER THAT ACT OR AN EXEMPTION FROM REGISTRATION IS...Telenetics Corp • October 5th, 2004 • Telephone & telegraph apparatus
Company FiledOctober 5th, 2004 Industry
EXHIBIT 4.2 THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND MAY NOT BE SOLD, ASSIGNED OR TRANSFERRED EXCEPT WITH THE EXPRESS WRITTEN PERMISSION OF THE MAKER AND IN ACCORDANCE WITH THE ACT OR AN...International Card Establishment Inc • September 14th, 2004 • Services-prepackaged software • California
Company FiledSeptember 14th, 2004 Industry Jurisdiction
WARRANTNorthwest Biotherapeutics Inc • May 14th, 2004 • Pharmaceutical preparations • Delaware
Company FiledMay 14th, 2004 Industry Jurisdiction
PROMISSORY NOTEAcadia Realty Trust • March 15th, 2004 • Real estate investment trusts • New York
Company FiledMarch 15th, 2004 Industry Jurisdiction
EXHIBIT 10.2 DISTINCTIVE DEVICES, INC. ------------------------- UNSECURED PROMISSORY NOTE -------------------------Distinctive Devices Inc • October 27th, 2003 • Communications equipment, nec
Company FiledOctober 27th, 2003 Industry
EPIMMUNE INC.Epimmune Inc • September 19th, 2003 • Pharmaceutical preparations • California
Company FiledSeptember 19th, 2003 Industry Jurisdiction
FISERV, INC.Fiserv Inc • August 8th, 2003 • Services-computer processing & data preparation
Company FiledAugust 8th, 2003 IndustryUNLESS THIS NOTE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION ("DTC"), TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY NOTE ISSUED IN EXCHANGE FOR THIS NOTE OR ANY PORTION HEREOF IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL INASMUCH AS THE REGISTERED OWNER AND HOLDER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN.
Exhibit 4.5 This Note is a Global Security within the meaning of the Indenture hereinafter referred to and is registered in the name of a Depositary or a nominee of a Depositary. This Global Security is exchangeable for Notes registered in the name of...Abn Amro Bank Nv • July 8th, 2003 • Commercial banks, nec • New York
Company FiledJuly 8th, 2003 Industry Jurisdiction
NOTEInnkeepers Usa Trust/Fl • March 14th, 2003 • Real estate investment trusts
Company FiledMarch 14th, 2003 Industry
EXHIBIT 4.1 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR THE SECURITIES, OR "BLUE SKY," LAWS OF ANY STATE OR OTHER DOMESTIC OR FOREIGN JURISDICTION. THIS NOTE HAS BEEN ACQUIRED FOR...Indus International Inc • March 6th, 2003 • Services-prepackaged software • Delaware
Company FiledMarch 6th, 2003 Industry Jurisdiction
WARRANT TO PURCHASE CLASS B COMMON STOCK OF KNOWLEDGE KIDS ENTERPRISES, INC.Leapfrog Enterprises Inc • November 12th, 2002 • Games, toys & children's vehicles (no dolls & bicycles) • Delaware
Company FiledNovember 12th, 2002 Industry Jurisdiction
EXHIBIT 10.14 THIS CONVERTIBLE NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES OR BLUE SKY LAWS, AND MAY NOT BE SOLD, OFFERED FOR SALE, TRANSFERRED, PLEDGED, OR HYPOTHECATED UNLESS IT IS SO REGISTERED...Military Resale Group Inc • November 1st, 2002 • Wholesale-groceries, general line • New York
Company FiledNovember 1st, 2002 Industry Jurisdiction
Exhibit 10.2 NEITHER THESE SECURITIES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM...Biophan Technologies Inc • July 15th, 2002 • Blank checks • New York
Company FiledJuly 15th, 2002 Industry Jurisdiction
EXHIBIT 10.7 THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"). THE HOLDER HEREOF, BY PURCHASING SUCH SECURITIES AGREES FOR THE BENEFIT OF THE COMPANY THAT SUCH...Metropolitan Health Networks Inc • July 5th, 2002 • Services-offices & clinics of doctors of medicine • Florida
Company FiledJuly 5th, 2002 Industry Jurisdiction
Right to Purchase up to 2,000,000 shares of Common Stock -of- SONIC GARDEN, INC.Sonic Garden Inc • June 14th, 2002 • California
Company FiledJune 14th, 2002 Jurisdiction
DOVEBID, INC. -------------Dovebid Inc • June 7th, 2002 • Services-business services, nec
Company FiledJune 7th, 2002 Industry
Exhibit 10.32 NEITHER THIS NOTE NOR ANY SECURITIES WHICH MAY BE ISSUED UPON CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT Network UserFinancial Printing GroupNEITHER THIS NOTE NOR ANY SECURITIES WHICH MAY BE ISSUED UPON CONVERSION...Dovebid Inc • June 7th, 2002 • Services-business services, nec • California
Company FiledJune 7th, 2002 Industry Jurisdiction
Exhibit 10.35 NEITHER THIS NOTE NOR ANY SECURITIES WHICH MAY BE ISSUED UPON CONVERSION HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT Network UserFinancial Printing GroupNEITHER THIS NOTE NOR ANY SECURITIES WHICH MAY BE ISSUED UPON CONVERSION...Dovebid Inc • June 7th, 2002 • Services-business services, nec • California
Company FiledJune 7th, 2002 Industry Jurisdiction
EXHIBIT 4.1 THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY STATE SECURITIES LAWS. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE...Critical Path Inc • May 15th, 2002 • Services-business services, nec • California
Company FiledMay 15th, 2002 Industry Jurisdiction
EXHIBIT 4.2 THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY STATE SECURITIES LAWS. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE...Critical Path Inc • May 15th, 2002 • Services-business services, nec • California
Company FiledMay 15th, 2002 Industry Jurisdiction
EXHIBIT 10.32 THESE SECURITIES HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER REGULATION D PROMULGATED UNDER THE U.S. SECURITIES ACT...University Real Estate Partnership V • May 10th, 2002 • Operators of nonresidential buildings • Texas
Company FiledMay 10th, 2002 Industry JurisdictionTHIS NOTE IS SUBJECT TO CERTAIN RESTRICTIONS ON TRANSFER SET FORTH IN A NOTE PURCHASE AGREEMENT DATED JULY __, 1999, BETWEEN THE COMPANY AND THE ORIGINAL HOLDER HEREOF. A COPY OF SUCH AGREEMENT IS ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY.
DAIMLERCHRYSLER AUTO TRUST 200_-_ Issuer andDaimlerchrysler Services North America LLC • January 25th, 2002 • Asset-backed securities • New York
Company FiledJanuary 25th, 2002 Industry Jurisdiction
FORM: BOOK-ENTRY CERTIFICATEDMaytag Corp • October 31st, 2001 • Household appliances • Illinois
Company FiledOctober 31st, 2001 Industry Jurisdiction
EXHIBIT 4.10 THE SECURITIES EVIDENCED BY THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"). NO SALE OR DISPOSITION MAY BE EFFECTED WITHOUT THE PRIOR WRITTEN CONSENT OF THE COMPANY OR WITHOUT AN EFFECTIVE...Brightstar Information Technology Group Inc • October 23rd, 2001 • Services-computer integrated systems design • California
Company FiledOctober 23rd, 2001 Industry Jurisdiction
Exhibit 4.8 THIS NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THESE SECURITIES ARE SUBJECT TO...Bam Entertainment Inc • June 6th, 2001 • California
Company FiledJune 6th, 2001 Jurisdiction