Common Contracts
130 similar Placement Agency Agreement contracts
12,000 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A 600 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 7th, 2022 • New York
Blue Ridge Bancshares, Inc., a Missouri corporation (the "Company"), Blue Ridge Bank and Trust Co., a Missouri state chartered bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. (the "Placement Agent") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agent of 12,000 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $1.00 per share, of the Company (the "Series A Securities") and 600 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, par value $1.00 per share (the "Series B Securities", and together with the Series A Securities, the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 29th, 2022 • New York
Carolina stock savings bank (the “Bank”), and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with Sandler O’Neill & Partners, L.P. (“Sandler O’Neill”) and Stifel, Nicolaus & Company, Incorporated (“Stifel,” and collectively with Sandler O’Neill, the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 4,000 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, no par value per share, and 200 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, no par value per share, of the Company (collectively, the “Securities”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 14th, 2022 • New York
First Banks, Inc., a Missouri corporation (the “Company”), First Bank, a Missouri state- chartered trust company (the “Bank”), and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with the placement agents set forth on Schedule A hereto (the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 295,400 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Class C, par value 1.00 per share, of the Company (the “Class C Preferred Stock”) and 14,770 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Class D, par value $1.00 per share, of the Company (the “Class D Preferred Stock” and, together with the Class C Preferred Stock, the “Securities”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 25th, 2022 • New York
First Alliance Bancshares, Inc., a Tennessee corporation (the "Company"), First Alliance Bank, a Tennessee banking corporation (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of (1) Three Thousand Four Hundred Twenty-Two (3,422) shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share (“Series A Preferred Stock”), and (2) One Hundred Seventy-One (171) shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share (“Series B Preferred Stock”) of the Comp
CITIZENS BANCSHARES CO.Placement Agency Agreement • June 18th, 2022 • New York
24,990 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A 1,250 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B
FARMERS & MERCHANTS FINANCIAL CORPORATIONPlacement Agency Agreement • June 18th, 2022 • New York
one bank holding company and 95.06% owner of The Farmers & Merchants State Bank of Argonia, Argonia, Kansas (the "Bank"), the Bank and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 442 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value of
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 12th, 2022 • New York
Flagstar Bancorp, Inc., a Michigan corporation (the "Company"), Flagstar Bank, a federal savings bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with the placement agents set forth on Schedule A hereto (the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 266,657 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series C, par value $0.01 per share, of the Company (the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 12th, 2022 • New York
Ridgestone Bank, a Wisconsin chartered bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of (i) 10,900 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, no par value per share, and (ii) 545 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, no par value per share, of the Company (collectively, the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 10th, 2022 • New York
Dickinson Financial Corporation II, a Missouri corporation (the "Company"), Dickinson Financial Corporation, a Missouri corporation ("DFC"), Armed Forces Bank, N.A., a national banking association ("AFB"), Academy Bank, N.A., a national banking association ("AB"), Southern Commerce Bank, N.A., a national banking association ("SCB"), SunBank, N.A., a national banking association ("Sun"), and Armed Forces Bank of California, N.A., a national banking association ("AFBCA" and, together with DFC, AFB, AB, SCB and Sun, the "Banks”), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and Stifel, Nicolaus & Company, Incorporated ("Stifel", and collectively with Merrill Lynch, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agen
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 10th, 2022 • New York
HomeTown Bank, a Virginia banking corporation (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 10,000 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $1 per share (the “Series A Preferred Stock”, and 374 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, par value $1 per share (the “Series B Preferred Stock”), of the Company (collectively, the Series A Preferred Stock and the Series B Preferred Stock are referred to as the "Securities").
OMEGA CAPITAL CORP.Placement Agency Agreement • June 6th, 2022 • New York
Omega Capital Corp., a Colorado corporation (the “Company”), Front Range Bank, a Colorado banking corporation (the “Bank”), and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with the placement agents set forth on Schedule A hereto (the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 2,816 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share, of the Company (the “Series A Preferred Stock”), and 141 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share, of the Company (the “Series B Preferred Stock” and, collectively with the Series A Preferred Stock, the “Securities”).
BANK OF GEORGEPlacement Agency Agreement • June 5th, 2022 • New York
Bank of George, a Nevada corporation (the “Company”), and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with the placement agents set forth on Schedule A hereto (the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 2,672 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share, of the Company (the “Series A Preferred Stock”) and 134 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share, of the Company (the “Series B Preferred Stock” and, together with the Series A Preferred Stock, the “Securities”).
PEOPLES BANCSHARES OF TN, INC.Placement Agency Agreement • June 3rd, 2022 • New York
Peoples Bancshares of TN, Inc., a Tennessee corporation (the "Company"), Peoples Bank of East Tennessee, a Tennessee banking corporation (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 21st, 2022 • New York
nonmember financial institution chartered under Georgia law (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 28,000 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, no par value per share, of the Company (the "Securities").
REGIONAL BANKSHARES, INC.Placement Agency Agreement • May 19th, 2022 • New York
Regional Bankshares, Inc., a South Carolina corporation (the "Company"), Heritage Community Bank, a South Carolina state bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 1,500 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series TS, no par value per share (the "Series TS Preferred Stock") and 75 shares Fixed Rate Cumulative Perpetual Preferred Stock, Series TW, no par value per share, of the Company (the "Series TW Preferred Stock" and collectively with the Series TS Preferred Stock, the "Securities
Three Shores Bancorporation, Inc.Placement Agency Agreement • May 17th, 2022 • New York
National Bank & Trust (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 5,677 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B (the "Series B Preferred Stock") and 284 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series C of the Company (the "Series C Preferred Stock" and collectively with the Series B Preferred Stock, the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 17th, 2022 • New York
State Bank, a Wisconsin state bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of (i) 3,000 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $1.00 per share, and (ii) 150 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, par value $1.00 per share, of the Company (collectively, the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 16th, 2022 • New York
Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 2,765 Shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $1.00 per share (the “Series B Preferred Shares”), 138 Shares of Fixed Rate
BANKGREENVILLE FINANCIAL CORPORATIONPlacement Agency Agreement • May 15th, 2022 • New York
BankGreenville Financial Corporation, a South Carolina corporation (the "Company"), BankGreenville, a South Carolina state bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 1,000 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, no par value per share (the "Series A Preferred Stock") and 50 shares Fixed Rate Cumulative Perpetual Preferred Stock, Series B, no par value per share, of the Company (the "Series B Preferred Stock" and collectively with the Series A Preferred Stock, the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 15th, 2022 • New York
Jersey commercial bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 16,288 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $0.10 per share, of the Company (the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 14th, 2022 • New York
Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 2,363 of shares of Fixed Rate Non-cumulative Perpetual Preferred Stock, Series A and Series B Stock, par value $.01 per share, of the Company (the "Securities").
CONGAREE BANCSHARES, INC.Placement Agency Agreement • March 31st, 2022 • New York
Congaree Bancshares, Inc., a South Carolina corporation (the "Company"), Congaree State Bank, a South Carolina state bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 3,285 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A and 164 shares Fixed Rate Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share, of the Company (the "Securities").
COMMUNITY INVESTORS BANCORP, INC.Placement Agency Agreement • February 25th, 2022 • New York
Community Investors Bancorp, Inc., an Ohio corporation (the "Company"), First Federal Community Bank of Bucyrus, a federal savings bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 2,600 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share, and 130 Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, par value $0.01 per share, of the Company (together, the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 23rd, 2022 • New York
the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 3,070 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, no par value per share (the "Series B Preferred Stock"), and 154 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series C, no par value per share, of the Company (the "Series C Preferred Stock" and collectively with the Series B Preferred Stock, the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 21st, 2022 • New York
a Washington chartered stock savings bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 16,641 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share, of the Company (the "Securities").
BLACKHAWK BANCORP, INC.Placement Agency Agreement • January 2nd, 2022 • New York
Blackhawk Bank, a Wisconsin state bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement
FRANKLIN BANCORP, INC.Placement Agency Agreement • December 15th, 2021 • New York
Franklin Bancorp, Inc., a Missouri corporation (the "Company"), Bank of Franklin County, a Missouri state-chartered bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 5,097 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $1.00 per share, of the Company (the "Series A Stock"), and 255 of shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series B, par value $1.00 per share, of the Company (the "Series B Stock", and collectively with the Series A Stock, the "Securities").
METRO CITY BANKPlacement Agency Agreement • September 9th, 2021 • New York
Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 7,700 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $1.00 per share, and 385 of shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $1.00 per share, of the Company (together, the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 25th, 2021 • New York
Commonwealth Business Bank, a California-chartered banking corporation (the “Company”), and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with the placement agents set forth on Schedule A hereto (the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 7,701 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, no par value per share, of the Company (the “Series A Preferred Stock”), and 385 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, no par value per share, of the Company (the “Series B preferred Stock” and, together with the Series A Preferred Stock, the “Securities”).
F&C BANCORP, INC.Placement Agency Agreement • August 23rd, 2021 • New York
F&C Bancorp, Inc., a Missouri corporation (the "Company"), F & C Bank, a Missouri state chartered bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners,
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 20th, 2021 • New York
Bank, a North Carolina banking corporation (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 16,000 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, no par value per share, of the Company (the "Securities").
FIRST ADVANTAGE BANCSHARES, INC.Placement Agency Agreement • August 6th, 2021 • New York
Advantage Bank, a Minnesota state bank (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with Sandler O'Neill & Partners, L.P. ("Sandler O'Neill") and Stifel, Nicolaus & Company, Incorporated ("Stifel," and collectively with Sandler O'Neill, the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 1,177 shares of Shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, par value $1.00 per share, of the Company and 59 shares of Fixed Rate Cumulative Perpetual
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 12th, 2021 • New York
DeSoto County Bank, a Mississippi banking corporation (the “Company”) and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with the placement agents set forth on Schedule A hereto (the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 1,173 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share, of the Company (the “Series A Preferred Stock”); 59 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 4th, 2021 • New York
VALLEY COMMUNITY BANKPlacement Agency Agreement • June 23rd, 2021 • New York
Valley Community Bank, a California state bank (the “Company”), and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with the placement agents set forth on Schedule A hereto (the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 5,500 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, no par value per share, of the Company (the “Series A Preferred Stock”) and 275 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, no par value per share, of the Company (the “Series B Preferred Stock” and, together with the Series A Preferred Stock, the “Securities”).
