Common Contracts
1 similar null contracts
SETTLEMENT AGREEMENT AND UNDERTAKINGDecember 1st, 2022
Accurate disclosure of an issuer's intended use of investment funds is among the most important information an investor can and should be given. Members of the public must be able to rely on the information they are given. Misrepresentations to investors are incompatible with basic objectives of securities regulation and may lead to ill-informed investment decisions, unanticipated risks as well as actual financial harm.
