COMMON STOCK PURCHASE WARRANT Issue Date: May 25, 2017 To Purchase 148,617 Shares of Common Stock of VIVEVE MEDICAL, INC.Securities Agreement • June 1st, 2017 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus
Contract Type FiledJune 1st, 2017 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT CERTIFIES that, for value received, CRG Partners III L.P. (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date (the “Initial Exercise Date”) and on or prior to the close of business on the earlier of the tenth anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Viveve Medical, Inc., a Delaware corporation (the “Company”), up to an aggregate of 148,617 shares (the “Warrant Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) in accordance with Section 2 or Section 3 herein. The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be $9.50, subject to adjustment hereunder. The Exercise Price and the number of Warrant Shares for which the Warrant is exercisable shall be subject to adjustment as provided herein.
COMMON STOCK PURCHASE WARRANT Issue Date: May 25, 2017 To Purchase 73,432 Shares of Common Stock of VIVEVE MEDICAL, INC.Securities Agreement • June 1st, 2017 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus
Contract Type FiledJune 1st, 2017 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT CERTIFIES that, for value received, CRG Partners III - Parallel Fund "A" L.P. (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date (the “Initial Exercise Date”) and on or prior to the close of business on the earlier of the tenth anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Viveve Medical, Inc., a Delaware corporation (the “Company”), up to an aggregate of 73,432 shares (the “Warrant Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) in accordance with Section 2 or Section 3 herein. The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be $9.50, subject to adjustment hereunder. The Exercise Price and the number of Warrant Shares for which the Warrant is exercisable shall be subject to adjustment
COMMON STOCK PURCHASE WARRANT Issue Date: May 11, 2016 To Purchase 2,500 Shares of Common Stock of VIVEVE MEDICAL, INC.Securities Agreement • August 11th, 2016 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus
Contract Type FiledAugust 11th, 2016 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT CERTIFIES that, for value received, Theresa Stern (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date (the “Initial Exercise Date”) and on or prior to the close of business on the earlier of the fifth anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Viveve Medical, Inc., a Delaware corporation (the “Company”), up to an aggregate of 2,500 shares (the “Warrant Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) in accordance with Section 3 or Section 4 herein. The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be $7.74, subject to adjustment hereunder. The Exercise Price and the number of Warrant Shares for which the Warrant is exercisable shall be subject to adjustment as provided herein.
COMMON STOCK PURCHASE WARRANT Issue Date: May 11, 2016 To Purchase 2,500 Shares of Common Stock of VIVEVE MEDICAL, INC.Securities Agreement • August 11th, 2016 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus
Contract Type FiledAugust 11th, 2016 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT CERTIFIES that, for value received, Chris Rowan (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date (the “Initial Exercise Date”) and on or prior to the close of business on the earlier of the fifth anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Viveve Medical, Inc., a Delaware corporation (the “Company”), up to an aggregate of 2,500 shares (the “Warrant Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) in accordance with Section 3 or Section 4 herein. The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be $7.74, subject to adjustment hereunder. The Exercise Price and the number of Warrant Shares for which the Warrant is exercisable shall be subject to adjustment as provided herein.
COMMON STOCK PURCHASE WARRANT Issue Date: April 1, 2016 To Purchase 200,000 Shares of Common Stock of VIVEVE MEDICAL, INC.Securities Agreement • May 13th, 2016 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus
Contract Type FiledMay 13th, 2016 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT CERTIFIES that, for value received, Dynamic Medical Technologies (Hong Kong) Limited (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date (the “Initial Exercise Date”) and on or prior to the close of business on the earlier of the tenth anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Viveve Medical, Inc., a Yukon Territory corporation (the “Company”), up to an aggregate of 200,000 shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”) in accordance with Section 3 or Section 4 herein. The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be $.76, subject to adjustment hereunder. The Exercise Price and the number of Warrant Shares for which the Warrant is exercisable shall be subject to adjustment a
COMMON STOCK PURCHASE WARRANT Issue Date: February 17, 2015 To Purchase 205,814 Shares of Common Stock of VIVEVE MEDICAL, INC.Securities Agreement • March 24th, 2016 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus
Contract Type FiledMarch 24th, 2016 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT CERTIFIES that, for value received, Pat Scheller (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date (the “Initial Exercise Date”) and on or prior to the close of business on the earlier of the tenth anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Viveve Medical, Inc., a Yukon Territory corporation (the “Company”), up to an aggregate of 205,814 shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”) in accordance with Section 3 or Section 4 herein. The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be $0.50 subject to adjustment hereunder. The Exercise Price and the number of Warrant Shares for which the Warrant is exercisable shall be subject to adjustment as provided herein.
COMMON STOCK PURCHASE WARRANT Issue Date: February 17, 2015 To Purchase 208,140 Shares of Common Stock of VIVEVE MEDICAL, INC.Securities Agreement • March 24th, 2016 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus
Contract Type FiledMarch 24th, 2016 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT CERTIFIES that, for value received, Scott Durbin (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date (the “Initial Exercise Date”) and on or prior to the close of business on the earlier of the tenth anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Viveve Medical, Inc., a Yukon Territory corporation (the “Company”), up to an aggregate of 208,140 shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”) in accordance with Section 3 or Section 4 herein. The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be $0.50 subject to adjustment hereunder. The Exercise Price and the number of Warrant Shares for which the Warrant is exercisable shall be subject to adjustment as provided herein.
COMMON STOCK PURCHASE WARRANT Issue Date: December 16, 2015 To Purchase 15,000 Shares of Common Stock of VIVEVE MEDICAL, INC.Securities Agreement • March 24th, 2016 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus
Contract Type FiledMarch 24th, 2016 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT CERTIFIES that, for value received, Jim Robbins (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date (the “Initial Exercise Date”) and on or prior to the close of business on the earlier of the tenth anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Viveve Medical, Inc., a Yukon Territory corporation (the “Company”), up to an aggregate of 15,000 shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”) in accordance with Section 3 or Section 4 herein. The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be $0.70 subject to adjustment hereunder. The Exercise Price and the number of Warrant Shares for which the Warrant is exercisable shall be subject to adjustment as provided herein.
COMMON STOCK PURCHASE WARRANT Issue Date: May 12, 2015 To Purchase 217,733 Shares of Common Stock of VIVEVE MEDICAL, INC.Securities Agreement • March 24th, 2016 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus
Contract Type FiledMarch 24th, 2016 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT CERTIFIES that, for value received, James Atkinson (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date (the “Initial Exercise Date”) and on or prior to the close of business on the earlier of the tenth anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Viveve Medical, Inc., a Yukon Territory corporation (the “Company”), up to an aggregate of 217,733 shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”) in accordance with Section 3 or Section 4 herein. The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be $0.53, subject to adjustment hereunder. The Exercise Price and the number of Warrant Shares for which the Warrant is exercisable shall be subject to adjustment as provided herein.
COMMON STOCK PURCHASE WARRANT Issue Date: February 17, 2015 To Purchase 43,024 Shares of Common Stock of VIVEVE MEDICAL, INC.Securities Agreement • March 24th, 2016 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus
Contract Type FiledMarch 24th, 2016 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT CERTIFIES that, for value received, Jim Robbins (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date (the “Initial Exercise Date”) and on or prior to the close of business on the earlier of the tenth anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Viveve Medical, Inc., a Yukon Territory corporation (the “Company”), up to an aggregate of 43,024 shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”) in accordance with Section 3 or Section 4 herein. The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be $0.50, subject to adjustment hereunder. The Exercise Price and the number of Warrant Shares for which the Warrant is exercisable shall be subject to adjustment as provided herein.
COMMON STOCK PURCHASE WARRANT Issue Date: December 16, 2015 To Purchase 50,000 Shares of Common Stock of VIVEVE MEDICAL, INC.Securities Agreement • December 21st, 2015 • Atkinson James G. • Electromedical & electrotherapeutic apparatus
Contract Type FiledDecember 21st, 2015 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT CERTIFIES that, for value received, Jim Atkinson (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date (the “Initial Exercise Date”) and on or prior to the close of business on the earlier of the tenth anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Viveve Medical, Inc., a Yukon Territory corporation (the “Company”), up to an aggregate of 50,000 shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”) in accordance with Section 3 or Section 4 herein. The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be $0.70 subject to adjustment hereunder. The Exercise Price and the number of Warrant Shares for which the Warrant is exercisable shall be subject to adjustment as provided herein.
COMMON STOCK PURCHASE WARRANT Issue Date: ___________, 2015 To Purchase [ ] Shares of Common Stock of VIVEVE MEDICAL, INC.Securities Agreement • May 15th, 2015 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus
Contract Type FiledMay 15th, 2015 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT CERTIFIES that, for value received, _____________ (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date (the “Initial Exercise Date”) and on or prior to the close of business on the earlier of the tenth anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Viveve Medical, Inc., a Yukon Territory corporation (the “Company”), up to an aggregate of [ ] shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”) in accordance with Section 3 or Section 4 herein. The purchase price of one share of Common Stock (the “Exercise Price”) under this Warrant shall be [ ], subject to adjustment hereunder. The Exercise Price and the number of Warrant Shares for which the Warrant is exercisable shall be subject to adjustment as provided herein.