1,250,000 Depositary Shares Each Representing a 1/25th Interest in a Share of ($1.00 par value) CITIGROUP INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 7th, 2023 • Citigroup Inc • National commercial banks • New York
Contract Type FiledMarch 7th, 2023 Company Industry JurisdictionCitigroup Inc., a corporation organized under the laws of Delaware (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell 1,250,000 depositary shares (the “Depositary Shares”), each representing a 1/25th interest in a share of perpetual 7.375% Fixed Rate Reset Noncumulative Preferred Stock, Series Z (the “Preferred Stock”), of the Company (the “Securities”), to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative. The Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated March 6, 2023 relating thereto (the “Certificate of Designations”). The shares of Preferred Stock represented by the Securities are to be deposited by the Company against delivery of depositary receipts evidencing the Securities (the “Depositary Receipts”) that are to be issued by Computershare Inc. and its wholly-owned subsidiary, C
EX-1.1 2 d185394dex11.htm UNDERWRITING AGREEMENT, DATED APRIL 18, 2016 1,500,000 Depositary Shares Each Representing a 1/25th Interest in a Share of ($1.00 par value) CITIGROUP INC. UNDERWRITING AGREEMENT New York, New York April 18, 2016 Citigroup...Underwriting Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionCitigroup Inc., a corporation organized under the laws of Delaware (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell 1,500,000 depositary shares (the “Depositary Shares”), each representing a 1/25th interest in a share of perpetual 6.250% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series T (the “Preferred Stock”), of the Company (the “Securities”), to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative. The Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated April 22, 2016 relating thereto (the “Certificate of Designations”). The shares of Preferred Stock represented by the Securities are to be deposited by the Company against delivery of depositary receipts evidencing the Securities (the “Depositary Receipts”) that are to be issued by Computershare Inc. and its wholly-owned subs
1,500,000 Depositary Shares Each Representing a 1/25th Interest in a Share of ($1.00 par value) CITIGROUP INC. UNDERWRITING AGREEMENTUnderwriting Agreement • January 23rd, 2020 • Citigroup Inc • National commercial banks • New York
Contract Type FiledJanuary 23rd, 2020 Company Industry JurisdictionCitigroup Inc., a corporation organized under the laws of Delaware (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell 1,500,000 depositary shares (the “Depositary Shares”), each representing a 1/25th interest in a share of perpetual 4.700% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series V (the “Preferred Stock”), of the Company (the “Securities”), to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative. The Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated January 22, 2020 relating thereto (the “Certificate of Designations”). The shares of Preferred Stock represented by the Securities are to be deposited by the Company against delivery of depositary receipts evidencing the Securities (the “Depositary Receipts”) that are to be issued by Computershare Inc. and its wholly-owned su
1,500,000 Depositary Shares Each Representing a 1/25th Interest in a Share of ($1.00 par value) CITIGROUP INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 12th, 2019 • Citigroup Inc • National commercial banks • New York
Contract Type FiledSeptember 12th, 2019 Company Industry JurisdictionCitigroup Inc., a corporation organized under the laws of Delaware (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell 1,500,000 depositary shares (the “Depositary Shares”), each representing a 1/25th interest in a share of perpetual 5.000% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series U (the “Preferred Stock”), of the Company (the “Securities”), to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative. The Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated September 11, 2019 relating thereto (the “Certificate of Designations”). The shares of Preferred Stock represented by the Securities are to be deposited by the Company against delivery of depositary receipts evidencing the Securities (the “Depositary Receipts”) that are to be issued by Computershare Inc. and its wholly-owned
1,500,000 Depositary Shares Each Representing a 1/25th Interest in a Share of ($1.00 par value) CITIGROUP INC. UNDERWRITING AGREEMENTUnderwriting Agreement • April 26th, 2016 • Citigroup Inc • National commercial banks • New York
Contract Type FiledApril 26th, 2016 Company Industry JurisdictionCitigroup Inc., a corporation organized under the laws of Delaware (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell 1,500,000 depositary shares (the “Depositary Shares”), each representing a 1/25th interest in a share of perpetual 6.250% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series T (the “Preferred Stock”), of the Company (the “Securities”), to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative. The Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated April 22, 2016 relating thereto (the “Certificate of Designations”). The shares of Preferred Stock represented by the Securities are to be deposited by the Company against delivery of depositary receipts evidencing the Securities (the “Depositary Receipts”) that are to be issued by Computershare Inc. and its wholly-owned subs
36,000,000 Depositary Shares Each Representing a 1/1,000th Interest in a Share of ($1.00 par value) CITIGROUP INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 2nd, 2016 • Citigroup Inc • National commercial banks • New York
Contract Type FiledFebruary 2nd, 2016 Company Industry JurisdictionCitigroup Inc., a corporation organized under the laws of Delaware (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell 36,000,000 depositary shares (the “Depositary Shares”), each representing a 1/1,000th interest in a share of perpetual 6.300% Noncumulative Preferred Stock, Series S (the “Preferred Stock”), of the Company (the “Underwritten Securities”), to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative. The Company also proposes to grant the Underwriters an option to purchase 5,400,000 additional Depositary Shares to cover over-allotments (the “Option Securities” and, together with the Underwritten Securities, the “Securities”). The Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated February 1, 2016 relating thereto (the “Certificate of Designations”). The shares of Preferred Stock repr
1,250,000 Depositary Shares Each Representing a 1/25th Interest in a Share of ($1.00 par value) CITIGROUP INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 12th, 2015 • Citigroup Inc • National commercial banks • New York
Contract Type FiledAugust 12th, 2015 Company Industry JurisdictionCitigroup Inc., a corporation organized under the laws of Delaware (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell 1,250,000 depositary shares (the “Depositary Shares”), each representing a 1/25th interest in a share of perpetual 5.950% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series Q (the “Preferred Stock”), of the Company (the “Securities”), to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative. The Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated August 11, 2015 relating thereto (the “Certificate of Designations”). The shares of Preferred Stock represented by the Securities are to be deposited by the Company against delivery of depositary receipts evidencing the Securities (the “Depositary Receipts”) that are to be issued by Computershare Inc. and its wholly-owned sub
1,750,000 Depositary Shares Each Representing a 1/25th Interest in a Share of ($1.00 par value) CITIGROUP INC. UNDERWRITING AGREEMENTUnderwriting Agreement • April 30th, 2014 • Citigroup Inc • National commercial banks • New York
Contract Type FiledApril 30th, 2014 Company Industry JurisdictionCitigroup Inc., a corporation organized under the laws of Delaware (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell 1,750,000 depositary shares (the “Depositary Shares”), each representing a 1/25th interest in a share of perpetual 6.300% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series M (the “Preferred Stock”), of the Company (the “Securities”), to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative. The Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated April 29, 2014 relating thereto (the “Certificate of Designations”). The shares of Preferred Stock represented by the Securities are to be deposited by the Company against delivery of depositary receipts evidencing the Securities (the “Depositary Receipts”) that are to be issued by Computershare Inc. and its wholly-owned subs
19,200,000 Depositary Shares Each Representing a 1/1,000th Interest in a Share ofUnderwriting Agreement • February 12th, 2014 • Citigroup Inc • National commercial banks • New York
Contract Type FiledFebruary 12th, 2014 Company Industry JurisdictionCitigroup Inc., a corporation organized under the laws of Delaware (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell 19,200,000 depositary shares (the “Depositary Shares”), each representing a 1/1,000th interest in a share of perpetual 6.875% Noncumulative Preferred Stock, Series L (the “Preferred Stock”), of the Company (the “Securities”), to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative. The Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated February 11, 2014 relating thereto (the “Certificate of Designations”). The shares of Preferred Stock represented by the Securities are to be deposited by the Company against delivery of depositary receipts evidencing the Securities (the “Depositary Receipts”) that are to be issued by Computershare Inc. and its wholly-owned subsidiary, Computersh
52,000,000 Depositary Shares Each Representing a 1/1,000th Interest in a Share of ($1.00 par value) CITIGROUP INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 31st, 2013 • Citigroup Inc • National commercial banks • New York
Contract Type FiledOctober 31st, 2013 Company Industry JurisdictionCitigroup Inc., a corporation organized under the laws of Delaware (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell 52,000,000 depositary shares (the “Depositary Shares”), each representing a 1/1,000th interest in a share of perpetual 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K (the “Preferred Stock”), of the Company (the “Underwritten Securities”), to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative. The Company also proposes to grant the Underwriters an option to purchase 7,800,000 additional Depositary Shares to cover over-allotments (the “Option Securities” and, together with the Underwritten Securities, the “Securities”). The Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated October 30, 2013 relating thereto (the “Certificate of Designations”). The share
36,000,000 Depositary Shares Each Representing a 1/1,000th Interest in a Share of ($1.00 par value) CITIGROUP INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 19th, 2013 • Citigroup Inc • National commercial banks • New York
Contract Type FiledSeptember 19th, 2013 Company Industry JurisdictionCitigroup Inc., a corporation organized under the laws of Delaware (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell 36,000,000 depositary shares (the “Depositary Shares”), each representing a 1/1,000th interest in a share of perpetual 7.125% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series J (the “Preferred Stock”), of the Company (the “Underwritten Securities”), to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative. The Company also proposes to grant the Underwriters an option to purchase 5,400,000 additional Depositary Shares to cover over-allotments (the “Option Securities” and, together with the Underwritten Securities, the “Securities”). The Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated September 18, 2013 relating thereto (the “Certificate of Designations”). The sha
1,250,000 Depositary Shares Each Representing a 1/25th Interest in a Share of ($1.00 par value) CITIGROUP INC. UNDERWRITING AGREEMENTUnderwriting Agreement • April 30th, 2013 • Citigroup Inc • National commercial banks • New York
Contract Type FiledApril 30th, 2013 Company Industry JurisdictionCitigroup Inc., a corporation organized under the laws of Delaware (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell 1,250,000 depositary shares (the “Depositary Shares”), each representing a 1/25th interest in a share of perpetual 5.350% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series D (the “Preferred Stock”), of the Company (the “Securities”), to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative. The Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated April 29, 2013 relating thereto (the “Certificate of Designations”). The shares of Preferred Stock represented by the Securities are to be deposited by the Company against delivery of depositary receipts evidencing the Securities (the “Depositary Receipts”) that are to be issued by Computershare Inc. and its wholly-owned subs
20,000,000 Depositary Shares Each Representing a 1/1,000th Interest in a Share of ($1.00 par value) CITIGROUP INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 26th, 2013 • Citigroup Inc • National commercial banks • New York
Contract Type FiledMarch 26th, 2013 Company Industry JurisdictionCitigroup Inc., a corporation organized under the laws of Delaware (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell 20,000,000 depositary shares (the “Depositary Shares”), each representing a 1/1,000th interest in a share of perpetual 5.80% Noncumulative Preferred Stock, Series C (the “Preferred Stock”), of the Company (the “Underwritten Securities”), to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative. The Company also purposes to grant the Underwriters an option to purchase 3,000,000 additional Depositary Shares to cover over-allotments (the “Option Securities” and, together with the Underwritten Securities, the “Securities”). The Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated March 25, 2013 relating thereto (the “Certificate of Designations”). The shares of Preferred Stock represe
750,000 Depositary Shares Each Representing a 1/25th Interest in a Share ofUnderwriting Agreement • December 13th, 2012 • Citigroup Inc • National commercial banks • New York
Contract Type FiledDecember 13th, 2012 Company Industry JurisdictionCitigroup Inc., a corporation organized under the laws of Delaware (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell 750,000 depositary shares (the “Depositary Shares”), each representing a 1/25th interest in a share of perpetual 5.90% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series B (the “Preferred Stock”), of the Company (the “Securities”), to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative. The Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated December 12, 2012 relating thereto (the “Certificate of Designations”). The shares of Preferred Stock represented by the Securities are to be deposited by the Company against delivery of depositary receipts evidencing the Securities (the “Depositary Receipts”) that are to be issued by Computershare Inc. and its wholly-owned subs
1,500,000 Depositary Shares Each Representing a 1/25th Interest in a Share ofUnderwriting Agreement • October 29th, 2012 • Citigroup Inc • National commercial banks • New York
Contract Type FiledOctober 29th, 2012 Company Industry JurisdictionCitigroup Inc., a corporation organized under the laws of Delaware (the “Company”), proposes, upon the terms and conditions set forth herein, to issue and sell 1,500,000 depositary shares (the “Depositary Shares”), each representing a 1/25th interest in a share of perpetual 5.950% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series A (the “Preferred Stock”), of the Company (the “Securities”), to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative. The Preferred Stock shall have the rights, powers and preferences set forth in the certificate of designations to be dated October 29, 2012 relating thereto (the “Certificate of Designations”). The shares of Preferred Stock represented by the Securities are to be deposited by the Company against delivery of depositary receipts evidencing the Securities (the “Depositary Receipts”) that are to be issued by Computershare Inc. and its wholly-owned su