Common Contracts
9 similar Underwriting Agreement contracts by Hercules Capital, Inc., Hercules Technology Growth Capital Inc
40,000,000 Aggregate Principal Amount 6.25% Notes Due 2033 Hercules Capital, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • September 24th, 2018 • Hercules Capital, Inc. • New York
Hercules Capital, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule A hereto (each, an “Underwriter” and, collectively the “Underwriters”), for whom Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC and UBS Securities LLC are acting as the representatives (in such capacity, the “Representatives”) $40,000,000 aggregate principal amount of 6.25% Notes due 2033 (the “Firm Securities”) of the Company set forth in Schedule A hereto.
75,000,000 Aggregate Principal Amount 5.25% Notes Due 2025 Hercules Capital, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • April 26th, 2018 • Hercules Capital, Inc. • New York
Hercules Capital, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule A hereto (each, an “Underwriter” and, collectively the “Underwriters”), for whom Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC are acting as the representatives (in such capacity, the “Representatives”) $75,000,000 aggregate principal amount of 5.25% Notes due 2025 (the “Firm Securities”) of the Company set forth in Schedule A hereto.
150,000,000 Aggregate Principal Amount 4.625% Notes Due 2022 Hercules Capital, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • October 25th, 2017 • Hercules Capital, Inc. • New York
Hercules Capital, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule A hereto (each, an “Underwriter” and, collectively the “Underwriters”), for whom Citigroup Global Markets Inc. and Jefferies LLC are acting as the representatives (in such capacity, the “Representatives”) $150,000,000 aggregate principal amount of 4.625% Notes due 2022 (the “Securities”) of the Company set forth in Schedule A hereto.
60,000,000 Aggregate Principal Amount 6.25% Notes Due 2024 Hercules Capital, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • June 27th, 2016 • Hercules Capital, Inc. • New York
Hercules Capital, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule A hereto (each, an “Underwriter” and, collectively the “Underwriters”), for whom Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC are acting as the representatives (in such capacity, the “Representatives”) $60,000,000 aggregate principal amount of 6.25% Notes due 2024 (the “Add On Securities”) of the Company set forth in Schedule A hereto.
65,445,050 Aggregate Principal Amount 6.25% Notes Due 2024 Hercules Capital, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • May 2nd, 2016 • Hercules Capital, Inc. • New York
Hercules Capital, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule A hereto (each, an “Underwriter” and, collectively the “Underwriters”), for whom Keefe, Bruyette & Woods, Inc., Jefferies LLC and RBC Capital Markets, LLC are acting as the representatives (in such capacity, the “Representatives”) $65,445,050 aggregate principal amount of 6.25% Notes due 2024 (the “Add On Securities”) of the Company set forth in Schedule A hereto.
100,000,000 Aggregate Principal Amount 6.25% Senior Notes Due 2024 Hercules Technology Growth Capital, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • July 14th, 2014 • Hercules Technology Growth Capital Inc • New York
Hercules Technology Growth Capital, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule A hereto (each, an “Underwriter” and, collectively the “Underwriters”), for whom Keefe, Bruyette & Woods, Inc., Jefferies LLC and RBC Capital Markets, LLC are acting as representatives (in such capacity, the “Representatives”) $100,000,000 aggregate principal amount of 6.25% Senior Notes due 2024 (the “Senior Securities”) of the Company set forth in Schedule A hereto.
75,000,000 Aggregate Principal Amount 7.00% Senior Notes Due 2019 Hercules Technology Growth Capital, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • September 24th, 2012 • Hercules Technology Growth Capital Inc • New York
Hercules Technology Growth Capital, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule A hereto (each, an “Underwriter” and, collectively the “Underwriters”), for whom Stifel, Nicolaus & Company, Incorporated is acting as representative (in such capacity, the “Representative”) $75,000,000 aggregate principal amount of 7.00% Senior Notes due 2019 (the “Senior Securities”) of the Company set forth in Schedule A hereto.
38,750,000 Aggregate Principal Amount 7.00% Senior Notes Due 2019 Hercules Technology Growth Capital, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • July 6th, 2012 • Hercules Technology Growth Capital Inc • New York
Hercules Technology Growth Capital, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule A hereto (each, an “Underwriter” and, collectively the “Underwriters”), for whom Stifel, Nicolaus & Company, Incorporated is acting as representative (in such capacity, the “Representative”) $38,750,000 aggregate principal amount of 7.00% Senior Notes due 2019 (the “Senior Securities”) of the Company set forth in Schedule A hereto.
43,000,000 Aggregate Principal Amount 7.00% Senior Notes Due 2019 Hercules Technology Growth Capital, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • April 17th, 2012 • Hercules Technology Growth Capital Inc • New York
Hercules Technology Growth Capital, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule A hereto (each, an “Underwriter” and, collectively the “Underwriters”), for whom Stifel, Nicolaus & Company, Incorporated is acting as representative (in such capacity, the “Representative”) $43,000,000 aggregate principal amount of 7.00% Senior Notes due 2019 (the “Senior Securities”) of the Company set forth in Schedule A hereto.
