Common Contracts
2 similar Uniform Executing Broker Agreement contracts
FINRA TRANSPARENCYSERVICES UNIFORM EXECUTING BROKER AGREEMENTUniform Executing Broker Agreement • July 10th, 2018
This Uniform Executing Broker Agreement (“Agreement”) is for use by a FINRA member participating in one or more FINRA market transparency facilities (“Participant”) to authorize another FINRA member (“Executing Broker”) to report trades on behalf of the Participant on such facilities.
FINRA TRANSPARENCYSERVICES UNIFORM EXECUTING BROKER AGREEMENTUniform Executing Broker Agreement • July 10th, 2018
This Uniform Executing Broker Agreement (“Agreement”) is for use by a FINRA member participating in one or more FINRA market transparency facilities (“Participant”) to authorize another FINRA member (“Executing Broker”) to report trades on behalf of the Participant on such facilities.
