Common Contracts

7 similar Account Agreement contracts

ACCOUNT AGREEMENT
Account Agreement • December 20th, 2018 • Massachusetts

This Account Agreement (“Agreement”) is entered into by and among LPL Financial LLC (“LPL”), a registered investment advisor and broker-dealer, the registered investment advisor firm indicated in Section V of the Account Application attached hereto (“Advisor”), the client indicated in Section I of the Account Application (“Client”), and, if applicable, the portfolio manager indicated in Section VI of the Account Application, a registered investment advisor (“SMA Portfolio Manager”). Within the Manager Access Select program (“Program”), LPL offers two alternatives – the Separately Managed Account Platform (the “SMA Platform”) and the Model Portfolio Platform (the “MP Platform” and together with SMA Platform, the “Platforms”) – through which clients may invest. Client desires to open an account (“Account”) with LPL and Advisor for the purpose of participating in either the SMA Platform or the MP Platform. A description of the services to be provided and the parties providing the services

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ACCOUNT AGREEMENT
Account Agreement • July 9th, 2018 • Massachusetts

This Account Agreement (“Agreement”) is entered into by and among LPL Financial LLC (“LPL”), a registered investment advisor and broker-dealer, the registered investment advisor firm indicated in Section V of the Account Application attached hereto (“Advisor”), the client indicated in Section I of the Account Application (“Client”), and, if applicable, the portfolio manager indicated in Section VI of the Account Application, a registered investment advisor (“SMA Portfolio Manager”). Within the Manager Select program (“Program”), LPL offers two alternatives – the Separately Managed Account Platform (the “SMA Platform”) and the Model Portfolio Platform (the “MP Platform” and together with SMA Platform, the “Platforms”) – through which clients may invest. Client desires to open an account (“Account”) with LPL and Advisor for the purpose of participating in either the SMA Platform or the MP Platform. A description of the services to be provided and the parties providing the services are se

ACCOUNT AGREEMENT
Account Agreement • March 13th, 2018 • Massachusetts

This Account Agreement (“Agreement”) is entered into by and among LPL Financial LLC (“LPL”), a registered investment advisor and broker-dealer, the LPL Investment Advisor Representative (“IAR”) indicated in Section V of the Account Application (“Application”) attached hereto, the client indicated in Section I of the Application (“Client”), and, if applicable, the portfolio manager indicated in Section VI of the Application, a registered investment advisor (“SMA Portfolio Manager”). Within the Manager Select program (“Program”), LPL offers two alternatives – the Separately Managed Account Platform (the “SMA Platform”) and the Model Portfolio Platform (the “MP Platform” and together with SMA Platform, the “Platforms”) – through which clients may invest. Client desires to open an account (“Account”) with LPL and IAR for the purpose of participating in either the SMA Platform or the MP Platform. A description of the services to be provided and the parties providing the services are set for

ACCOUNT AGREEMENT
Account Agreement • March 9th, 2018 • Massachusetts

This Account Agreement (“Agreement”) is entered into by and among LPL Financial LLC (“LPL”), a registered investment advisor and broker-dealer, the registered investment advisor firm indicated in Section V of the Account Application attached hereto (“Advisor”), the client indicated in Section I of the Account Application (“Client”), and, if applicable, the portfolio manager indicated in Section VI of the Account Application, a registered investment advisor (“SMA Portfolio Manager”). Within the Manager Select program (“Program”), LPL offers two alternatives – the Separately Managed Account Platform (the “SMA Platform”) and the Model Portfolio Platform (the “MP Platform” and together with SMA Platform, the “Platforms”) – through which clients may invest. Client desires to open an account (“Account”) with LPL and Advisor for the purpose of participating in either the SMA Platform or the MP Platform. A description of the services to be provided and the parties providing the services are se

ACCOUNT AGREEMENT
Account Agreement • January 5th, 2018 • Massachusetts

This Account Agreement (“Agreement”) is entered into by and among LPL Financial LLC (“LPL”), a registered investment advisor and broker-dealer, the LPL Investment Advisor Representative (“IAR”) indicated in Section V of the Account Application (“Application”) attached hereto, the client indicated in Section I of the Application (“Client”), and, if applicable, the portfolio manager indicated in Section VI of the Application, a registered investment advisor (“SMA Portfolio Manager”). Within the Manager Select program (“Program”), LPL offers two alternatives – the Separately Managed Account Platform (the “SMA Platform”) and the Model Portfolio Platform (the “MP Platform” and together with SMA Platform, the “Platforms”) – through which clients may invest. Client desires to open an account (“Account”) with LPL and IAR for the purpose of participating in either the SMA Platform or the MP Platform. A description of the services to be provided and the parties providing the services are set for

ACCOUNT AGREEMENT
Account Agreement • December 8th, 2017 • Massachusetts

This Account Agreement (“Agreement”) is entered into by and among LPL Financial LLC (“LPL”), a registered investment advisor and broker-dealer, the registered investment advisor firm indicated in Section V of the Account Application attached hereto (“Advisor”), the client indicated in Section I of the Account Application (“Client”), and, if applicable, the portfolio manager indicated in Section VI of the Account Application, a registered investment advisor (“SMA Portfolio Manager”). Within the Manager Select program (“Program”), LPL offers two alternatives – the Separately Managed Account Platform (the “SMA Platform”) and the Model Portfolio Platform (the “MP Platform” and together with SMA Platform, the “Platforms”) – through which clients may invest. Client desires to open an account (“Account”) with LPL and Advisor for the purpose of participating in either the SMA Platform or the MP Platform. A description of the services to be provided and the parties providing the services are se

ACCOUNT AGREEMENT
Account Agreement • November 20th, 2017 • Massachusetts

This Account Agreement (“Agreement”) is entered into by and among LPL Financial LLC (“LPL”), a registered investment advisor and broker-dealer, the LPL Investment Advisor Representative (“IAR”) indicated in Section V of the Account Application (“Application”) attached hereto, the client indicated in Section I of the Application (“Client”), and, if applicable, the portfolio manager indicated in Section VI of the Application, a registered investment advisor (“SMA Portfolio Manager”). Within the Manager Select program (“Program”), LPL offers two alternatives – the Separately Managed Account Platform (the “SMA Platform”) and the Model Portfolio Platform (the “MP Platform” and together with SMA Platform, the “Platforms”) – through which clients may invest. Client desires to open an account (“Account”) with LPL and IAR for the purpose of participating in either the SMA Platform or the MP Platform. A description of the services to be provided and the parties providing the services are set for

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