MIDCAP FINANCIAL INVESTMENT CORPORATION (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • August 13th, 2024 • MidCap Financial Investment Corp • New York
Contract Type FiledAugust 13th, 2024 Company JurisdictionMidCap Financial Investment Corporation, a Maryland corporation (the “Company”), Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”), and Apollo Investment Administration, LLC, a Delaware limited liability company (the “Administrator”), each confirms its agreement with [ ] (the “Sales Agent”) with respect to the sale by the Company of shares of common stock, par value $0.001 per share, of the Company (“Common Stock”), having an aggregate offering price of up to $200 million (the “Agreement”). The shares of Common Stock to be sold by the Sales Agent are herein called, collectively, the “Securities.” The Company, the Adviser and the Administrator have also entered into an agreement (the “Sales Agreement”) in substantially similar form to this Agreement, dated of even date herewith, with [ ] (the “Other Agent”). The aggregate amount of Securities that may be sold collectively pursuant to this Agreement and the Sales Agreement shall not exceed the lesser of $
PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: July 17, 2024Equity Distribution Agreement • July 18th, 2024 • PennantPark Floating Rate Capital Ltd. • New York
Contract Type FiledJuly 18th, 2024 Company Jurisdiction
PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: July 17, 2024Equity Distribution Agreement • July 18th, 2024 • PennantPark Floating Rate Capital Ltd. • New York
Contract Type FiledJuly 18th, 2024 Company Jurisdiction
PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: July 17, 2024Equity Distribution Agreement • July 18th, 2024 • PennantPark Floating Rate Capital Ltd. • New York
Contract Type FiledJuly 18th, 2024 Company Jurisdiction
PENNANTPARK INVESTMENT CORPORATION (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: June 4, 2024Equity Distribution Agreement • June 4th, 2024 • Pennantpark Investment Corp • New York
Contract Type FiledJune 4th, 2024 Company Jurisdiction
PENNANTPARK INVESTMENT CORPORATION (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: June 4, 2024Equity Distribution Agreement • June 4th, 2024 • Pennantpark Investment Corp • New York
Contract Type FiledJune 4th, 2024 Company Jurisdiction
PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT Dated: August 11, 2023Equity Distribution Agreement • August 11th, 2023 • PennantPark Floating Rate Capital Ltd. • New York
Contract Type FiledAugust 11th, 2023 Company Jurisdiction
PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT Dated: August 11, 2023Equity Distribution Agreement • August 11th, 2023 • PennantPark Floating Rate Capital Ltd. • New York
Contract Type FiledAugust 11th, 2023 Company Jurisdiction
PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT Dated: August 11, 2023Equity Distribution Agreement • August 11th, 2023 • PennantPark Floating Rate Capital Ltd. • New York
Contract Type FiledAugust 11th, 2023 Company Jurisdiction
PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: March 31, 2023Equity Distribution Agreement • March 31st, 2023 • PennantPark Floating Rate Capital Ltd. • New York
Contract Type FiledMarch 31st, 2023 Company Jurisdiction
PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: March 31, 2023Equity Distribution Agreement • March 31st, 2023 • PennantPark Floating Rate Capital Ltd. • New York
Contract Type FiledMarch 31st, 2023 Company Jurisdiction
PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: March 31, 2023Equity Distribution Agreement • March 31st, 2023 • PennantPark Floating Rate Capital Ltd. • New York
Contract Type FiledMarch 31st, 2023 Company Jurisdiction
PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: August 20, 2021Equity Distribution Agreement • August 3rd, 2022 • PennantPark Floating Rate Capital Ltd. • New York
Contract Type FiledAugust 3rd, 2022 Company JurisdictionPennantPark Floating Rate Capital Ltd., a Maryland corporation (the “Company”), PennantPark Investment Advisers, LLC, a Delaware limited liability company (the “Adviser”) and PennantPark Investment Administration, LLC, a Delaware limited liability company (the “Administrator”), each confirms its agreement with Raymond James & Associates, Inc. (the “Sales Agent”) with respect to the sale by the Company of shares of common stock, par value $0.001 per share, of the Company (“Common Stock”), having an aggregate offering price of up to $75 million. The shares of Common Stock to be sold by the Sales Agent are herein called, collectively, the “Securities.” The Company, the Adviser and the Administrator have also entered into a sales agreement in substantially similar form to this Agreement (the “Sales Agreement”), dated of even date herewith, with JMP Securities LLC (the “Other Agent”). The aggregate amount of Securities that may be sold collectively pursuant to this Agreement and the Sales A
PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: August 20, 2021Equity Distribution Agreement • August 3rd, 2022 • PennantPark Floating Rate Capital Ltd. • New York
Contract Type FiledAugust 3rd, 2022 Company Jurisdiction
PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: August 20, 2021Equity Distribution Agreement • August 20th, 2021 • PennantPark Floating Rate Capital Ltd. • New York
Contract Type FiledAugust 20th, 2021 Company Jurisdiction
PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated: August 20, 2021Equity Distribution Agreement • August 20th, 2021 • PennantPark Floating Rate Capital Ltd. • New York
Contract Type FiledAugust 20th, 2021 Company Jurisdiction