Common Contracts
2 similar Sub-Advisory Agreement contracts by Dunham Funds
AMENDMENT TO THE SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 20th, 2015 • Dunham Funds
This Amendment is made effective as of the 16th day of December 2014, (the “Effective Date”) to the Sub-Advisory Agreement by and among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and PENN CAPITAL MANAGEMENT COMPANY, INC., a State of Pennsylvania Corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”) dated July 1, 2013 (the “Agreement”).
AMENDMENT TO THE SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 20th, 2015 • Dunham Funds
This Amendment is made effective as of the 16th day of December 2014, (the “Effective Date”) to the Sub-Advisory Agreement by and among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and PENN CAPITAL MANAGEMENT COMPANY, INC., a State of Pennsylvania Corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”) dated October 1, 2014 (the “Agreement”).
