Common Contracts
2 similar Selling Agent Agreement contracts by Excelsior Buyout Investors LLC
EX-99.H3 6 dex99h3.htm SELLING AGREEMENT AMONG CHARLES SCHWAB & CO. AND US TRUST Exhibit (H)(3) Charles Schwab & Co., Inc. San Francisco, California 94104 SELLING AGENT AGREEMENT UST Securities Corp. Jersey City, NJ 07310 Ladies and Gentlemen:Selling Agent Agreement • May 5th, 2020 • California
This is to confirm that, in consideration of the agreements hereinafter contained, UST Securities Corp. (the “Selling Agent”), EXCELSIOR BUYOUT INVESTORS, LLC (the “Company”), a Delaware limited liability company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) and CHARLES SCHWAB & CO., INC. (“Schwab”), the distributor for the Company, have agreed that the Selling Agent shall serve as selling agent of the units of beneficial interest (the “Units”) of the Company.
Charles Schwab & Co., Inc. San Francisco, California 94104 SELLING AGENT AGREEMENTSelling Agent Agreement • June 8th, 2004 • Excelsior Buyout Investors LLC • California
This is to confirm that, in consideration of the agreements hereinafter contained, UST Securities Corp. (the “Selling Agent”), EXCELSIOR BUYOUT INVESTORS, LLC (the “Company”), a Delaware limited liability company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) and CHARLES SCHWAB & CO., INC. (“Schwab”), the distributor for the Company, have agreed that the Selling Agent shall serve as selling agent of the units of beneficial interest (the “Units”) of the Company.
