Common Contracts
2 similar Placement Agency Agreement contracts
AB&T FINANCIAL CORPORATIONPlacement Agency Agreement • January 27th, 2014 • New York
AB&T Financial Corporation, a North Carolina corporation (the "Company"), Alliance Bank & Trust Company, a North Carolina banking corporation (the "Bank"), and the United States Department of the Treasury (the "Selling Shareholder") each confirms its agreement (this "Agreement") with the placement agents set forth on Schedule A hereto (the "Placement Agents") with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 536 shares of Fixed Rate Cumulative Perpetual Preferred Stock, Series A, no par value per share, of the Company (the "Securities").
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 27th, 2014 • New York
Pacific Commerce Bank, a California banking corporation (the “Company”), and the United States Department of the Treasury (the “Selling Shareholder”) each confirms its agreement (this “Agreement”) with the placement agents set forth on Schedule A hereto (the “Placement Agents”) with respect to the direct sale by the Selling Shareholder to one or more Winning Bidders (as defined in Section 2(a) hereof) and the placement, as agent of the Selling Shareholder, by the Placement Agents of 4,060 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A (the “Series A Preferred Stock”), no par value per share, of the Company and 203 shares of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B (the “Series B Preferred Stock”), no par value per share, of the Company (the Series A Preferred Stock and Series B Preferred Stock being collectively referred to as the “Securities”).
