SPROTT PHYSICAL GOLD AND SILVER TRUST Trust Units Amended and Restated Sales AgreementSales Agreement • November 2nd, 2020 • Sprott Physical Gold & Silver Trust • Commodity contracts brokers & dealers • New York
Contract Type FiledNovember 2nd, 2020 Company Industry JurisdictionReference is made to the Controlled Equity OfferingSM Sales Agreement, dated March 1, 2019, including the Schedules thereto (the “Sales Agreement”), by and among Sprott Physical Gold and Silver Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”), and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), Cantor Fitzgerald & Co. (“Cantor”) and Virtu Americas LLC (“Virtu” and together with Cantor, the “U.S. Agents”, and each a “U.S. Agent”), as amended by Amendment No. 1 thereto dated January 29, 2020 pursuant to which the Trust agreed to sell through the U.S Agents, as sales agents, units of the Trust. The Trust, the Manager, the U.S. Agents and Virtu ITG Canada Corp. (the “Canadian Agent” and together with the U.S. Agents, the “Agents”, and each an “Agent”) each confirm their agreement (this “Agreement”) that the Sales Agreement is amended and restated and superseded in it
SPROTT PHYSICAL GOLD TRUST Trust Units Amended and Restated Sales AgreementSales Agreement • October 22nd, 2020 • Sprott Physical Gold Trust • Commodity contracts brokers & dealers • New York
Contract Type FiledOctober 22nd, 2020 Company Industry JurisdictionReference is made to the Controlled Equity OfferingSM Sales Agreement dated May 6, 2016, as amended by Amendment No. 1 thereto dated January 29, 2020, including the Schedules thereto (the “Sales Agreement”), by and among Sprott Physical Gold Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), Cantor Fitzgerald & Co. and Virtu Americas LLC (“Virtu” and together with Cantor, the “U.S. Agents”), pursuant to which the Trust agreed to sell through the U.S. Agents, as sales agents, units of the Trust. The Trust, the Manager, the U.S. Agents and Virtu ITG Canada Corp. (the “Canadian Agent” and together with the U.S. Agents, the “Agents”), each confirm their agreement (this “Agreement”) that the Sales Agreement is amended, restated and superseded in its entirety as follows:
SPROTT PHYSICAL SILVER TRUST Trust Units Amended and Restated Sales AgreementSales Agreement • October 22nd, 2020 • Sprott Physical Silver Trust • Commodity contracts brokers & dealers • New York
Contract Type FiledOctober 22nd, 2020 Company Industry JurisdictionReference is made to the Controlled Equity OfferingSM Sales Agreement dated June 24, 2016, as amended by Amendment No. 1 thereto dated January 29, 2020, including the Schedules thereto (the “Sales Agreement”), by and among Sprott Physical Silver Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), Cantor Fitzgerald & Co. and Virtu Americas LLC (“Virtu” and together with Cantor, the “U.S. Agents”), pursuant to which the Trust agreed to sell through the U.S. Agents, as sales agents, units of the Trust. The Trust, the Manager, the U.S. Agents and Virtu ITG Canada Corp. (the “Canadian Agent” and together with the U.S. Agents, the “Agents”), each confirm their agreement (this “Agreement”) that the Sales Agreement is amended, restated and superseded in its entirety as follows:
SPROTT PHYSICAL PLATINUM AND PALLADIUM TRUST Trust Units Amended and Restated Sales AgreementSales Agreement • October 22nd, 2020 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • New York
Contract Type FiledOctober 22nd, 2020 Company Industry JurisdictionReference is made to the Controlled Equity OfferingSM Sales Agreement dated June 24, 2016, as amended by Amendment No. 1 thereto dated January 29, 2020, including the Schedules thereto (the “Sales Agreement”), by and among Sprott Physical Platinum and Palladium Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), Cantor Fitzgerald & Co. and Virtu Americas LLC (“Virtu” and together with Cantor, the “U.S. Agents”), pursuant to which the Trust agreed to sell through the U.S. Agents, as sales agents, units of the Trust. The Trust, the Manager, the U.S. Agents and Virtu ITG Canada Corp. (the “Canadian Agent” and together with the U.S. Agents, the “Agents”), each confirm their agreement (this “Agreement”) that the Sales Agreement is amended, restated and superseded in its entirety as follows:
SPROTT PHYSICAL GOLD AND SILVER TRUST Trust Units Controlled Equity OfferingSM Sales AgreementSales Agreement • March 4th, 2019 • Sprott Physical Gold & Silver Trust • Commodity contracts brokers & dealers • New York
Contract Type FiledMarch 4th, 2019 Company Industry JurisdictionSprott Physical Gold and Silver Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), confirm its (this “Agreement”) with Cantor Fitzgerald & Co. (the “Agent”), as follows:
SPROTT PHYSICAL SILVER TRUST Trust Units Controlled Equity OfferingSM Sales AgreementSales Agreement • June 24th, 2016 • Sprott Physical Silver Trust • Commodity contracts brokers & dealers • New York
Contract Type FiledJune 24th, 2016 Company Industry JurisdictionSprott Physical Silver Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), each confirm their agreement (this “Agreement”) with Cantor Fitzgerald & Co. (the “Agent”), as follows:
SPROTT PHYSICAL PLATINUM AND PALLADIUM TRUST Trust Units Controlled Equity OfferingSM Sales AgreementSales Agreement • June 24th, 2016 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • New York
Contract Type FiledJune 24th, 2016 Company Industry JurisdictionSprott Physical Platinum and Palladium Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), each confirm their agreement (this “Agreement”) with Cantor Fitzgerald & Co. (the “Agent”), as follows:
Controlled Equity OfferingSM Sales AgreementSales Agreement • May 6th, 2016 • Sprott Physical Gold Trust • Commodity contracts brokers & dealers • New York
Contract Type FiledMay 6th, 2016 Company Industry JurisdictionSprott Physical Gold Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), each confirm their agreement (this “Agreement”) with Cantor Fitzgerald & Co. (the “Agent”), as follows: