Common Contracts

Transfer on Death (TOD) Agreement REGISTRATION OF ACCOUNTS IN BENEFICIARY FORM

New York • September 15th, 2014

• Jurisdiction
  New York
• Filed
  September 15th, 2014

The following Agreement shall govern any Transfer on Death (TOD) registration established with Sterne, Agee & Leach, Inc. (“SALI” or “Custodian”), either directly or indirectly through the customer’s introducing broker (“Introducing Firm”).

The following Agreement shall govern any Transfer on Death (TOD) registration established

New York • March 3rd, 2005

• Jurisdiction
  New York
• Filed
  March 3rd, 2005

with INTL FCStone Financial Inc. (“IFCF” or “Custodian”), either directly or indirectly through the customer’s introducing broker (“Introducing Firm”).