NORTHERN FUNDSNorthern Funds • May 31st, 2007
Company FiledMay 31st, 2007
NORTHERN FUNDSNorthern Funds • May 30th, 2007
Company FiledMay 30th, 2007
Amended and Restated Delegation Amendment October 2, 2006 Richard M. Wachterman The Legg Mason Funds 100 Light Street Baltimore, Maryland 21202 Dear Mr. Wachterman: Each of the investment companies set forth below, including each series thereof...Legg Mason Light Street Trust Inc • February 26th, 2007
Company FiledFebruary 26th, 2007
Exhibit (h)(23) NORTHERN FUNDS FORM OF ADDENDUM NO. 22 TO THE TRANSFER AGENCY AGREEMENT This Addendum, dated as of the ___ day of ________, 2007, is entered into between NORTHERN FUNDS (the "Trust"), a Delaware statutory trust, and THE NORTHERN TRUST...Northern Funds • December 6th, 2006
Company FiledDecember 6th, 2006
Exhibit (d)(21) NORTHERN FUNDS FORM OF ADDENDUM NO. 6 TO THE INVESTMENT ADVISORY AGREEMENT This Addendum, dated as of the ___ day of _________, 2007, is entered into between NORTHERN FUNDS (the "Trust"), a Delaware statutory trust, and NORTHERN TRUST...Northern Funds • December 6th, 2006
Company FiledDecember 6th, 2006
August 23, 2006 To the Managers of Old Field Fund, LLC and Old Field Master Fund, LLC 232 Madison Avenue, Suite 906 New York, NY 10016 Re: Expense Limitation Agreement With reference to the Investment Advisory Agreement entered into by Marwood...Old Field Master Fund, LLC • September 6th, 2006
Company FiledSeptember 6th, 2006
NORTHERN FUNDSNorthern Funds • July 28th, 2006
Company FiledJuly 28th, 2006
NORTHERN FUNDSNorthern Funds • July 28th, 2006
Company FiledJuly 28th, 2006
NORTHERN FUNDSNorthern Funds • April 14th, 2006
Company FiledApril 14th, 2006
Exhibit (h)(22) NORTHERN FUNDS FORM OF ADDENDUM NO. 21 TO THE TRANSFER AGENCY AGREEMENT This Addendum, dated as of the _____ day of __________________, 2006, is entered into between NORTHERN FUNDS (the "Trust"), a Delaware statutory trust, and THE...Northern Funds • April 14th, 2006
Company FiledApril 14th, 2006
NORTHERN FUNDSNorthern Funds • March 27th, 2006
Company FiledMarch 27th, 2006
NORTHERN FUNDS FORM OF ADDENDUM NO. 19 TO THE CUSTODIAN AGREEMENTNorthern Funds • March 27th, 2006
Company FiledMarch 27th, 2006
NORTHERN FUNDSNorthern Funds • March 27th, 2006
Company FiledMarch 27th, 2006
EXHIBIT (d)(18) NORTHERN FUNDS FORM OF ADDENDUM NO. 4 TO THE INVESTMENT ADVISORY AGREEMENT This Addendum, dated as of the ____ day of ________, 2006, is entered into between NORTHERN FUNDS (the "Trust"), a Delaware statutory trust, and NORTHERN TRUST...Northern Funds • December 16th, 2005
Company FiledDecember 16th, 2005
EXHIBIT (d)(17) NORTHERN FUNDS ADDENDUM NO. 3 TO THE INVESTMENT ADVISORY AGREEMENT This Addendum, dated as of the 5th day of December, 2005, is entered into between NORTHERN FUNDS (the "Trust"), a Delaware statutory trust, and NORTHERN TRUST...Northern Funds • December 16th, 2005
Company FiledDecember 16th, 2005
NORTHERN FUNDSNorthern Funds • December 16th, 2005
Company FiledDecember 16th, 2005
EXHIBIT (h)(19) NORTHERN FUNDS FORM OF ADDENDUM NO. 18 TO THE TRANSFER AGENCY AGREEMENT This Addendum, dated as of the _____ day of __________________, 2006, is entered into between NORTHERN FUNDS (the "Trust"), a Delaware statutory trust, and THE...Northern Funds • December 16th, 2005
Company FiledDecember 16th, 2005
NORTHERN FUNDSNorthern Funds • September 21st, 2005
Company FiledSeptember 21st, 2005
Exhibit (d)(16) NORTHERN FUNDS ADDENDUM NO. 2 TO THE INVESTMENT ADVISORY AGREEMENT This Addendum, dated as of the 14th day of February, 2005, is entered into between NORTHERN FUNDS (the "Trust"), a Delaware statutory trust, and NORTHERN TRUST...Northern Funds • May 25th, 2005
Company FiledMay 25th, 2005
Exhibit h.3Phoenix-Kayne Funds • April 25th, 2005
Company FiledApril 25th, 2005
FORM OF ADDENDUM NO. 6 TO THE FOREIGN CUSTODY AGREEMENTNorthern Funds • December 1st, 2004
Company FiledDecember 1st, 2004
FORM OF ADDENDUM NO. 2 TO THE INVESTMENT ADVISORY AGREEMENTNorthern Funds • December 1st, 2004
Company FiledDecember 1st, 2004
November 19, 2004 ASA (Bermuda) Limited 11 Summer Street 4th Floor Buffalo, NY 14209 [Form of] Re: Agreement of Custodian Required by Securities and Exchange Commission ------------------------------------- Dear Sirs: As a condition of JPMorgan Chase...Asa Bermuda LTD • November 18th, 2004
Company FiledNovember 18th, 2004The Bank has been provided with a copy of the Company's application, dated August 13, 2004, under Section 7(d) of the Investment Company Act of 1940 (the "1940 Act") for an order of the Commission permitting the Company to register as an investment company under the 1940 Act (the "Application") and with the order of the Commission permitting such registration (the "Order"). Insofar as they are applicable to the Bank as Custodian of the Company, the Bank will comply with the 1940 Act and the rules of the Commission under the 1940 Act and the undertakings and agreements contained in the Application as applicable to the Bank, and as each may be amended from time to time, as applicable to the Bank. The Bank will do nothing inconsistent with the Company's undertakings and agreements contained in the Application or the provisions of the 1940 Act, or the rules under the 1940 Act. The Bank agrees that its undertakings set forth in this paragraph constitute representations and inducements to th
Form of AMENDMENT DATED OCTOBER 1, 2003 TO THE MUTUAL FUNDS SERVICE AGREEMENT BETWEEN HANSBERGER INSTITUTIONAL SERIES ("FUND") AND J.P. MORGAN INVESTOR SERVICES CO., (SUCCESSOR TO CHASE GLOBAL FUNDS SERVICES CO.) DATED OCTOBER 1, 1996 ("AGREEMENT")Hansberger Institutional Series • April 29th, 2004
Company FiledApril 29th, 2004
FORM N-SARNorthern Institutional Funds • January 29th, 2004
Company FiledJanuary 29th, 2004
EXHIBIT (h)(1) July 19, 2002 Mr. Sean X. McKessy The Preferred Group of Mutual Funds 411 Hamilton Boulevard, Suite 1200 Peoria, IL 61602-1104 Dear Mr. McKessy: The Preferred Group of Mutual Funds (the "Fund") and State Street Bank and Trust Company...Preferred Group of Mutual Funds • August 25th, 2003
Company FiledAugust 25th, 2003
Legal Department Ladies and Gentlemen: This letter sets forth the agreement ("AGREEMENT") between Jefferson Pilot Financial Insurance Company and Jefferson Pilot LifeAmerica Insurance Company (collectively, "YOU" or the "COMPANY") and the undersigned...JPF Separate Account a of Jefferson Pilot Financial Ins Co • April 24th, 2003
Company FiledApril 24th, 2003
AS OF JANUARY 20, 2003 Forrester Research, Inc. 400 Technology Square Cambridge, Massachusetts 02139 Park Avenue Equity Partners, L.P. is the collateral agent (in such capacity, the "Collateral Agent") under the Pledge Agreement dated as of November...Forrester Research Inc • January 27th, 2003 • Services-engineering, accounting, research, management
Company FiledJanuary 27th, 2003 Industry
ADDENDUM TO INVESTMENT SUB-ADVISORY AGREEMENTNuveen John Company • March 28th, 2002 • Security brokers, dealers & flotation companies
Company FiledMarch 28th, 2002 Industry
SUPPLEMENTAL TERMS AND CONDITIONS TO THE ADMINISTRATIVE SERVICES AGREEMENT BETWEEN THE AMERICAN AADVANTAGE FUNDS AND AMR INVESTMENT SERVICES, INC.American Aadvantage Funds • November 30th, 2001
Company FiledNovember 30th, 2001
EXHIBIT (d)(15) NORTHERN FUNDS ADDENDUM NO. 1 TO THE INVESTMENT ADVISORY AGREEMENT This Addendum, dated as of the 17th day of May, 2001, is entered into between NORTHERN FUNDS (the "Trust"), a Delaware business trust, and NORTHERN TRUST INVESTMENTS,...Northern Funds • May 29th, 2001
Company FiledMay 29th, 2001
ADDENDUM TO ALTERA CORPORATION NONQUALIFIED DEFERRED COMPENSATION PLAN AND TRUST AND APPOINTMENT OF ADDITIONAL TRUSTEE MARCH 11, 1998Altera Corp • May 14th, 2001 • Semiconductors & related devices
Company FiledMay 14th, 2001 Industry
NORTHERN FUNDS FORM OF ADDENDUM NO. 1 TO THE INVESTMENT ADVISORY AGREEMENT ---------------------------------------------------Northern Funds • March 9th, 2001
Company FiledMarch 9th, 2001
Exhibit (d)(19) FORM OF ADDENDUM NO. 10 TO THE INVESTMENT ADVISORY AGREEMENT This Addendum, dated as of the __ day of _______, 2000, is entered into between FIRSTAR FUNDS, INC. (the "Company"), a Wisconsin corporation, and Firstar Investment Research...Firstar Funds Inc • September 20th, 2000
Company FiledSeptember 20th, 2000
1 LEADERS EQUITY FUND A SERIES OF PERFORMANCE FUNDS TRUSTPerformance Funds Trust • August 18th, 2000
Company FiledAugust 18th, 2000