AMENDMENT NO. 1 TO THE AMENDED AND RESTATED DISTRIBUTION AGREEMENT Amendment dated as of September 20, 2004 to the Amended and Restated Distribution Agreement (the "Agreement") dated as of November 1, 2000 between Westcore Trust, a Massachusetts...Distribution Agreement • September 21st, 2004 • Westcore Trust
1 EXHIBIT(d)(6) DENVER INVESTMENT ADVISORS LLC AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of October 1, 2000 between WESTCORE TRUST, a Massachusetts business trust (the "Trust"), and DENVER INVESTMENT ADVISORS LLC (the...Investment Advisory Agreement • September 29th, 2000 • Westcore Trust • Colorado
AGREEMENTAdministration Agreement • October 1st, 2003 • Westcore Trust
BETWEENTransfer Agency and Service Agreement • September 21st, 2004 • Westcore Trust • Colorado
AMENDMENT TO OPERATING AGREEMENT This Amendment ("Amendment") is made as of April 1, 2003, by and between Charles Schwab & Co., Inc. ("Schwab"), a California corporation, and each registered investment company ("Fund Company") executing this Amendment...Operating Agreement • October 1st, 2003 • Westcore Trust
AMENDMENT TO SERVICES AGREEMENT This Amendment is made as of April 1, 2003, by and between Charles Schwab & Co., Inc. ("Schwab"), a California corporation, Denver Investment Advisors, LLC ("Fund Affiliate"), and each registered investment company...Services Agreement • October 1st, 2003 • Westcore Trust
AMENDMENTCustody Agreement • September 25th, 2002 • Westcore Trust
Exhibit (h)(34) ADMINISTRATIVE SERVICES AGREEMENT THIS AGREEMENT is made and entered into this 20th day of September 2001 by and between BenefitsCorp Equities, Inc. ("BCE"), a Delaware corporation having its principal office and place of business at...Administrative Services Agreement • September 25th, 2002 • Westcore Trust • Colorado
Exhibit 13(b)(iv) INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the "Agreement") is entered into as of October 13, 2003 between Denver Investment Advisors LLC, a Colorado limited liability company ("DIA"), and Westcore Trust, a...Indemnification Agreement • September 21st, 2004 • Westcore Trust
SCHEDULE 3.1Transfer Agency Agreement • September 21st, 2004 • Westcore Trust
WITNESSETH:Administration Agreement • September 29th, 2000 • Westcore Trust • Massachusetts
AMENDMENT NO. 2 TO CUSTODY AGREEMENTCustody Agreement • September 24th, 2001 • Westcore Trust
The purpose of this letter is to confirm that the undersigned, Westcore Trust (the "Trust"), a Massachusetts business trust, hereby appoints The Bank of New York ("BONY") to act as custodian of the property belonging to its International Select Fund on the terms and conditions set forth in the Custody Agreement ("Agreement") between the Trust and BONY, dated as of October 1, 1999, and for the compensation as agreed upon in writing from time to time by the Trust and BONY. Please sign below to accept this appointment and to agree that the Agreement is hereby amended to provide that BONY shall act as the custodian for the Trust's International Select Fund in accordance with the foregoing.
AMENDMENT NO. 1 TO THE ADMINISTRATION AGREEMENT Amendment dated as of September 20, 2004 to the Administration Agreement (the "Agreement") dated as of November 1, 2000 between Westcore Trust, a Massachusetts business trust (the "Trust"), Denver...Administration Agreement • September 21st, 2004 • Westcore Trust
Westcore Trust 370 Seventeenth Street, Suite 3100 Denver, CO 80202 First Trust Corporation Diane Easter 717 Seventeenth Street, Suite 1700 Denver, CO 80202 Denver Investment Advisors LLC 1225 Seventeenth Street, 26th Floor Denver, CO 80202 VIA:...Shareholder Services Agreement • September 24th, 2001 • Westcore Trust
Re: The Shareholder Services Agreement (the "Agreement") dated as of November 19, 1996 between First Trust Corporation, Denver Investment Advisors LLC and Westcore Trust.
Exhibit (h)(30) ASSUMPTION AGREEMENT AGREEMENT made as of April 2, 2001 among ALPS Mutual Funds Services, Inc. ("AMFSI"), a Colorado corporation, ALPS Distributors Inc., formerly known as ALPS Mutual Funds Services, Inc. ("ADI"), a Colorado...Assumption Agreement • September 24th, 2001 • Westcore Trust • Colorado
PURCHASE AGREEMENTPurchase Agreement • July 16th, 1998 • Westcore Trust
Exhibit (d) DENVER INVESTMENT ADVISORS LLC AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of November 1, 2000 between WESTCORE TRUST, a Massachusetts business trust (the "Trust"), and DENVER INVESTMENT ADVISORS LLC (the...Investment Advisory Agreement • September 24th, 2001 • Westcore Trust • Colorado
Exhibit (d)(4) Denver Investment Advisors LLC ALPS Mutual Funds Services, Inc. c/o Westcore Trust 1625 Broadway, Suite 2200 Denver, Colorado 80202 October 1, 2004 Jack Henderson Chairman Westcore Trust 1600 Broadway, Suite 1410 Denver, CO 80202 Re:...Fee Waiver Agreement • September 28th, 2004 • Westcore Trust
By our execution of this letter agreement (this "Agreement"), the undersigned parties agree that in order to improve the performance of certain of the Trust's portfolios, they will voluntarily waive a portion of the investment advisory and/or administration fees and/or reimburse additional Trust expenses for the period commencing October 1, 2004 through September 30, 2005 so that total annual operating expenses of each portfolio of the Trust do not exceed the amounts set forth in column 6 of Attachment A.
WITNESSETH:Foreign Custody Manager Agreement • September 25th, 2002 • Westcore Trust • New York
Westcore Trust 370 Seventeenth Street, Suite 3100 Denver, CO 80202 Wells Fargo Bank, N.A. Attn: Martin Fawzy - Compliance Manager 420 Montgomery Street 2nd Floor San Francisco, CA 94104 ALPS Mutual Funds Services, Inc. 370 Seventeenth Street, Suite...Shareholder Service Agreement • September 24th, 2001 • Westcore Trust
AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • September 26th, 1997 • Westcore Trust • Colorado
AGREEMENTTrust Agreement • October 1st, 2003 • Westcore Trust
ALPS Distributors, Inc. Anti-Money Laundering Delegation Amendment July 24, 2002 Mr. Jasper Frontz Westcore Funds 1225 17th Street, 26th Fl Denver, CO 80202 Dear Mr. Frontz: Westcore Trust (the "Fund") and ALPS Distributors, Inc. (the "ADI") are...Distribution Agreement • October 1st, 2003 • Westcore Trust
ALPS Distributors, Inc. Anti-Money Laundering Delegation Amendment July 24, 2002 Mr. Jasper Frontz Westcore Funds 1225 17th Street, 26th Fl Denver, CO 80202 Dear Mr. Frontz: Westcore Trust (the "Fund") and ALPS Distributors, Inc. (the "ADI") are...Distribution Agreement • September 21st, 2004 • Westcore Trust
1 EXHIBIT (e)(1)(v) AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • September 29th, 2000 • Westcore Trust • Colorado
Exhibit 13(c)(iii) DELEGATION AGREEMENT Agreement dated as of February 9, 2004 (the "Agreement") between ALPS Mutual Funds Services, Inc. ("ALPS") and Denver Investment Advisors LLC ("DIA"). BACKGROUND 1. ALPS has entered into a Bookkeeping and...Delegation Agreement • September 21st, 2004 • Westcore Trust
Exhibit 6(c) AMENDMENT NO. 1 TO AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT This Amendment No. 1 dated as of the 20th day of September is entered into between WESTCORE TRUST (the "Trust"), a Massachusetts business trust and DENVER INVESTMENT...Investment Advisory Agreement • September 21st, 2004 • Westcore Trust
AMENDMENT NO. 1 TO THE DISTRIBUTION AGREEMENT Amendment dated as of ___________________, 1998 to the Amended and Restated Distribution Agreement (the "Agreement") dated as of October 1, 1997 between Westcore Trust, a Massachusetts business trust (the...Distribution Agreement • July 16th, 1998 • Westcore Trust
SCHEDULE I TO THE OPERATING AGREEMENTOperating Agreement • September 24th, 2001 • Westcore Trust
CUSTODIAN AGREEMENTCustodian Agreement • April 30th, 2021 • Segall Bryant & Hamill Trust • New York
THIS AGREEMENT, dated as of May 6, 2019, between SEGALL BRYANT AND HAMILL TRUST, a management investment company organized under the laws of the Commonwealth of Massachusetts and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) (the “Trust” on behalf of itself or each of its series listed on Appendix A attached hereto, each a “Fund” and collectively the “Funds”), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian). References herein to the Fund shall be read to include Trust on behalf of itself or each Fund, severally and not jointly.
EXHIBIT (d)(3) ADDENDUM NO. 2 TO AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT This Addendum No. 2, dated as of the 1st day of October, 1999, is entered into between WESTCORE TRUST (the "Trust"), a Massachusetts business trust and DENVER...Investment Advisory Agreement • July 18th, 2000 • Westcore Trust
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • August 25th, 2023 • Segall Bryant & Hamill Trust • Nebraska
This ETF Distribution Agreement (this “Agreement”) is effective the 30th day of August, 2023, between Segall Bryant & Hamill Trust, a Massachusetts trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule B, as may be amended from time to time (each, a “Fund”, and collectively, the “Funds”), and Northern Lights Distributors, LLC a Nebraska limited liability company (the “Distributor”).
SIDE-LETTER AGREEMENT BETWEEN WESTCORE TRUST'S CO-ADMINISTRATORSSide-Letter Agreement • September 21st, 2004 • Westcore Trust
Exhibit 13(c)(i) AMENDED AND RESTATED BOOKKEEPING AND PRICING AGREEMENTBookkeeping and Pricing Agreement • September 21st, 2004 • Westcore Trust • Massachusetts
AGENCY TRADING AGREEMENT This Agreement is made as of _____________, between First American Bank, each registered investment company ("Fund Company") executing this Agreement, on its own behalf and on behalf of each of the series or classes of shares,...Agency Trading Agreement • October 1st, 2003 • Westcore Trust • Massachusetts
