Common Contracts

In the Matter of David P. Breitstein NMLS NO. 21737 A Licensed Mortgage Loan Originator Pursuant To Article XII-E of the New York Banking Law SETTLEMENT AGREEMENT

Settlement Agreement • March 29th, 2023

• Contract Type
  Settlement Agreement
• Filed
  March 29th, 2023

This Settlement Agreement (“Agreement”) is made and entered into by and between David P. Breitstein (“Mr. Breitstein”) and the New York State Department of Financial Services (the “Department” and collectively with Mr. Breitstein, the “Parties”) evidencing an agreement between the Parties to resolve, without a hearing, the violation of 3 NYCRR 420.20(a)(7), upon and subject to the terms and conditions hereof.