OPPENHEIMER & CO., INC. New York, New York 10004 EARLYBIRDCAPITAL, INC. New York, New York 10017 April 12, 2018Advisory Agreement • April 18th, 2018 • Pure Acquisition Corp. • Blank checks • New York
Contract Type FiledApril 18th, 2018 Company Industry JurisdictionThis is to confirm our agreement whereby Pure Acquisition Corp., a Delaware corporation (“Company”), has requested Oppenheimer & Co., Inc. and EarlyBirdCapital, Inc. (each, an “Advisor” and together the “Advisors”) to assist it in connection with the Company merging with, acquiring, engaging in a share exchange, share recapitalization, reorganization, purchasing all or substantially all of the assets of, entering into contractual arrangements, or engaging in any other similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-223845) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
OPPENHEIMER & CO., INC.Advisory Agreement • April 10th, 2018 • Pure Acquisition Corp. • Blank checks • New York
Contract Type FiledApril 10th, 2018 Company Industry Jurisdiction
COWEN AND COMPANY, LLC New York, New York 10022 December 7, 2017Advisory Agreement • December 12th, 2017 • GigCapital, Inc. • Blank checks • New York
Contract Type FiledDecember 12th, 2017 Company Industry JurisdictionThis is to confirm our agreement whereby GigCapital, Inc., a Delaware corporation (“Company”), has requested Cowen and Company, LLC and Chardan Capital Markets, LLC (together, the “Advisors” and each an “Advisor”) to assist it in connection with the Company merging with, acquiring, engaging in a share exchange, share reconstruction and amalgamation, purchasing all or substantially all of the assets of, entering into contractual arrangements, or engaging in any other similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-221581) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).