1,303,000 Shares WHEELER REAL ESTATE INVESTMENT TRUST, INC. Series D Cumulative Convertible Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 12th, 2018 • Wheeler Real Estate Investment Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledJanuary 12th, 2018 Company Industry JurisdictionWheeler Real Estate Investment Trust, Inc., a Maryland corporation (the “Company”), and Wheeler REIT, L.P., a Virginia limited partnership for which the Company is the sole general partner (the “Operating Partnership” and together with the Company, the “Transaction Entities”), agree with Ladenburg Thalmann & Co. Inc., as the representative (the “Representative”) of the several Underwriters named in Schedule A hereto (collectively, the “Underwriters”) to issue and sell to the several Underwriters 1,303,000 shares (the “Firm Shares”) of its Series D Cumulative Convertible Preferred Stock, without par value per share, of the Company (the “Series D Preferred Stock”), and also proposes to issue and sell to the Underwriters, at the option of the Underwriters, an aggregate of not more than 195,450 additional shares of its Series D Preferred Stock (the “Optional Shares”) as set forth below. The Firm Shares and the Optional Shares are herein collectively called the “Offered Shares.”
4,000,000 Shares BLUEROCK RESIDENTIAL GROWTH REIT, INC. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 13th, 2017 • Bluerock Residential Growth REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledJanuary 13th, 2017 Company Industry Jurisdiction
637,000 Shares WHEELER REAL ESTATE INVESTMENT TRUST, INC. Series D Cumulative Convertible Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 5th, 2016 • Wheeler Real Estate Investment Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledDecember 5th, 2016 Company Industry JurisdictionWheeler Real Estate Investment Trust, Inc., a Maryland corporation (the “Company”), and Wheeler REIT, L.P., a Virginia limited partnership for which the Company is the sole general partner (the “Operating Partnership” and together with the Company, the “Transaction Entities”), agree with Compass Point Research & Trading, LLC, as the representative (the “Representative”) of the several Underwriters named in Schedule A hereto (collectively, the “Underwriters”) to issue and sell to the several Underwriters 637,000 shares (the “Firm Shares”) of its Series D Cumulative Convertible Preferred Stock, without par value per share, of the Company (the “Series D Preferred Stock”), and also proposes to issue and sell to the Underwriters, at the option of the Underwriters, an aggregate of not more than 95,550 additional shares of its Series D Preferred Stock (the “Optional Shares”) as set forth below. The Firm Shares and the Optional Shares are herein collectively called the “Offered Shares.”
2,700,000 Shares BLUEROCK RESIDENTIAL GROWTH REIT, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 12th, 2016 • Bluerock Residential Growth REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledOctober 12th, 2016 Company Industry Jurisdiction
1,600,000 Shares WHEELER REAL ESTATE INVESTMENT TRUST, INC. Series D Cumulative Convertible Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 20th, 2016 • Wheeler Real Estate Investment Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledSeptember 20th, 2016 Company Industry JurisdictionWheeler Real Estate Investment Trust, Inc., a Maryland corporation (the “Company”), and Wheeler REIT, L.P., a Virginia limited partnership for which the Company is the sole general partner (the “Operating Partnership” and together with the Company, the “Transaction Entities”), agree with Compass Point Research & Trading, LLC, as the representative (the “Representative”) of the several Underwriters named in Schedule A hereto (collectively, the “Underwriters”) to issue and sell to the several Underwriters 1,600,000 shares (the “Firm Shares”) of its Series D Cumulative Convertible Preferred Stock, without par value per share, of the Company (the “Series D Preferred Stock”), and also proposes to issue and sell to the Underwriters, at the option of the Underwriters, an aggregate of not more than 240,000 additional shares of its Series D Preferred Stock (the “Optional Shares”) as set forth below. The Firm Shares and the Optional Shares are herein collectively called the “Offered Shares.”
2,000,000 Shares BLUEROCK RESIDENTIAL GROWTH REIT, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • July 18th, 2016 • Bluerock Residential Growth REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledJuly 18th, 2016 Company Industry Jurisdiction
2,000,000 Shares BLUEROCK RESIDENTIAL GROWTH REIT, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • April 26th, 2016 • Bluerock Residential Growth REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledApril 26th, 2016 Company Industry Jurisdiction
2,500,000 Shares BLUEROCK RESIDENTIAL GROWTH REIT, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 21st, 2015 • Bluerock Residential Growth REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledOctober 21st, 2015 Company Industry Jurisdiction
5,520,000 Shares BLUEROCK RESIDENTIAL GROWTH REIT, INC. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 21st, 2015 • Bluerock Residential Growth REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledMay 21st, 2015 Company Industry JurisdictionBluerock Residential Growth REIT, Inc., a Maryland corporation (the “Company”), together with Bluerock Residential Holdings, L.P., a Delaware limited partnership (the “Operating Partnership” and together with the Company, the “Transaction Entities”) and BRG Manager, LLC, a Delaware limited liability company (the “Manager”), agrees with Wunderlich Securities, Inc., as the representative (the “Representative”) of the several Underwriters named in Schedule A hereto (collectively, the “Underwriters”) to issue and sell to the several Underwriters 5,520,000 shares (the “Firm Shares”) of its Class A common stock, par value $0.01 per share (the “Common Stock”), and also proposes to issue and sell to the Underwriters, at the option of the Underwriters, an aggregate of not more than 828,000 additional shares of its Common Stock (the “Optional Shares”) as set forth below. The Firm Shares and the Optional Shares are herein collectively called the “Offered Shares.” Pursuant to the Second Amended an
4,000,000 Shares BLUEROCK RESIDENTIAL GROWTH REIT, INC. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 15th, 2015 • Bluerock Residential Growth REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledJanuary 15th, 2015 Company Industry JurisdictionBluerock Residential Growth REIT, Inc., a Maryland corporation (the “Company”), together with Bluerock Residential Holdings, L.P., a Delaware limited partnership (the “Operating Partnership” and together with the Company, the “Transaction Entities”) and BRG Manager, LLC, a Delaware limited liability company (the “Manager”), agrees with Wunderlich Securities, Inc., as the representative (the “Representative”) of the several Underwriters named in Schedule A hereto (collectively, the “Underwriters”) to issue and sell to the several Underwriters 4,000,000 shares (the “Firm Shares”) of its Class A common stock, par value $0.01 per share (the “Common Stock”), and also proposes to issue and sell to the Underwriters, at the option of the Underwriters, an aggregate of not more than 600,000 additional shares of its Common Stock (the “Optional Shares”) as set forth below. The Firm Shares and the Optional Shares are herein collectively called the “Offered Shares.” Pursuant to the Second Amended an
2,639,517 Shares BLUEROCK RESIDENTIAL GROWTH REIT, INC. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 7th, 2014 • Bluerock Residential Growth REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledOctober 7th, 2014 Company Industry JurisdictionBluerock Residential Growth REIT, Inc., a Maryland corporation (the “Company”), together with Bluerock Residential Holdings, L.P., a Delaware limited partnership (the “Operating Partnership” and together with the Company, the “Transaction Entities”) and BRG Manager, LLC, a Delaware limited liability company (the “Manager”), agrees with Wunderlich Securities, Inc., as the representative (the “Representative”) of the several Underwriters named in Schedule A hereto (collectively, the “Underwriters”) to issue and sell to the several Underwriters 2,639,517 shares (the “Firm Shares”) of its Class A common stock, par value $0.01 per share (the “Common Stock”), and also proposes to issue and sell to the Underwriters, at the option of the Underwriters, an aggregate of not more than 395,927 additional shares of its Common Stock (the “Optional Shares”) as set forth below. The Firm Shares and the Optional Shares are herein collectively called the “Offered Shares.” Pursuant to the Second Amended an
●] Shares BLUEROCK RESIDENTIAL GROWTH REIT, INC. Class A Common Stock FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • October 1st, 2014 • Bluerock Residential Growth REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledOctober 1st, 2014 Company Industry JurisdictionBluerock Residential Growth REIT, Inc., a Maryland corporation (the “Company”), together with Bluerock Residential Holdings, L.P., a Delaware limited partnership (the “Operating Partnership” and together with the Company, the “Transaction Entities”) and BRG Manager, LLC, a Delaware limited liability company (the “Manager”), agrees with Wunderlich Securities, Inc., as the representative (the “Representative”) of the several Underwriters named in Schedule A hereto (collectively, the “Underwriters”) to issue and sell to the several Underwriters [●] shares (the “Firm Shares”) of its Class A common stock, par value $0.01 per share (the “Common Stock”), and also proposes to issue and sell to the Underwriters, at the option of the Underwriters, an aggregate of not more than [●] additional shares of its Common Stock (the “Optional Shares”) as set forth below. The Firm Shares and the Optional Shares are herein collectively called the “Offered Shares.” Pursuant to the Second Amended and Restated
3,448,276 Shares BLUEROCK RESIDENTIAL GROWTH REIT, INC. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 1st, 2014 • Bluerock Residential Growth REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledApril 1st, 2014 Company Industry JurisdictionBluerock Residential Growth REIT, Inc., a Maryland corporation (the “Company”), together with Bluerock Residential Holdings, L.P., a Delaware limited partnership (the “Operating Partnership” and together with the Company, the “Transaction Entities”) and BRG Manager, LLC, a Delaware limited liability company (the “Manager”), agrees with Wunderlich Securities, Inc., as the representative (the “Representative”) of the several Underwriters named in Schedule A hereto (collectively, the “Underwriters”) to issue and sell to the several Underwriters 3,448,276 shares (the “Firm Shares”) of its Class A common stock, par value $0.01 per share (the “Common Stock”), and also proposes to issue and sell to the Underwriters, at the option of the Underwriters, an aggregate of not more than 517,241 additional shares of its Common Stock (the “Optional Shares”) as set forth below. The Firm Shares and the Optional Shares are herein collectively called the “Offered Shares.” Pursuant to the Second Amended an
•] Shares BLUEROCK RESIDENTIAL GROWTH REIT, INC. Class A Common Stock FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • March 13th, 2014 • Bluerock Residential Growth REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledMarch 13th, 2014 Company Industry JurisdictionBluerock Residential Growth REIT, Inc., a Maryland corporation (the “Company”), together with Bluerock Residential Holdings, L.P., a Delaware limited partnership (the “Operating Partnership” and together with the Company, the “Transaction Entities”) and BRG Manager, LLC, a Delaware limited liability company (the “Manager”), agrees with Wunderlich Securities, Inc., as the representative (the “Representative”) of the several Underwriters named in Schedule A hereto (collectively, the “Underwriters”) to issue and sell to the several Underwriters [•] shares (the “Firm Shares”) of its Class A common stock, par value $0.01 per share (the “Common Stock”), and also proposes to issue and sell to the Underwriters, at the option of the Underwriters, an aggregate of not more than [•] additional shares of its Common Stock (the “Optional Shares”) as set forth below. The Firm Shares and the Optional Shares are herein collectively called the “Offered Shares.” Pursuant to the Second Amended and Restated