Common Contracts
2 similar Uniform Type 3 Introducer/Carrier Broker Agreement contracts
This is revised Schedule "H" to the Uniform Type 3 Introducer/Carrier Broker Agreement dated the ________ day of ____________ , 20 made between [NameUniform Type 3 Introducer/Carrier Broker Agreement • December 10th, 2021
of T3CB] and [Name of T3IB] ("Agreement") in accordance with Rule 2400 of the Investment Industry Regulatory Organization of Canada ("IIROC"). On execution and delivery of this instrument the Agreement shall be amended by the deletion of existing Schedule "H" in its entirety and replacement by Schedule "H" in the following terms, subject to compliance with the provisions of Rule 2400 and the requirements of IIROC relating to such Rule or the parties.
ContractUniform Type 3 Introducer/Carrier Broker Agreement • April 23rd, 2018
This is revised Schedule "H" to the Uniform Type 3 Introducer/Carrier Broker Agreement dated the day of , 20 made between [Name of T3CB] and [Name of T3IB] ("Agreement") in accordance with Rule 35 of the Investment Industry Regulatory Organization of Canada ("IIROC"). On execution and delivery of this instrument the Agreement shall be amended by the deletion of existing Schedule "H" in its entirety and replacement by Schedule "H" in the following terms, subject to compliance with the provisions of Rule 35 and the requirements of IIROC relating to such Rule or the parties.
