PERSONAL AND CONFIDENTIALPlacement Agent Agreement • September 23rd, 2024 • Sharps Technology Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledSeptember 23rd, 2024 Company Industry JurisdictionThe purpose of this placement agent agreement is to outline our agreement pursuant to which Aegis Capital Corp. (“Aegis”) will act as the placement agent on a “best efforts” basis in connection with the proposed Note Offering (the “Placement”) by Sharps Technology, Inc. (collectively, with its subsidiaries and affiliates, the “Company”) of promissory notes (“Notes”) and unregistered shares of Common Stock of the Company (together with the Notes, the “Securities”). This placement agent agreement sets forth certain conditions and assumptions upon which the Placement is premised. The Company expressly acknowledges and agrees that Aegis’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Aegis to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Aegis with respect to securing any other financing on behalf of the Company
Re: SMX | PIPE Offering | Placement Agent AgreementPlacement Agent Agreement • September 16th, 2024 • SMX (Security Matters) Public LTD Co • Misc industrial & commercial machinery & equipment • New York
Contract Type FiledSeptember 16th, 2024 Company Industry JurisdictionThe purpose of this placement agent agreement is to outline our agreement pursuant to which Aegis Capital Corp. (“Aegis”) will act as the placement agent on a “best efforts” basis in connection with the proposed PIPE Offering (the “Placement”) by SMX (Security Matters) Public Limited Company (collectively, with its subsidiaries and affiliates, the “Company”) of units consisting of its Ordinary Shares and warrants to purchase its Ordinary Shares (the “Securities”). This placement agent agreement sets forth certain conditions and assumptions upon which the Placement is premised. The Company expressly acknowledges and agrees that Aegis’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Aegis to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Aegis with respect to securing any other financing on behalf of the Company
PERSONAL AND CONFIDENTIALPlacement Agent Agreement • July 12th, 2024 • Volcon, Inc. • Motor vehicles & passenger car bodies • New York
Contract Type FiledJuly 12th, 2024 Company Industry JurisdictionThe purpose of this placement agent agreement is to outline our agreement pursuant to which Aegis Capital Corp. (“Aegis”) will act as the placement agent on a “best efforts” basis in connection with the proposed Registered Direct Shelf Takedown (the “Placement”) by Volcon, Inc. (collectively, with its subsidiaries and affiliates, the “Company”) of its shares of Common Stock (the “Securities”). This placement agent agreement sets forth certain conditions and assumptions upon which the Placement is premised. The Company expressly acknowledges and agrees that Aegis’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Aegis to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Aegis with respect to securing any other financing on behalf of the Company. The Company confirms that entry into this placement agent agreement an
PERSONAL AND CONFIDENTIALPlacement Agent Agreement • June 21st, 2024 • Zoomcar Holdings, Inc. • Services-auto rental & leasing (no drivers) • New York
Contract Type FiledJune 21st, 2024 Company Industry JurisdictionThe purpose of this placement agent agreement is to outline our agreement pursuant to which Aegis Capital Corp. (“Aegis”) will act as the placement agent on a “best efforts” basis in connection with the proposed private placement (the “Placement”) by Zoomcar Holdings, Inc. (collectively, with its subsidiaries and affiliates, the “Company”) of promissory notes (“Notes”) and warrants (“Investor Warrants” and together with the Notes, “Securities”) to purchase its shares of Common Stock. This placement agent agreement sets forth certain conditions and assumptions upon which the Placement is premised. The Company expressly acknowledges and agrees that Aegis’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Aegis to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Aegis with respect to securing any other financing on b
PERSONAL AND CONFIDENTIALPlacement Agent Agreement • April 2nd, 2024 • Applied UV, Inc. • Electric lighting & wiring equipment • New York
Contract Type FiledApril 2nd, 2024 Company Industry JurisdictionThe purpose of this placement agent agreement (“Agreement”) is to outline our agreement pursuant to which Aegis Capital Corp. (“Aegis”) will act as the placement agent on a “best efforts” basis in connection with the proposed registered direct and private investment in public entity (“PIPE”) offering (“Placement”) by Applied UV, Inc., a Nevada corporation (collectively, with its subsidiaries and affiliates, the “Company”) of its shares of Common Stock, par value $0.0001 per share and/or pre-funded warrants, and private placement warrants (collectively, the “Securities”). This engagement letter sets forth certain conditions and assumptions upon which the Placement is premised. The Company expressly acknowledges and agrees that Aegis’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Aegis to purchase the Securities and does not ensure the successful placement of the Securities or any portion
PERSONAL AND CONFIDENTIALPlacement Agent Agreement • January 16th, 2024 • Clearmind Medicine Inc. • Pharmaceutical preparations • New York
Contract Type FiledJanuary 16th, 2024 Company Industry JurisdictionThe purpose of this placement agent agreement (“Agreement”) is to outline our agreement pursuant to which Aegis Capital Corp. (“Aegis”) will act as the placement agent on a “best efforts” basis in connection with a proposed registered direct offering and concurrent private placement (the “Placement”) by Clearmind Medicine Inc. (collectively, with its subsidiaries and affiliates, the “Company”) of units consisting of its Common Shares and warrants to purchase its Common Shares (the “Securities”). This Agreement sets forth certain conditions and assumptions upon which the Placement is premised. The Company expressly acknowledges and agrees that Aegis’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Aegis to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Aegis with respect to securing any other financing on behal
PERSONAL AND CONFIDENTIALPlacement Agent Agreement • December 21st, 2023 • Bynd Cannasoft Enterprises Inc. • Services-prepackaged software • New York
Contract Type FiledDecember 21st, 2023 Company Industry JurisdictionThe purpose of this placement agent agreement is to outline our agreement pursuant to which Aegis Capital Corp. (“Aegis”) will act as the placement agent on a “best efforts” basis in connection with the proposed Registered Direct Shelf Takedown (the “Placement”) by BYND Cannasoft Enterprises Inc. (collectively, with its subsidiaries and affiliates, the “Company”) of units consisting of its Common Shares and warrants to purchase its Common Shares (the “Securities”). This placement agent agreement sets forth certain conditions and assumptions upon which the Placement is premised. The Company expressly acknowledges and agrees that Aegis’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Aegis to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Aegis with respect to securing any other financing on behalf of the Compan