WARRANT TO PURCHASE SHARES OF COMMON STOCKWarrant Agreement • March 9th, 2017 • Navidea Biopharmaceuticals, Inc. • In vitro & in vivo diagnostic substances • Delaware
Contract Type FiledMarch 9th, 2017 Company Industry JurisdictionTHIS CERTIFIES THAT, for value received, The Regents of the University of California (“Holder”), is entitled to subscribe for and purchase ONE MILLION (1,000,000) shares of fully paid and nonassessable shares of Common Stock of NAVIDEA BIOPHARMACEUTICALS, INC., a Delaware corporation (“Company”), at the Warrant Price (as hereinafter defined), subject to the provisions and upon the terms and conditions hereinafter set forth. As used herein, the term “Common Stock” shall mean Company’s presently authorized common stock, $0.001 par value per share, and any stock into which such Common Stock may hereafter be converted or exchanged and the term “Warrant Shares” shall mean the shares of Common Stock which Holder may acquire pursuant to this Warrant and any other shares of stock into which such shares of Common Stock may hereafter be converted or exchanged. Capitalized terms not otherwise defined herein shall have the respective meanings ascribed to them in the Asset Purchase Agreement, dated
WARRANT TO PURCHASE SHARES OF COMMON STOCKWarrant Agreement • March 9th, 2017 • Navidea Biopharmaceuticals, Inc. • In vitro & in vivo diagnostic substances • Delaware
Contract Type FiledMarch 9th, 2017 Company Industry JurisdictionTHIS CERTIFIES THAT, for value received, Cardinal Health 414, LLC, a Delaware limited liability company (“Holder”), is entitled to subscribe for and purchase TEN MILLION (10,000,000) shares of fully paid and nonassessable shares of Common Stock of NAVIDEA BIOPHARMACEUTICALS, INC., a Delaware corporation (“Company”), at the Warrant Price (as hereinafter defined), subject to the provisions and upon the terms and conditions hereinafter set forth. As used herein, the term “Common Stock” shall mean Company’s presently authorized common stock, $0.001 par value per share, and any stock into which such Common Stock may hereafter be converted or exchanged and the term “Warrant Shares” shall mean the shares of Common Stock which Holder may acquire pursuant to this Warrant and any other shares of stock into which such shares of Common Stock may hereafter be converted or exchanged. This Warrant is being executed and delivered pursuant to the terms of an Asset Purchase Agreement, dated November 23,