Common Contracts
15 similar Customer Agreement and Information Brochure contracts
CUSTOMER AGREEMENT AND INFORMATION BROCHURECustomer Agreement and Information Brochure • April 5th, 2023
Hilltop Securities Inc., (HTS), a Member Firm of the New York Stock Exchange (NYSE), the Financial Industry Regulatory Authority (FINRA), and the Securities Investor Protection Corporation (SIPC), is a full- service brokerage firm providing customers with execution services on all major exchanges and access to all major markets.
CUSTOMER AGREEMENT AND INFORMATION BROCHURECustomer Agreement and Information Brochure • April 5th, 2023 • New York
Hilltop Securities Inc. (HTS), a Member Firm of the New York Stock Exchange (NYSE), the Financial Industry Regulatory Authori ty (FINRA), and the Securities Investor Protection Corporation (SIPC) may perform, as agent, certain execution and clearing functions for your independent brokerage firm Momentum Independent Network Inc. (MIN), a member of FINRA and SIPC. These services are performed under a contract, known as a Fully Disclosed Clearing Agreement (the Clearing Agreement), between HTS and MIN. In the Clearing Agreement, “Financial Professional” or “your Financial Professional” refers to the financial professional with whom you deal or to MIN. In addition, “you”, “your”, and “Customer” refer to each person who signs the account application. HTS’s role is limited to performing execution, clearing and custodial functions for your Financial Professional and MIN. HTS makes no investment recommendations to the customers of your brokerage firm or MIN and assumes no responsibility for an
CUSTOMER AGREEMENT AND INFORMATION BROCHURECustomer Agreement and Information Brochure • April 5th, 2023 • New York
Hilltop Securities Inc. (HTS), a Member Firm of the New York Stock Exchange (NYSE), the Financial Industry Regulatory Authori ty (FINRA), and the Securities Investor Protection Corporation (SIPC) may perform, as agent, certain execution and clearing functions for your independent brokerage firm Momentum Independent Network Inc. (MIN), a member of FINRA and SIPC. These services are performed under a contract, known as a Fully Disclosed Clearing Agreement (the Clearing Agreement), between HTS and MIN. In the Clearing Agreement, “Financial Professional” or “your Financial Professional” refers to the financial professional with whom you deal or to MIN. In addition, “you”, “your”, and “Customer” refer to each person who signs the account application. HTS’s role is limited to performing execution, clearing and custodial functions for your Financial Professional and MIN. HTS makes no investment recommendations to the customers of your brokerage firm or MIN and assumes no responsibility for an
CUSTOMER AGREEMENT AND INFORMATION BROCHURECustomer Agreement and Information Brochure • April 5th, 2023
Hilltop Securities Inc., (HTS), a Member Firm of the New York Stock Exchange (NYSE), the Financial Industry Regulatory Authority (FINRA), and the Securities Investor Protection Corporation (SIPC), is a full- service brokerage firm providing customers with execution services on all major exchanges and access to all major markets.
CUSTOMER AGREEMENT AND INFORMATION BROCHURECustomer Agreement and Information Brochure • February 13th, 2023
Hilltop Securities Inc., (HTS), a Member Firm of the New York Stock Exchange (NYSE), the Financial Industry Regulatory Authority (FINRA), and the Securities Investor Protection Corporation (SIPC), is a full- service brokerage firm providing customers with execution services on all major exchanges and access to all major markets.
CUSTOMER AGREEMENT AND INFORMATION BROCHURECustomer Agreement and Information Brochure • February 13th, 2023 • New York
Hilltop Securities Inc. (HTS), a Member Firm of the New York Stock Exchange (NYSE), the Financial Industry Regulatory Authority (FINRA), and the Securities Investor Protection Corporation (SIPC) may perform, as agent, certain execution and clearing functions for your independent brokerage firm Momentum Independent Network Inc. (MIN), a member of FINRA and SIPC. These services are performed under a contract, known as a Fully Disclosed Clearing Agreement (the Clearing Agreement), between HTS and MIN. In the Clearing Agreement, “Financial Professional” or “your Financial Professional” refers to the financial professional with whom you deal or to MIN. In addition, “you”, “your”, and “Customer” refer to each person who signs the account application. HTS’s role is limited to performing execution, clearing and custodial functions for your Financial Professional and MIN. HTS makes no investment recommendations to the customers of your brokerage firm or MIN and assumes no responsibility for any
CUSTOMER AGREEMENT AND INFORMATION BROCHURECustomer Agreement and Information Brochure • February 13th, 2023
Hilltop Securities Inc., (HTS), a Member Firm of the New York Stock Exchange (NYSE), the Financial Industry Regulatory Authority (FINRA), and the Securities Investor Protection Corporation (SIPC), is a full- service brokerage firm providing customers with execution services on all major exchanges and access to all major markets.
CUSTOMER AGREEMENT AND INFORMATION BROCHURECustomer Agreement and Information Brochure • February 13th, 2023 • New York
Hilltop Securities Inc. (HTS), a Member Firm of the New York Stock Exchange (NYSE), the Financial Industry Regulatory Authority (FINRA), and the Securities Investor Protection Corporation (SIPC) may perform, as agent, certain execution and clearing functions for your independent brokerage firm Momentum Independent Network Inc. (MIN), a member of FINRA and SIPC. These services are performed under a contract, known as a Fully Disclosed Clearing Agreement (the Clearing Agreement), between HTS and MIN. In the Clearing Agreement, “Financial Professional” or “your Financial Professional” refers to the financial professional with whom you deal or to MIN. In addition, “you”, “your”, and “Customer” refer to each person who signs the account application. HTS’s role is limited to performing execution, clearing and custodial functions for your Financial Professional and MIN. HTS makes no investment recommendations to the customers of your brokerage firm or MIN and assumes no responsibility for any
CUSTOMER AGREEMENT AND INFORMATION BROCHURECustomer Agreement and Information Brochure • September 22nd, 2022
Hilltop Securities Inc., (HTS), a Member Firm of the New York Stock Exchange (NYSE), the Financial Industry Regulatory Authority (FINRA), and the Securities Investor Protection Corporation (SIPC), is a full- service brokerage firm providing customers with execution services on all major exchanges and access to all major markets.
CUSTOMER AGREEMENT AND INFORMATION BROCHURECustomer Agreement and Information Brochure • September 22nd, 2022
Hilltop Securities Inc., (HTS), a Member Firm of the New York Stock Exchange (NYSE), the Financial Industry Regulatory Authority (FINRA), and the Securities Investor Protection Corporation (SIPC), is a full- service brokerage firm providing customers with execution services on all major exchanges and access to all major markets.
CUSTOMER AGREEMENT AND INFORMATION BROCHURECustomer Agreement and Information Brochure • September 22nd, 2022
Hilltop Securities Inc., (HTS), a Member Firm of the New York Stock Exchange (NYSE), the Financial Industry Regulatory Authority (FINRA), and the Securities Investor Protection Corporation (SIPC), is a full- service brokerage firm providing customers with execution services on all major exchanges and access to all major markets.
CUSTOMER AGREEMENT AND INFORMATION BROCHURECustomer Agreement and Information Brochure • September 22nd, 2022 • New York
Hilltop Securities Inc. (HTS), a Member Firm of the New York Stock Exchange (NYSE), the Financial Industry Regulatory Authority (FINRA), and the Securities Investor Protection Corporation (SIPC) may perform, as agent, certain execution and clearing functions for your independent brokerage firm Momentum Independent Network Inc. (MIN), a member of FINRA and SIPC. These services are performed under a contract, known as a Fully Disclosed Clearing Agreement (the Clearing Agreement), between HTS and MIN. In the Clearing Agreement, “Financial Professional” or “your Financial Professional” refers to the financial professional with whom you deal or to MIN. In addition, “you”, “your”, and “Customer” refer to each person who signs the account application. HTS’s role is limited to performing execution, clearing and custodial functions for your Financial Professional and MIN. HTS makes no investment recommendations to the customers of your brokerage firm or MIN and assumes no responsibility for any
CUSTOMER AGREEMENT AND INFORMATION BROCHURECustomer Agreement and Information Brochure • September 22nd, 2022 • New York
Hilltop Securities Inc. (HTS), a Member Firm of the New York Stock Exchange (NYSE), the Financial Industry Regulatory Authority (FINRA), and the Securities Investor Protection Corporation (SIPC) may perform, as agent, certain execution and clearing functions for your independent brokerage firm Momentum Independent Network Inc. (MIN), a member of FINRA and SIPC. These services are performed under a contract, known as a Fully Disclosed Clearing Agreement (the Clearing Agreement), between HTS and MIN. In the Clearing Agreement, “Financial Professional” or “your Financial Professional” refers to the financial professional with whom you deal or to MIN. In addition, “you”, “your”, and “Customer” refer to each person who signs the account application. HTS’s role is limited to performing execution, clearing and custodial functions for your Financial Professional and MIN. HTS makes no investment recommendations to the customers of your brokerage firm or MIN and assumes no responsibility for any
CUSTOMER AGREEMENT AND INFORMATION BROCHURECustomer Agreement and Information Brochure • September 22nd, 2022 • New York
Hilltop Securities Inc. (HTS), a Member Firm of the New York Stock Exchange (NYSE), the Financial Industry Regulatory Authority (FINRA), and the Securities Investor Protection Corporation (SIPC) may perform, as agent, certain execution and clearing functions for your independent brokerage firm Momentum Independent Network Inc. (MIN), a member of FINRA and SIPC. These services are performed under a contract, known as a Fully Disclosed Clearing Agreement (the Clearing Agreement), between HTS and MIN. In the Clearing Agreement, “Financial Professional” or “your Financial Professional” refers to the financial professional with whom you deal or to MIN. In addition, “you”, “your”, and “Customer” refer to each person who signs the account application. HTS’s role is limited to performing execution, clearing and custodial functions for your Financial Professional and MIN. HTS makes no investment recommendations to the customers of your brokerage firm or MIN and assumes no responsibility for any
CUSTOMER AGREEMENT AND INFORMATION BROCHURECustomer Agreement and Information Brochure • January 25th, 2021 • New York
Hilltop Securities Inc. (HTS), a Member Firm of the New York Stock Exchange (NYSE), the Financial Industry Regulatory Authority (FINRA), and the Securities Investor Protection Corporation (SIPC) may perform, as agent, certain execution and clearing functions for your independent brokerage firm Momentum Independent Network Inc. (MIN), a member of FINRA and SIPC. These services are performed under a contract, known as a Fully Disclosed Clearing Agreement (the Clearing Agreement), between HTS and MIN. In the Clearing Agreement, “Financial Professional” or “your Financial Professional” refers to the financial professional with whom you deal or to MIN. In addition, “you”, “your”, and “Customer” refer to each person who signs the account application. HTS’s role is limited to performing execution, clearing and custodial functions for your Financial Professional and MIN. HTS makes no investment recommendations to the customers of your brokerage firm or MIN and assumes no responsibility for any
