EX-99.3(B) 4 d305854dex993b.htm FORM OF THE GUARDIAN INSURANCE & ANNUITY COMPANY SELLING AGREEMENT THE GUARDIAN INSURANCE & ANNUITY COMPANY SELLING AGREEMENTSelling Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionThis Agreement is entered into by and among The Guardian Insurance & Annuity Company, Inc. (“GIAC”), a Delaware corporation, Guardian Investor Services LLC (“GIS”), a registered broker-dealer with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, a member in good standing of the Financial Industry Regulatory Authority, Inc. (“FINRA”), and (the “Firm”).
THE GUARDIAN INSURANCE & ANNUITY COMPANY SELLING AGREEMENTSelling Agreement • April 5th, 2013 • Guardian Separate Account R • New York
Contract Type FiledApril 5th, 2013 Company JurisdictionThis Agreement is entered into by and among The Guardian Insurance & Annuity Company, Inc. (“GIAC”), a Delaware corporation, Guardian Investor Services LLC (“GIS”), a registered broker-dealer with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, a member in good standing of the Financial Industry Regulatory Authority, Inc. (“FINRA”), and (the “Firm”).
THE GUARDIAN INSURANCE & ANNUITY COMPANY SELLING AGREEMENTSelling Agreement • March 9th, 2012 • Guardian Separate Account R • New York
Contract Type FiledMarch 9th, 2012 Company JurisdictionThis Agreement is entered into by and among The Guardian Insurance & Annuity Company, Inc. (“GIAC”), a Delaware corporation, Guardian Investor Services LLC (“GIS”), a registered broker-dealer with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, a member in good standing of the Financial Industry Regulatory Authority, Inc. (“FINRA”), and (the “Firm”).
THE GUARDIAN INSURANCE & ANNUITY COMPANY SELLING AGREEMENTSelling Agreement • April 27th, 2009 • Guardian Separate Acct N of the Guardian Ins & Annuity Co • New York
Contract Type FiledApril 27th, 2009 Company JurisdictionThis Agreement is entered into by and among The Guardian Insurance & Annuity Company, Inc. (“GIAC”), a Delaware corporation, Guardian Investor Services LLC (“GIS”), a registered broker-dealer with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, a member in good standing of the Financial Industry Regulatory Authority, Inc. (“FINRA”), and (the “Firm”).
THE GUARDIAN INSURANCE & ANNUITY COMPANY SELLING AGREEMENTSelling Agreement • August 26th, 2008 • Guardian Separate Acct N of the Guardian Ins & Annuity Co • New York
Contract Type FiledAugust 26th, 2008 Company JurisdictionThis Agreement is entered into by and among The Guardian Insurance & Annuity Company, Inc. (“GIAC”), a Delaware corporation, Guardian Investor Services LLC (“GIS”), a registered broker-dealer with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, a member in good standing of the Financial Industry Regulatory Authority, Inc. (“FINRA”), and (the “Firm”).